Item 7.01. Regulation FD Disclosure

On January 21, 2020, the Company issued a press release announcing that its shares of common stock have been approved for listing on the Nasdaq Capital Market. Trading on the exchange is expected to commence on January 23, 2020 under the ticker symbol "SWKH."

The information in Item 7.01 of this Current Report on Form 8-K, including the press release, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, and it shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or under the Exchange Act, whether made before or after the date hereof, except as expressly set forth by specific reference in such filing to this Item 7.01 of this Current Report on Form 8-K.




Item 9.01  Financial Statements and Exhibits.

Exhibit No. Description

99.1 Press Release of SWK Holdings Corporation, dated January 21, 2020


            Announcing Uplisting to Nasdaq Capital Market

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