SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS)

REGULATIONS 2012

NOTIFICATION FORM FOR DIRECTOR/CHIEF EXECUTIVE OFFICER

IN RESPECT OF INTERESTS IN SECURITIES

FORM

1

(Electronic Format)

Explanatory Notes

1. Please read the explanatory notes carefully before completing this notification form.

  • 2. This form is for a Director/Chief Executive Officer ("CEO") to give notice of his interests in the securities of the Listed Issuer under section 133, 137N or 137Y of the Securities and Futures Act (Cap. 289) (the "SFA"). Please note that the requirement to disclose interests in participatory interests applies only to a director and where the Listed Issuer is a Singapore-incorporated company.

  • 3. This electronic Form 1 and a separate Form C, containing the particulars and contact details of the Director/CEO, must be completed by the Director/CEO or a person duly authorised by him to do so. The person so authorised should maintain records of information furnished to him by the Director/CEO.

  • 4. This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").

  • 5. A single form may be used by a Director/CEO for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of/of becoming aware of, the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.

  • 6. All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking on the paper clip icon on the bottom left-hand corner or in item 3 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.

  • 7. Except for item 4 of Part III, please select only one option from the relevant check boxes.

  • 8. Please note that submission of any false or misleading information is an offence under Part VII of the SFA.

  • 9. In this form, the term "Listed Issuer" refers to -

    (a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;

    • (b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing;

    • (c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;

    • (d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or

    • (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estate-related assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").

  • 10. For further instructions and guidance on how to complete this notification form, please refer to section 6 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website athttp://www.mas.gov.sg(under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").

Export XML

  • 1. Name of Listed Issuer:

  • 2. Type of Listed Issuer:

    Company/Corporation

    Registered/Recognised Business Trust

    Real Estate Investment Trust

    Name of Trustee-Manager/Responsible Person:

  • 3. Name of Director/CEO:

  • 4. Is the Director/CEO also a substantial shareholder/unitholder of the Listed Issuer?

    Yes No

  • 5. Is the Director/CEO notifying in respect of his interests in securities of, or made available by, the Listed Issuer at the time of his appointment?

    Yes (Please proceed to complete Part II)

    No

    (Please proceed to complete Part III)

  • 6. Date of notification to Listed Issuer: 03-Jan-2018

Part I - General

  • CapitaLand Retail China Trust

  • CapitaLand Retail China Trust Management Limited

  • Lee Chee Koon

Part II - For a new Director/CEO giving notice of his interests at the date of appointment

  • 1. Date of appointment as a Director/CEO of the Listed Issuer: 01-Jan-2018

  • 2. Details of interest in securities:

Circumstances giving

Quantum of Interests

Description of securities

Direct Interest

Deemed Interest

Total

Circumstances giving rise to deemed interests

[You may attach a chart in item 3 to show how your deemed interests arise.]

(a) Ordinary voting shares/units of Listed Issuer

No. of ordinary voting shares/units held :

0

21,200

21,200

The 21,200 units in CapitaLand Retail China Trust are held in the name of my spouse.

As a percentage of total no. of ordinary voting shares/units:

0

0.0022

0.0022

(b) Other shares/units (excluding ordinary voting shares/units) of Listed Issuer

No. of shares/units held:

0

0

0

Not applicable

(c) Rights/Options/ Warrants over shares/ units of Listed Issuer

No. of rights/options/ warrants held:

0

0

0

Not applicable

No. (if known) of shares/units underlying the rights/ options/warrants:

0

0

0

(d) Debentures of Listed Issuer

Principal amount:

0

0

0

Not applicable

No. (if known) of shares/units underlying convertible debentures:

0

0

0

(e) Rights/Options over debentures of Listed Issuer

No. of rights/options held:

0

0

0

Not applicable

Principal amount (if known) of debentures underlying the rights/ options:

0

0

0

  • 3. Attachments (if any):

    (The total file size for all attachment(s) should not exceed 1MB.)

  • 4. If this is a replacement of an earlier notification, please provide:

    • (a) SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"):

    • (b) Date of the Initial Announcement:

    • (c) 15-digit transaction reference number of the relevant transaction in the Form 1 which was attached in the Initial Announcement:

  • 5. Remarks (if any):

    Item 6 is to be completed by an individual submitting this notification form on behalf of the Director/CEO

  • 6. Particulars of Individual submitting this notification form to the Listed Issuer:

    • (a) Name of Individual:

  • (b) Designation (if applicable):

(f) Contracts over shares of the Listed Issuer which the Director/CEO is a party to, or under which he is entitled to a benefit, being contracts under which any person has a right to call for or to make delivery of shares in the Listed Issuer

Principal value of contracts held:

0

0

0

Not applicable

No. (if known) of shares/units underlying the contracts:

0

0

0

(g) Participatory interests made available by Listed Issuer

No. of participatory interests held:

0

0

0

Not applicable

(h) Others (please specify)

Not applicable

0

0

0

Not applicable

  • The percentage of total number of units is based on 966,225,901 units in CapitaLand Retail China Trust as at 7

    December 2017.

(c) Name of entity (if applicable):

Transaction Reference Number (auto-generated):

0

3

3

4

1

0

3

4

1

1

1

9

2

1

1

FORM 1/[ Version 2.0 ]/Effective Date [ 21 March 2014 ] Page 5 of 5

CapitaLand Retail China Trust published this content on 03 January 2018 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 03 January 2018 09:29:02 UTC.

Original documenthttp://crct.listedcompany.com/news.html/id/621000

Public permalinkhttp://www.publicnow.com/view/FD81D5F8CB08B3B17D5CBFFE58E0F210D5BAF3ED