Tata Steel : Reconciliation of Share Capital Audit Report for Q3 FY 17

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TATA

January 10, 2017

The Secretary, Listing Department BSE Limited

Phiroze Jeejeebhoy Towers, Dalal Street,

Mumbai - 400 001. Maharashtra , India. Scrip Code: 500470

Dear Sirs/ Madam,

The Manager, Listing Department National Stock Exchange of India Limited Exchange Plaza, 5th Floor, Plot No. C/1,

G Block, Bandra-Kurla Complex, Sandra (E}, Mumbai - 400 051.

Maharashtra, India. Symbol: TATASTEEL

Re: Reconciliation of Share Capital Audit Report

Please find enclosed the Reconciliation of Share Capital Audit Report for Equity Shares, for the quarter ended December 31, 2016. The report has been signed by Mr. P.N. Parikh of Parikh & Associates, Practicing Company Secretaries.

This report is submitted in compliance with Regulation 55A of the SEBI (Depositories and Participants) Regulations, 1996, and Circular No. D&CC/FITIC/Circular-16/2002 dated December 31, 2002 (amended).

This is for your information and records. Yours faithfully,

Tata Steel Limited

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Parvatheesam K Company Secretary

Encl: As above

TATA STEEL LIMITED

Registered Office Bombay House 24 Homi Mody Street Mumbai 400 001 India Tel [phone] Fax [phone] website www.tatasteel .com

Corporate Identity Number L271OOMH1907PLC000260

PARIKH & ASSOCIATES C OMPA N Y SECR ETA R IES

Office :

111, 11th Floor, Sai-Dwar CHS Ltd,

Sab TV Lane, Opp Laxmi Industrial Estate Off Link Road, Above Shabari Restaurant , Andheri (W), Mumbai : 400 053

Tel. : [phone]

Email : [e-mail]

parikh.associates@rediffmail .com

To

Tata Steel Limited Bombay House,

24, Homi Mody Street, Fort Mumbai 400 001

Dear Sirs,

We have examined the relevant books, registers, forms, documents and papers produced before us by Tata Steel Limited ('the Company') and its Registrars and Transfer Agents, TSR DARASHAW LIMITED, in respect of Reconciliation of Share Capital Audit as per regulation 55A of the SEBI (Depositories and Participants) Regulations, 1996 and SEBr'Circular No D&CC/ FITTC/Cir-16/ 2002 dated December 31, 2002 as amended. To the best of our knowled ge and according to the information and explanations given to us and as shown by the records examined by us, we certify the following:

1.	For Quarter Ended :	31st December, 2016
2.	ISIN :	INE081A01012
3.	Face Value:	Rs.10/- per share
	Name of the Company:	Tata Steel Limited
4.
5.	Registered Office Address:	Bombay House, 24 Homi Mody Street, Fort, Mumbai 400 001
6.	Correspondence Address:	Bombay House, 24 Homi Mody Street, Fort, Mumbai 400 001
7.	Telephone Nos.:	022 6665 8282
	Fax Nos.:	022 6665 7724
8.	Email Address:	[e-mail]
9.	Names of the Stock Exchanges where the Company's securities are listed:	BSE Limited National Stock Exchange Limited (NSE)	of	India
Number of Shares	% of Total Issued Capital
10.	Issued Capital	97,21,26,020	100.000
11.	Listed Capital (Exchange-wise)	97,12,15,439	99.906
	(as per Compan y records)
	BSE Limited
	National Stock Exchange of India	97,12,15,439	99.906
	Limited

RECONCILIATION OF SHARE CAPITAL AUDIT REPORT

-

Number of Shares 4,54,08,100	% of Total Issued Capital 4.671
		12.	Held in CDSL	dematerialised	form	in
13.	Held in NSDL	dematerialised	form	in	89,61,06,299	92.180
14.	Physical				2,97,01,040	3.055
15.	Total No. of Shares (12+13+14)				97,12,15,439	99.906
16.	Reasons for difference if any, between (10&11), (10&15), (11&15)				Difference between (10&11) and (10&15) - There is a difference of 9,10,581 ordinary shares. On account of : 3,89,516 shares have been forfeited. 2,12,560 ordinary shares represent the unsubscribed shares from the previous issues. 1,70,890 ordinary shares issued on rights basis are kept in abeyance. 2,832 Ordinary Shares represent rights extinguished 4,490 ordinary shares represent 26,943 CCPS extinguished. 1,30,293 ordinary shares issued on conversion of CCPS are kept in abeyance in respect of 7,81,751 CCPS kept in abeyance.

17. Certifying the details of changes in share capital during the quarter under cons1'derahon as per Table beIow:

Particulars***	No. of shares	Applied I Not Applied for listing	Listed on Stock Exchanges (Specify Names)	Whether intimated to CDSL	Whether intimated to NSDL	In prin. Appr. Pending for SE (Specify Names)
No Change

*** Rights, Bonus, Preferential Issue, ESOPs, Amalgamation, Conversion, Buyback, Capital Reduction, Forfeiture, Any other (to specify).

18.	Register of Members is updated (Yes/ No)	Yes
If not, updated upto which date	N. A.
19.	Reference of previous quarter with regards to excess dematerialized shares, if any.	Nil
20.	Has the company resolved the matter mentioned in point no. 19 above in the current quarter? If not, reason why?	Not Applicable

Total No. of demat requests	No. of requests	No. of shares	Reasons for delay
Confirmed after 21days	Nil	Nil	N.A .
Pending for more than 21days	Nil	Nil	N.A.

22.

Name, Telephone & Fax No. of the Compliance Officer of the Company

Mr. Parvatheesam K Company Secretary Tel No.- 022 6665 7279 FaxNo. - 022 6665 7724

21. Mention the total no. of requests, if any, confirmed after 21days and the total no. of requests pending beyond 21 days with the reasons for delay:

23.	Name, Address, Tel. & Fax No., Regn. No. of the CA/ CS	Mr. P. N. Parikh Parikh & Associates 111,llth Floor, Sai Dwar CHS Ltd., Sab TV Lane, Opp Laxmi Industrial Estate, Off Link Road, Andheri (West), Mumbai - 400053 Tel. Nos.: 26301232/ 26301233/26301240 FCS. No.: 327 CP No.: 1228
24.	Appointment of common agency for TSR DARASHA W LIMITED share registry work (if yes, name and 6-10, Haji Moosa Patrawala Industrial address) Estate, 20, Dr. E. Moses Road Mahalaxmi Mumbai : 400 011
25.	Any other detail that the CA/ CS may like to provide (e.g. BIFR Company, delisting from SE, company changed its name, etc.)

Place: Mumbai Signature:

cretary: P. N. Parikh

FCS: 327 CP: 1228