Tokai Tokyo Financial : Announcement Regarding the Final Details of the Issuance of Stock Acquisition Rights
September 28, 2018 at 04:22 am
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6-2, NIHONBASHI 3-CHOME, CHUO-KU, TOKYO 103-0027
JAPAN
Note: This English translation is for reference purposes only. In the event of any discrepancy between the Japanese original and this English translation, the Japanese original shall prevail.
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(TSE, NSE: 8616) September 28, 2018
Announcement Regarding the Final Details of the Issuance of
Stock Acquisition Rights
We, Tokai Tokyo Financial Holdings, Inc., ("the Company") announce that we fixed today the final details of the issuance of stock acquisition rights in accordance with the relevant operating outline of the issuance that was resolved in advance at a meeting of the Board of Directors held on September 20,
2018. We hereby set out below the final details.
1. The final allocation regarding the Parties and the number of the right to be allocated to respective group of the Parties:
Executive Directors of the Company
2
39 rights in total
Employees
254
1,226 rights in total
Executive Directors of the Company's Subsidiaries
20
119 rights in total
Employees of the Company's Subsidiaries
7
28 rights in total
Sum
283
1,412 rights in total
2. Number of shares to be issued upon exercise of stock acquisition rights: 1,412,000 shares of common stock of the Company
(The number of shares to be issued upon exercise of each stock acquisition right (i.e. "number of shares granted") shall be one thousand (1,000) shares of common stock of the Company.)
3. Offered unit value to be contributed into the Company's capital upon exercise of stock acquisition right: ¥687,000 per unit of stock acquisition right (¥687 per share)
4. Total number of stock acquisition rights to be granted:
1,412 rights
< Related information >
1. The date of the meeting of the Board of Directors of the Company in which the resolution was adopted to submit the proposal regarding the issuance of stock acquisition rights for approval to the Regular General Meeting of Shareholders: May 21, 2018
2. The date of the Regular General Meeting of Shareholders in which the proposed issuance of stock acquisition rights was approved: June 28, 2018
3. The date of the meeting of the Board of Directors of the Company that determined the operating outline of the issuance of stock acquisition rights: September 20, 2018
4. The date of the stock acquisition right allocation with the relevant final details fixed: September 28, 2018
(end)
Contact: +81-(0)3-3517-8618, Corporate Communications, Tokai Tokyo Financial Holdings, Inc.
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Tokai Tokyo Financial Holdings Inc. published this content on 28 September 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 28 September 2018 08:21:04 UTC
Tokai Tokyo Financial Holdings Inc is a Japan-based company primarily engaged in investment and financial service business. The Company is engaged in the purchase and sale of securities, the brokerage of securities, the underwriting, sale, public offering and private offering of securities, as well as other financial product transaction businesses and financial product-related businesses. The Company is also engaged in the provision of financing and fund management services for clients in overseas markets, including Asian, American and European financial markets.