Huishang Bank : Monthly Return of Equity Issuer on Movements in Securities Month Ended 31 December 2016

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :

31/12/2016

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer	Huishang Bank Corporation Limited
Date Submitted	5 January 2017

1. Movements in Authorised Share Capital

2. Ordinary Shares

3. Stock code : 3698 Description : H shares

   No. of ordinary shares

   Par value

   (RMB)

   Authorised share capital (RMB)

   Balance at close of preceding month 3,162,500,000 1.00 3,162,500,000

   Increase/(decrease) Nil Nil

   Balance at close of the month 3,162,500,000 1.00 3,162,500,000

4. Stock code : N/A Description : Domestic shares

No. of ordinary shares

Par value

(RMB)

Authorised share capital (RMB)

Balance at close of preceding month 7,887,319,283 1.00 7,887,319,283

Increase/(decrease) Nil Nil

Balance at close of the month 7,887,319,283 1.00 7,887,319,283

5. Preference Shares

   Stock code : 4608 Description :

   U.S.$888,000,000 5.50% Non-

   Cumulative Perpetual Offshore Preference Shares ("Offshore Preference Shares")

   No. of preference shares

   Par value

   (RMB)

   Authorised share capital (U.S.$)

   (See Remark 1)

   Balance at close of preceding month 44,400,000 100.00 888,000,000

   Increase/(decrease) Nil N/A Nil

   Balance at close of the month 44,400,000 100.00 888,000,000

6. Other Classes of Shares

Stock code :	N/A	Description :
No. of other classes of shares	Par value (State currency)	Authorised share capital (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month

Total authorised share capital at the end of the month:
- Ordinary Shares:	RMB11,049,819,283
- Preference Shares:	U.S.$888,000,000

7. Movements in Issued Share Capital

   Balance at close of preceding month	No. of ordinary shares
   	(1) H shares	(2) Domestic shares	No of preference shares	No. of other classes of shares
   	3,162,500,000	7,887,319,283	44,400,000	N/A
   Increase/ (decrease) during the month	Nil	Nil	Nil	N/A
   Balance at close of the month	3,162,500,000	7,887,319,283	44,400,000	N/A

8. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable	Movement during the month		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
	Granted	Exercised Cancelled Lapsed
1. N/A
( / / )
shares
(Note 1)
2. N/A
( / / )
shares
(Note 1)
3. N/A
( / / )
shares
(Note 1)
Total A. (Ordinary shares)		N/A
(Preference shares)	N/A
(Other class)	N/A
Total funds raised during the month from exercise of options (State currency)			N/A

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants (Date of expiry - dd/mm/yyyy)	of nominal prec No. of new shares of issuer issued during the Nominal value month Currency at close of Exercised Nominal value pursuant eding during the at close of the thereto value month month month			No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
2. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
3. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
4. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
Total B. (Ordinary shares)	N/A
(Preference shares)	N/A
(Other class)	N/A