Profile
Ms. Mary Simonson is Chief Compliance Officer & Vice President at SagePoint Financial, Inc. Prior to joining SagePoint Financial in October 2010, Ms. Simonson has several years of industry experience.
She served as Chief Compliance Officer for WaMu Investments, formerly WM Financial Services.
She previously served as Director of Business Development with CFM Partners from February 2007 to March 2010, a governance and risk compliance firm providing sales and education solutions.
Former positions of Mary K. Simonson
| Companies | Position | End |
|---|---|---|
CFM Partners, Inc.
 CFM Partners, Inc. Miscellaneous Commercial ServicesCommercial Services CFM Partners, Inc. provides training and compliance risk management solutions to the financial services industry. Its training services include professional development, NASD continuing education, non-licensed training, and consumer education. The company was founded in 1995 and is headquartered in Washington, DC. | Corporate Officer/Principal | 2010-03-29 |
WaMu Investments
 WaMu Investments Investment ManagersFinance Part of Mr. Cooper Group, Inc., WaMu Investments is a company based in Bellevue, WA. WaMu Investments was founded by Rebecca C. Schmitt. | Corporate Officer/Principal | - |
SagePoint Financial, Inc.
 SagePoint Financial, Inc. Investment Banks/BrokersFinance Founded in 2004, SagePoint Financial, Inc. is a dually-registered SEC-registered investment advisor and broker-dealer headquartered in Phoenix, Arizona. The firm is a subsidiary of Advisor Group, Inc., a wholly-owned subsidiary of Advisor Group Holdings, Inc., which is owned by a consortium of investors that includes Lightyear Fund III LP (an investment fund affiliated with Lightyear Capital LLC) and PSPIB Lunar Investments Inc. (a wholly-owned vehicle of the Public Sector Pension Investment Board). SagePoint Financial was formerly known as AIG Financial Advisors. | Corporate Officer/Principal | - |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
CFM Partners, Inc.
CFM Partners, Inc. Miscellaneous Commercial ServicesCommercial Services CFM Partners, Inc. provides training and compliance risk management solutions to the financial services industry. Its training services include professional development, NASD continuing education, non-licensed training, and consumer education. The company was founded in 1995 and is headquartered in Washington, DC. | Commercial Services |
SagePoint Financial, Inc.
SagePoint Financial, Inc. Investment Banks/BrokersFinance Founded in 2004, SagePoint Financial, Inc. is a dually-registered SEC-registered investment advisor and broker-dealer headquartered in Phoenix, Arizona. The firm is a subsidiary of Advisor Group, Inc., a wholly-owned subsidiary of Advisor Group Holdings, Inc., which is owned by a consortium of investors that includes Lightyear Fund III LP (an investment fund affiliated with Lightyear Capital LLC) and PSPIB Lunar Investments Inc. (a wholly-owned vehicle of the Public Sector Pension Investment Board). SagePoint Financial was formerly known as AIG Financial Advisors. | Finance |
WaMu Investments
WaMu Investments Investment ManagersFinance Part of Mr. Cooper Group, Inc., WaMu Investments is a company based in Bellevue, WA. WaMu Investments was founded by Rebecca C. Schmitt. | Finance |
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