Platinum Capital : Appendix 3B - Unclaimed Dividends
September 19, 2017 at 12:54 am
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Appendix 3B
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1
+Class of +securities issued or to be issued
Ordinary
2
Number of +securities issued or to be issued (if known) or maximum number which may be issued
17,550
3
Principal terms of the +securities (e.g. if options, exercise price and expiry date; if partly paid
+securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
Fully Paid
4
Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted
+securities?
If the additional +securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
Yes
5
Issue price or consideration
$1.73
6
Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
Issue of shares associated with unclaimed dividends
6a
Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i
No
6b
The date the security holder resolution under rule 7.1A was passed
6c
Number of +securities issued without security holder approval under rule 7.1
6d
Number of +securities issued with security holder approval under rule 7.1A
6e
Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
6f
Number of +securities issued under an exception in rule 7.2
6g
If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the
+issue date and both values. Include the source of the VWAP calculation.
6h
If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
6i
Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
7
+Issue dates
Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.
Cross reference: item 33 of Appendix 3B.
19/09/2017
Number
+Class
8
Number and +class of all
+securities quoted on ASX (including the +securities in section 2 if applicable)
285,119,006
Ordinary
Number
+Class
5
Ordinary
Number and +class of all
+securities not quoted on ASX (including the +securities in section 2 if applicable)
Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Part 2 - Pro rata issue
11
Is security holder approval required?
12
Is the issue renounceable or non- renounceable?
13
Ratio in which the +securities will be offered
14
+Class of +securities to which the offer relates
15
+Record date to determine entitlements
16
Will holdings on different registers (or subregisters) be aggregated for calculating entitlements?
17
Policy for deciding entitlements in relation to fractions
18
Names of countries in which the entity has security holders who will not be sent new offer documents
Note: Security holders must be told how their entitlements are to be dealt with.
Cross reference: rule 7.7.
Platinum Capital Limited published this content on 19 September 2017 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 19 September 2017 04:53:08 UTC.
Original documenthttps://www.platinum.com.au/Documents/Shareholders/PMC_ASX_Releases/appendix_3b_20170919_unclaimed_dividends.pdf
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Platinum Capital Limited is an Australia-based closed-ended investment company. The Company's objective is to provide capital growth over the long term through investing in companies worldwide. The Company offers investors a way of accessing an actively managed, truly diversified portfolio of companies from around the world and across industry sectors, providing exposure to undervalued businesses in both developed and emerging markets. The Company invests in various sectors, including financials, industrials, information technology, materials, energy, health care, consumer discretionary, communication services, real estate, consumer staples, and utilities. Its investments are in various geographical locations, such as Australia, China, Japan, Austria, Finland, France, Switzerland, Canada, and the United States of America. Platinum Investment Management Limited is the investment manager of the Company.