Dan Charney

Stone Ridge Trust II is an umbrella fund. It issue shares in series, each series representing a distinct portfolio with its own investment objectives and policies. The Trust was founded on July 17, 2013 and is headquartered in New York.

Cowen Prime Advisors LLC (CPA) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded in 2010 as an operating division of Cowen Prime Services LLC (CPS) and succeeded to the investment advisory business of CPS in 2021. They are a direct subsidiary of Cowen PB Holdings LLC and became ultimately owned by The Toronto-Dominion Bank (TSE, NYSE: TD) in 2023, a Canadian multinational banking and financial services corporation. CPA offers investment advisory services to high-net-worth individuals, groups of related family members, trusts, estates and charitable institutions, pension and profit-sharing plans, pooled investment vehicles, and corporations and other business organizations.

Stone Ridge Trust V is an umbrella fund. It engages in the provision of indemnification out of fund property for loss and expense of any shareholder or former shareholder held personally liable for the obligations of the fund. The company was founded on November 4, 2015 and is headquartered in New York, NY.

Cowen Execution Services LLC provides brokerage services. The company was founded in 2002 and is headquartered in New York, NY.

Cowen Prime Services LLC (CPS) is a broker-dealer headquartered in New York City. The firm is directly owned by Cowen PB Holdings LLC, which, in turn, is primarily owned by Cowen Group, Inc. (NASDAQ: COWN). CPS is registered as a broker-dealer with the SEC and FINRA, and as a an introducing broker with the Commodities Futures Trading Commission and the National Futures Association. CPS was formed in 2015 following Cowen Group’s acquisition of Concept Capital Markets LLC. Concept Capital was established in 2010 following the spin-off of the Concept Capital division of Sanders Morris Harris Inc., whose origins date back to 1995. CPS' offering includes world-class custody and clearing options, multi asset class capabilities, leading execution and order management systems, a seasoned execution desk, a range of financing options, a highly professional operations and customer support team, comprehensive portfolio reporting capabilities, capital introduction, and live, intraday and post-trade risk and performance analytics.

Stone Ridge Trust VI is a closed-end management investment company. The company was founded in 2012 and is headquartered in New York, NY.

Part of The Toronto-Dominion Bank, Cowen Digital Asset Investment Co. LLC operates as an investment fund. The company is based in New York, NY.

Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.

Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia.