Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
For personal use only
Entity name
DUKETON MINING LIMITED
Date of this announcement
Wednesday November 24, 2021
The +securities the subject of this notification are:
+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends
Total number of +securities to be issued/transferred
Total number of | |||
ASX +security | +securities to be | ||
code | Security description | issued/transferred | Issue date |
New class - code | Options exercisable at $0.48 expiring 19 | 2,250,000 | 24/11/2021 |
to be confirmed | November 2026 |
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted | 1 / 7 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
For personal use only
1.1 Name of entity
DUKETON MINING LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 | Registered number type | Registration number |
ABN | 76159084107 | |
1.3 | ASX issuer code | |
DKM |
- The announcement is New announcement
- Date of this announcement
24/11/2021
Notification of Issue, Conversion or Payment up of Unquoted | 2 / 7 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
For personal use only
2.1 The +securities the subject of this notification are:
+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code ("new class")
Notification of Issue, Conversion or Payment up of Unquoted | 3 / 7 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B
only | New +securities issued under an +employee incentive scheme | ||
ASX +security code | +Security description | ||
New class - code to be confirmed | Options exercisable at $0.48 expiring 19 November 2026 | ||
+Security type | ISIN code | ||
Options | |||
use | Date the +securities the subject of this notification were issued | ||
24/11/2021 | |||
Will all the +securities issued in this class rank equally in all respects from their issue date? | |||
Yes | |||
personal | Were any of the +securities issued to +key management personnel (KMP) or an +associate? | ||
Yes | |||
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being | |||
Provide details of the KMP or +associates being issued +securities. |
Name of KMP | Name of registered holder | Number of +securities | ||
500,000 | ||||
Seamus Cornelius | Seamus Cornelius | |||
1,000,000 | ||||
Stuart Fogarty | Pato Negro Pty Ltd | |||
500,000 | ||||
Heath Hellewell | Nedlands Nominees Pty Ltd | |||
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under | ||||
listing rule 6.1? | ||||
No | ||||
For | issued. | |||
https://www.asx.com.au/asxpdf/20211020/pdf/451wfvsb1d8bs1.pdf | ||||
Options Details | ||||
+Security currency | Exercise price | Expiry date | ||
AUD - Australian Dollar | AUD 0.48000000 | 19/11/2026 |
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
Other
Notification of Issue, Conversion or Payment up of Unquoted | 4 / 7 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Description
DKM
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
https://www.asx.com.au/asxpdf/20211020/pdf/451wfvsb1d8bs1.pdf
only
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
For personal use
Number of +securities
2,250,000
Notification of Issue, Conversion or Payment up of Unquoted | 5 / 7 |
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Disclaimer
Duketon Mining Ltd. published this content on 24 November 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 24 November 2021 07:59:08 UTC.