Profile
Mr. Rick Szambel is a Managing Director at Sunrise Securities Corp.
He joined Sunrise in Sept 2009 to start the Distressed/Bankruptcy area.
his expertise is in Bankruptcy Procedural Law.
From December 2005 he worked at Hudson Securities as Managing Director of Global Special Situations.
Mr.Szamel started his career in 1995 on the floor of the New York Stock Exchange for D.R.
Saul and Co. and has also worked at Knight Trading Group and MH Meyerson trading distressed and bankruptcy equity and fixed income securities.
Mr.Szamel graduated from Fairleigh Dickenson University with a degree in Marketing and Finance.
Former positions of Rick Szambel
| Companies | Position | End |
|---|---|---|
Sunrise Securities Corp.
 Sunrise Securities Corp. Investment Banks/BrokersFinance Founded in 1992, Sunrise Securities Corp. is an investment bank and brokerage firm headquartered in New York City. The firm specializes in debt and equity financings. They provide a full range of investment banking and corporate financial advisory services for small- to mid-size public and privately-held companies. Sunrise Securities' research efforts focus on a variety of traditional industries and emerging growth sectors including: biotechnology, energy, financial services, information technology, manufacturing, medical devices, metals, natural resources, paper/packaging, pharmaceuticals, precious metals/mining, services, shipping, software, telecommunications and transportation. The Sunrise Sales and Trading team works with a broad group of investors and maintains portfolio-manager level relationships with some of the largest institutional investors in the world including: mutual funds, hedge funds, pension funds, insurance companies, banks and prop desks. Their investors are active in both the primary and secondary markets for debt and equity. Sunrise offers a suite of electronic trading solutions and execution tools including: (1) algorithmic trading including VWAP, Pairs Trading, etc. (2) list trading (3) basket trading (4) block placement and (5) trading of 144 and 144A securities. | Analyst-Equity | 2012-05-30 |
Hudson Securities, Inc.
 Hudson Securities, Inc. Investment Banks/BrokersFinance Founded in 1984, Hudson Securities, Inc. is a registered broker/dealer located in Jersey City, New Jersey. Hudson Securities is a market maker, providing their clients with quality order execution and liquidity with an emphasis on smaller capitalized issues. They make markets in over 9,000 stocks including NMS equities, NASDAQ small caps, NYSE listed securities, OTCBB's, Pink Sheets, Foreign ADR and ordinary securities. Hudson Securities also accommodates clients' interest in bidding for or offering gray market stocks. They provide a full array of trading and execution services for their clients. The firm does not perform any internal research. Hudson Securities was founded in 1984 and operated as Wien Securities, Inc. until 2004. They are a wholly-owned subsidiary of Hudson Holding Corp. | Corporate Officer/Principal | - |
Training of Rick Szambel
| Fairleigh Dickinson University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 2 |
|---|---|
Sunrise Securities Corp.
Sunrise Securities Corp. Investment Banks/BrokersFinance Founded in 1992, Sunrise Securities Corp. is an investment bank and brokerage firm headquartered in New York City. The firm specializes in debt and equity financings. They provide a full range of investment banking and corporate financial advisory services for small- to mid-size public and privately-held companies. Sunrise Securities' research efforts focus on a variety of traditional industries and emerging growth sectors including: biotechnology, energy, financial services, information technology, manufacturing, medical devices, metals, natural resources, paper/packaging, pharmaceuticals, precious metals/mining, services, shipping, software, telecommunications and transportation. The Sunrise Sales and Trading team works with a broad group of investors and maintains portfolio-manager level relationships with some of the largest institutional investors in the world including: mutual funds, hedge funds, pension funds, insurance companies, banks and prop desks. Their investors are active in both the primary and secondary markets for debt and equity. Sunrise offers a suite of electronic trading solutions and execution tools including: (1) algorithmic trading including VWAP, Pairs Trading, etc. (2) list trading (3) basket trading (4) block placement and (5) trading of 144 and 144A securities. | Finance |
Hudson Securities, Inc.
Hudson Securities, Inc. Investment Banks/BrokersFinance Founded in 1984, Hudson Securities, Inc. is a registered broker/dealer located in Jersey City, New Jersey. Hudson Securities is a market maker, providing their clients with quality order execution and liquidity with an emphasis on smaller capitalized issues. They make markets in over 9,000 stocks including NMS equities, NASDAQ small caps, NYSE listed securities, OTCBB's, Pink Sheets, Foreign ADR and ordinary securities. Hudson Securities also accommodates clients' interest in bidding for or offering gray market stocks. They provide a full array of trading and execution services for their clients. The firm does not perform any internal research. Hudson Securities was founded in 1984 and operated as Wien Securities, Inc. until 2004. They are a wholly-owned subsidiary of Hudson Holding Corp. | Finance |
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