Daniel Jerry Sullivan
Compliance Officer at Greenwich Wealth Management LLC
Profile
Mr. Daniel J.
Sullivan is Managing Director, Chief Compliance Officer & Senior Portfolio Analyst at Greenwich Wealth Management LLC, where he also serves as a Senior Portfolio Analyst.
He joined Greenwich Wealth Management in October 2007.
He was previously employed as a Director of Floor Operations by Delta Brokerage, NYBOT from October 2006 to October 2007, and Mid-Office Manager, Broker Correlation and Volatility by GA Credit LLC from 2001 to October 2006.
Mr. Sullivan also worked at American Skandia Advisor Funds from 2000 to 2001, Custom Floor Brokerage, Inc. from 1991 to 2000, Freeburg Futures, Inc. from 1987 to 1991, and a member by Commodity Exchange, Inc. from 1991 to 2000.
Mr. Sullivan received his Bachelor of Science in Economics from The Ohio State University, Class of 1986.
Daniel Jerry Sullivan active positions
| Companies | Position | Start |
|---|---|---|
Greenwich Wealth Management LLC
 Greenwich Wealth Management LLC Investment ManagersFinance Greenwich Wealth Management LLC (GWM) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Greenwich, Connecticut. The firm was founded by Michael J. Freeburg in 2006. GWM provides investment supervisory services to high net-worth individuals, families, trusts, estates, endowments, charitable organizations, corporations, defined benefit/contribution plans and profit-sharing plans. | Compliance Officer | 2007-09-30 |
Former positions of Daniel Jerry Sullivan
| Companies | Position | End |
|---|---|---|
Leigh Baldwin & Co. LLC
 Leigh Baldwin & Co. LLC Investment ManagersFinance Leigh Baldwin & Co. LLC (LBC) is an independent, SEC-registered investment advisor headquartered in Cazenovia, New York. The firm was founded by Leigh D. Baldwin in 1991. LBC provides portfolio management services to individuals, high net worth individuals, corporate pension and profit-sharing plans, Taft-Hartley plans, charitable institutions, foundations, endowments, municipalities, registered mutual funds and trust programs. | Corporate Officer/Principal | 2015-10-31 |
Saxony Securities, Inc.
 Saxony Securities, Inc. Investment Banks/BrokersFinance Founded in 2001, Saxony Securities, Inc. is an independent broker/dealer headquartered in St. Louis, Missouri with additional locations throughout the US. The firm is a member of FINRA and the SIPC. They are States. The company is a member of The Financial Industry Regulatory Authority (FINRA), as well as licensed in all 50 states. Saxony Securities uses Pershing LLC, a subsidiary of the Bank Of New York Mellon Corp., as their fully-disclosed clearing firm. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Corporate Officer/Principal | 2013-06-29 |
| Prudential Investment Portfolios, Inc. 10 | Corporate Officer/Principal | 2000-12-30 |
Commodity Exchange, Inc.
 Commodity Exchange, Inc. Investment Banks/BrokersFinance Part of CME Group, Inc., Commodity Exchange, Inc. is a company that provides information about all types of commodities. The company is based in New York, NY. | Corporate Officer/Principal | 1999-12-30 |
Training of Daniel Jerry Sullivan
| The Ohio State University | Undergraduate Degree |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 5 |
|---|---|
Leigh Baldwin & Co. LLC
Leigh Baldwin & Co. LLC Investment ManagersFinance Leigh Baldwin & Co. LLC (LBC) is an independent, SEC-registered investment advisor headquartered in Cazenovia, New York. The firm was founded by Leigh D. Baldwin in 1991. LBC provides portfolio management services to individuals, high net worth individuals, corporate pension and profit-sharing plans, Taft-Hartley plans, charitable institutions, foundations, endowments, municipalities, registered mutual funds and trust programs. | Finance |
Saxony Securities, Inc.
Saxony Securities, Inc. Investment Banks/BrokersFinance Founded in 2001, Saxony Securities, Inc. is an independent broker/dealer headquartered in St. Louis, Missouri with additional locations throughout the US. The firm is a member of FINRA and the SIPC. They are States. The company is a member of The Financial Industry Regulatory Authority (FINRA), as well as licensed in all 50 states. Saxony Securities uses Pershing LLC, a subsidiary of the Bank Of New York Mellon Corp., as their fully-disclosed clearing firm. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
Greenwich Wealth Management LLC
Greenwich Wealth Management LLC Investment ManagersFinance Greenwich Wealth Management LLC (GWM) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Greenwich, Connecticut. The firm was founded by Michael J. Freeburg in 2006. GWM provides investment supervisory services to high net-worth individuals, families, trusts, estates, endowments, charitable organizations, corporations, defined benefit/contribution plans and profit-sharing plans. | Finance |
| Prudential Investment Portfolios, Inc. 10 | Miscellaneous |
Commodity Exchange, Inc.
Commodity Exchange, Inc. Investment Banks/BrokersFinance Part of CME Group, Inc., Commodity Exchange, Inc. is a company that provides information about all types of commodities. The company is based in New York, NY. | Finance |
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