Lyria Shaffer-Bauck

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Janus Henderson Investors US LLC (JHIUS) is a registered investment advisor and mutual fund manager headquartered in Denver, Colorado. The firm was founded in 1969 and formerly known as Janus Capital Management LLC. They are a subsidiary of Janus Henderson US (Holdings) Inc., which is owned by Janus Henderson Group plc (NYSE: JHG, LON: 0RPW) in Great Britain. JHIUS provides investment management services, as an investment adviser or sub-adviser, to pooled investment vehicles.

Wellington Management Co. LLP (WMC) is a registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. The firm was founded in 1928 and is a subsidiary of Wellington Investment Advisors Holdings LLP, ultimately held by Wellington Management Group LLP. WMC offers investment management services for a fee to separate account clients and mutual funds sponsored by unaffiliated parties, as well as to investment vehicles that the firm sponsors.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology.

Ovintiv Canada ULC engages in the production of natural gas, oil and natural gas liquids. It operates through the following segments: Canadian Operations, USA Operations and Market Optimization. The Canadian Operations segment includes the exploration for, development of and production of natural gas, oil and natural gas liquids and other related activities within Canada. The USA Operations segment involves in the exploration, development and production of natural gas, oil, and natural gas liquids and other related activities within the U.S. The Market Optimization segment is responsible for the sale of the company's proprietary production to third party customers and the associated netback price. The company was founded in 1881 and is headquartered in Calgary, Canada.

JSB-Partners LP offers specialized investment banking and advisory services to biotechnology and pharmaceutical companies. Its services include product partnerships, mergers and acquisitions, private placements and public underwritings. The company was founded by Wolfgang Rudolph Ralph Stoiber in 1999 and is headquartered in Boston, MA.

NewRoad Capital Partners LLC (NewRoad Capital Partners) is a private equity firm founded in 2012 by Jeremy W. Wilson and Clete T. Brewer. The firm is headquartered in Rogers, Arkansas.

Migo Money, Inc. provides credit scoring and loan application platform. The company was founded by Arvind Sujeeth and Oyekunle Olukotun in 2014 and is headquartered in San Francisco, CA.

Colliers Securities LLC is a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1997 and formerly known as Dougherty & Co. LLC. They are a wholly owned subsidiary of Colliers Mortgage Holdings LLC, ultimately owned by Colliers International Group, Inc. (NASDAQ; TSX: CIGI) in Canada. Colliers Securities generally provides brokerage, custody and execution services through a clearing arrangement with National Financial Services LLC, a nonaffiliated firm, member NYSE, SIPC and a Fidelity Investments® Company.

Gordian Group LLC provides financial advisory services. It offers financial advisory, merges and acquisitions, structured finance, access to capital, litigation support, financial options and asset management. The company was founded by Patricia A. Caldwell and Henry Furlow Owsley III in 1998 and is headquartered in New York, NY.

Amberjack Capital Partners LP (Amberjack Capital) is an independent private equity firm founded in 2006 by Charles R. Cherington and Curtis W. Huff. The firm is headquartered in Texas.

RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets.

Lateral Capital LLC (New York) (Lateral Capital) is a venture capital firm founded in 2016 by Rob Eloff. The firm is headquartered in New York.

Bacchus Capital Management LLC (Bacchus Capital Management) is a private equity firm founded in 2007 by Sam Bronfman, Peter S. Kaufman and Henry F. Owsley. The firm is headquartered in San Francisco, California with additional offices in New York.

Rally Cap Ventures (Rally Cap VC) is a venture capital firm founded in 2020 by Hayden Simmons. The firm is headquartered in San Francisco, California.

Juvo Mobile, Inc. provides financial services. The firm also offers solutions that empower mobile operators to deepen their relationships with subscribers. The company was founded by Steve Polsky in 2014 and is headquartered in San Francisco, CA.

KSL Advisors LLC ( KSL Advisors) is a private equity firm founded in 2005 by Mike S. Shannon and Eric C. Resnick. The firm is headquartered in Denver, Colorado.

DaVita Kidney Care, Inc. is an American healthcare company that provides kidney dialysis services for patients with chronic kidney failure and end-stage renal disease. The private company is based in Denver. The company operates dialysis centers across the United States and in several other countries.

Smashburger LLC is a restaurant chain that offers fresh, homemade burgers, sides, milkshakes, and more. The private company is based in Atlanta, GA. The company's website and mobile application provide online services for ordering takeout or delivery.

Harlan Capital Partners LLC (Harlan Capital Partners) is a private equity firm founded in 2010 by Joshua Harlan and Leonard Harlan. The firm is headquartered in Palm Beach, Florida.

DeLille Cellars LLC manufactures and markets wines. Its brands include Grand Ciel, Chaleur Estate Red, D2, Harrison Hill and Chaleur Estate Blanc. The firm supplies its products to the restaurants and bars. The company was founded by Gregory Lill, Jay Soloff and Chris Upchurch in 1992 and is headquartered in Redmond, WA.

Grey Wall Software LLC Provides mobile emergency response management software. The firm’s software is currently used by towns and regions, airports, colleges, schools and corporations around the world. Its users can follow each other's progress, share resources, and have conversations on a daily basis. The company was founded in January 2011 by Daniel Dormont, Sukhminder Singh Grewal, Nathaniel Ellis, Tamas Simon, Karen Berg and Ken Moon and is headquartered in New Haven, CT.

Seguin Partners LLC (Seguin Partners) is an Independent Private Equity firm founded in 2007 by Martin C. Madden and Chris E. Needham. The firm is headquartered in Lynnfield, Massachusetts.

Chargetrip BV develops intuitive route planning solutions for the EV market based on innovative UX paradigms, proprietary BEV navigation algorithms, and a curated dynamic station database. The company was founded Mark Hulsbergen, Gideon van Dijk, Andreas Sansano and Pieter Waller in 2016 and is headquartered in Amsterdam, Netherlands.

Founded in 2012, Lake Street Capital Markets LLC is a broker/dealer located in Minneapolis. Minnesota. Their coverage universe includes: new energy, storage/network infrastructure, cloud software/services, e-Commerce services/technology, intellectual property/licensing, special opportunities, consumer and healthcare.

Autochrome Ventures LLC (Autochrome Ventures) is a venture capital subsidiary of Initiate Advisors LLC founded in 2016 by Vaughn Blake. The firm is headquartered in Santa Monica, California.

Mira Labs, Inc. designs and develops smartphone powered augmented reality headset. The company was founded by Ben Taft, Matt Stern and Montana Reed and is headquartered in Los Angeles, CA.

Blue Bear Capital LLC (Blue Bear Capital) is a venture capital firm founded in 2016 by Timothy L. Kopra. The firm is headquartered in Los Angeles, California.