Brian Kent Hathaway

Chief Investment Officer at

Investors Capital Management, Inc.

Finance

Consumer Services

Profile

Mr. Brian K.
Hathaway is a Co-Chief Investment Officer & Chief Compliance Officer at Investors Capital Management, Inc. He has extensive experience in equities, portfolio management, and operations.
For 19 years beginning in 1983, Mr. Hathaway was Vice President and a Partner at Hathaway & Associates, Ltd, a SEC registered investment advisory firm specializing in small cap growth investments for large corporate clients.
In addition, Mr. Hathaway co-founded Hathaway Partners, Inc. in 1993 to provide the same investment strategy to accredited individual investors.
Mr. Hathaway began his investment career for Jefferies & Company in 1982 after graduating from Harvard University with an A.B. degree in Economics.

Brian Kent Hathaway active positions

Companies	Position	Start
Investors Capital Management, Inc. Investors Capital Management, Inc. Investment ManagersFinance ICM primarily invests in liquid publicly traded securities with a focus on diversification, quality, and safety. Equity and fixed income investments, including related ETFs and mutual funds, typically comprise most of the invested assets for most client portfolios. The firm is a long-term investor and typically has a low turnover. They engage in fundamental research in selecting specific investments and strategically allocate assets based on value and perceived opportunities in the global markets. ICM generally sells a stock when its price is substantially above its normalized valuation level, if there is a material change in the underlying fundamentals, or if the position size exceeds their risk management target.	Chief Investment Officer	2009-02-28

All active positions of Brian Kent Hathaway

Former positions of Brian Kent Hathaway

Companies	Position	End
Hathaway & Associates Ltd. Hathaway & Associates Ltd. Investment ManagersFinance Hathaway & Associates is a small-cap growth manager.	Portfolio Manager-Equities	2008-09-29
Jefferies LLC Jefferies LLC Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	-

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Linked companies

Private companies	4
Hathaway & Associates Ltd. Hathaway & Associates Ltd. Investment ManagersFinance Hathaway & Associates is a small-cap growth manager.	Finance
Jefferies LLC Jefferies LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Harvard University Harvard University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Investors Capital Management, Inc. Investors Capital Management, Inc. Investment ManagersFinance ICM primarily invests in liquid publicly traded securities with a focus on diversification, quality, and safety. Equity and fixed income investments, including related ETFs and mutual funds, typically comprise most of the invested assets for most client portfolios. The firm is a long-term investor and typically has a low turnover. They engage in fundamental research in selecting specific investments and strategically allocate assets based on value and perceived opportunities in the global markets. ICM generally sells a stock when its price is substantially above its normalized valuation level, if there is a material change in the underlying fundamentals, or if the position size exceeds their risk management target.	Finance