Plenti : Notification regarding unquoted securities - PLT

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

PLENTI GROUP LIMITED

Date of this announcement

Monday December 20, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
PLTAA	OPTION EXPIRING VARIOUS DATES EX	40,000	10/12/2021
	VARIOUS PRICES

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

1 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PLENTI GROUP LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ACN	643435492
1.3	ASX issuer code
PLT

1. The announcement is New announcement
2. Date of this announcement

20/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

2 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

3 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code and description
		PLTAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
		Date the +securities the subject of this notification were issued
		10/12/2021
use	Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Yes
		Were any of the +securities issued to +key management personnel (KMP) or an +associate?
		No
personalFor	Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
For terms of the Incentive Plan, please refer the Prospectus lodged with the ASX on 22 September 2020. URL: https://ww
		w.asx.com.au/asxpdf/20200922/pdf/44mvz05s2bl2yr.pdf
		Any other information the entity wishes to provide about the +securities the subject of this notification
		Issue of unlisted options, at an exercise price of $1.825 each vesting in three equal tranches following release of the
		Company's half-year results for FY24, FY25 and FY26.
	Issue details
		Number of +securities
		40,000

Notification of Issue, Conversion or Payment up of Unquoted

4 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 4 - +Securities on issue

For personal use only

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)
	Total number of
ASX +security code and description	+securities on issue
PLT : ORDINARY FULLY PAID	169,359,950

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
PLTAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	13,664,998
PLTAB : PERFORMANCE RIGHTS	2,628,812

Notification of Issue, Conversion or Payment up of Unquoted

5 / 6