Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme | Kincora Copper Ltd (KCC) |
ACN/ARSN | 645 457 763 |
1. Details of substantial holder (1) | |
Name | Regal Funds Management Pty Ltd (RFM) |
ACN/ARSN (if applicable) | 107 576 821 |
There was a change in the interests of the substantial | |
holder on | 10/01/2022 |
The previous notice was given to the company on | 20/05/2021 |
The previous notice was dated | 18/05/2021 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
- had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Previous notice | Current notice | ||||
Class of securities (4) | |||||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||
ORDINARY | 9,376,923 | 7.77% | 8,169,665 | *6.77% | |
*The % substantial is based on the shares on issue of 120,712,026 as disclosed by the Company on 16-11-2021.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Holder of relevant | Date of acquisition | Consideration (9) | Class and number of securities |
interest | |||
See Annexure 1 | |||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Person entitled to be registered as | Nature of | Class and | Person's | ||
Holder of relevant interest | Registered holder of securities | relevant | number of | ||
holder (8) | votes | ||||
interest (6) | securities | ||||
CREDIT SUISSE AG | ROYTOR & CO | CREDIT SUISSE AG | HOLDER OF | 1,605,139 | 1,605,139 |
SHARES | ORDINARY | ||||
CREDIT SUISSE AG | CS THIRD NOMINEES PTY | CREDIT SUISSE AG | HOLDER OF | 6,564,526 | 6,564,526 |
LIMITED | SHARES | ORDINARY | |||
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
NOT APPLICABLE
6. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Kenny Ho | LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY |
NSW 2000 | |
Signature
print name | Kenny Ho | capacity | Company Secretary | ||||||
sign here | date | 12/01/2022 | |||||||
Annexure 1 | |||||||||
Changes in relevant interests [CAD] | |||||||||
Consideration | |||||||||
given in | Number of | Persons | |||||||
Nature of | relation to | securities | Class of | votes | |||||
Date | Person whose relevant interest changed | Change | change | affected | securities | affected | |||
Rounding adjustment from previous reverse | |||||||||
stock split | Buy | 0.00 | 1 | Ordinary | 1 | ||||
3/11/2021 | Regal Funds Management | Sell | 221.41 | 1528 | Ordinary | 1528 | |||
9/11/2021 | Regal Funds Management | Sell | 65.00 | 500 | Ordinary | 500 | |||
11/11/2021 | Regal Funds Management | Sell | 842.40 | 6000 | Ordinary | 6000 | |||
15/11/2021 | Regal Funds Management | Sell | 650.00 | 5000 | Ordinary | 5000 | |||
16/11/2021 | Regal Funds Management | Sell | 395.10 | 3000 | Ordinary | 3000 | |||
17/11/2021 | Regal Funds Management | Sell | 132.50 | 1000 | Ordinary | 1000 | |||
22/11/2021 | Regal Funds Management | Sell | 650.00 | 5000 | Ordinary | 5000 | |||
24/11/2021 | Regal Funds Management | Sell | 312.50 | 2500 | Ordinary | 2500 | |||
25/11/2021 | Regal Funds Management | Sell | 727.80 | 6000 | Ordinary | 6000 | |||
26/11/2021 | Regal Funds Management | Sell | 514.80 | 4500 | Ordinary | 4500 | |||
29/11/2021 | Regal Funds Management | Sell | 495.00 | 4500 | Ordinary | 4500 | |||
30/11/2021 | Regal Funds Management | Sell | 495.00 | 4500 | Ordinary | 4500 | |||
2/12/2021 | Regal Funds Management | Sell | 55.00 | 500 | Ordinary | 500 | |||
7/12/2021 | Regal Funds Management | Sell | 512.55 | 4500 | Ordinary | 4500 | |||
9/12/2021 | Regal Funds Management | Sell | 330.00 | 3000 | Ordinary | 3000 | |||
16/12/2021 | Regal Funds Management | Sell | 514.80 | 4500 | Ordinary | 4500 | |||
7/01/2022 | Regal Funds Management | Sell | 60.00 | 500 | Ordinary | 500 | |||
10/01/2022 | Regal Funds Management | Sell | 562.50 | 4500 | Ordinary | 4500 | |||
Changes in relevant interests [AUD]
19/05/2021 | Regal Funds Management | Sell | 70323.32 | 181714 | Ordinary | 181714 |
21/05/2021 | Regal Funds Management | Sell | 76252.00 | 220000 | Ordinary | 220000 |
24/05/2021 | Regal Funds Management | Sell | 11555.93 | 34965 | Ordinary | 34965 |
26/05/2021 | Regal Funds Management | Sell | 12073.18 | 36365 | Ordinary | 36365 |
27/05/2021 | Regal Funds Management | Sell | 13246.51 | 40435 | Ordinary | 40435 |
7/06/2021 | Regal Funds Management | Sell | 13347.85 | 42014 | Ordinary | 42014 |
8/06/2021 | Regal Funds Management | Sell | 20020.00 | 65000 | Ordinary | 65000 |
8/06/2021 | Regal Funds Management | Sell | 15090.00 | 50000 | Ordinary | 50000 |
16/06/2021 | Regal Funds Management | Sell | 16300.00 | 50000 | Ordinary | 50000 |
17/06/2021 | Regal Funds Management | Sell | 6404.81 | 20378 | Ordinary | 20378 |
18/06/2021 | Regal Funds Management | Sell | 7657.93 | 25349 | Ordinary | 25349 |
15/07/2021 | Regal Funds Management | Sell | 1765.50 | 6420 | Ordinary | 6420 |
16/07/2021 | Regal Funds Management | Sell | 1578.11 | 5198 | Ordinary | 5198 |
17/08/2021 | Regal Funds Management | Sell | 31201.99 | 155932 | Ordinary | 155932 |
4/11/2021 | Regal Funds Management | Sell | 27793.94 | 204819 | Ordinary | 204819 |
22/11/2021 | Regal Funds Management | Sell | 999.88 | 7142 | Ordinary | 7142 |
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Kincora Copper Limited published this content on 12 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 12 January 2022 17:45:04 UTC.