Brian Kent Hathaway
Chief Investment Officer at Investors Capital Management, Inc.
Profile
Mr. Brian K.
Hathaway is a Co-Chief Investment Officer & Chief Compliance Officer at Investors Capital Management, Inc. He has extensive experience in equities, portfolio management, and operations.
For 19 years beginning in 1983, Mr. Hathaway was Vice President and a Partner at Hathaway & Associates, Ltd, a SEC registered investment advisory firm specializing in small cap growth investments for large corporate clients.
In addition, Mr. Hathaway co-founded Hathaway Partners, Inc. in 1993 to provide the same investment strategy to accredited individual investors.
Mr. Hathaway began his investment career for Jefferies & Company in 1982 after graduating from Harvard University with an A.B.
degree in Economics.
Brian Kent Hathaway active positions
| Companies | Position | Start |
|---|---|---|
Investors Capital Management, Inc.
 Investors Capital Management, Inc. Investment ManagersFinance Investors Capital Management, Inc. (ICM) is an independent, SEC-registered investment advisor headquartered in Darien, Connecticut. Founded in 1990, ICM provides personalized investment management and counsel to individuals, families, trusts, and charitable organizations. | Chief Investment Officer | 2009-02-28 |
Former positions of Brian Kent Hathaway
| Companies | Position | End |
|---|---|---|
Hathaway & Associates Ltd.
 Hathaway & Associates Ltd. Investment ManagersFinance Located in Rowayton, Connecticut, Hathaway & Associates Ltd. is a registered investment advisor. | Portfolio Manager-Equities | 2008-09-29 |
Jefferies LLC
 Jefferies LLC Investment Banks/BrokersFinance Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia. | Corporate Officer/Principal | - |
Training of Brian Kent Hathaway
| Harvard University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
Hathaway & Associates Ltd.
Hathaway & Associates Ltd. Investment ManagersFinance Located in Rowayton, Connecticut, Hathaway & Associates Ltd. is a registered investment advisor. | Finance |
Jefferies LLC
Jefferies LLC Investment Banks/BrokersFinance Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia. | Finance |
Investors Capital Management, Inc.
Investors Capital Management, Inc. Investment ManagersFinance Investors Capital Management, Inc. (ICM) is an independent, SEC-registered investment advisor headquartered in Darien, Connecticut. Founded in 1990, ICM provides personalized investment management and counsel to individuals, families, trusts, and charitable organizations. | Finance |
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