Sonic Healthcare : Change of Director's Interest NoticeOpens in a new Window

Appendix 3Y

Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity SONIC HEALTHCARE LIMITED

ABN	24 004 196 909

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Colin Stephen Goldschmidt
Date of last notice	23 September 2020

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest	Nil
(including registered holder)
Note: Provide details of the circumstances giving
rise to the relevant interest.
Date of change	18 November 2020, 24 November 2020 and 25 November
	2020

• See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1

Appendix 3Y

Change of Director's Interest Notice

No. of securities held prior to change	Direct
	746,238 Sonic Healthcare Limited ordinary shares
	164,559 unlisted options over ordinary shares in Sonic
	Healthcare Limited, issued in 2016, expiring 17 November
	2021; exercisable at $21.62 each under the Sonic Healthcare
	Limited Employee Option Plan having satisfied performance
	criteria
	331,551 unlisted options over ordinary shares in Sonic
	Healthcare Limited, issued in 2017, expiring 22 November
	2022; exercisable at $21.64 each under the Sonic Healthcare
	Limited Employee Option Plan, which will vest in November
	2020, having satisfied performance criteria
	43,097 unlisted performance rights over ordinary shares in
	Sonic Healthcare Limited, issued in 2017 which will vest in
	November 2020 having satisfied performance criteria with Nil
	exercise price under the Sonic Healthcare Limited
	Performance Rights Plan
	462,372 unlisted options over ordinary shares in Sonic
	Healthcare Limited, issued in 2018 and will vest on 21
	November 2021, subject to performance criteria over
	period 1 July 2018 to 30 June 2021; exercisable at $21.69
	each under the Sonic Healthcare Limited Employee Option
	Plan
	60,626 unlisted performance rights over ordinary shares in
	Sonic Healthcare Limited, issued in 2018 and will vest on 21
	November 2021, subject to performance criteria over
	period 1 July 2018 to 30 June 2021, with Nil exercise price
	under the Sonic Healthcare Limited Performance Rights Plan
	407,747 unlisted options over ordinary shares in Sonic
	Healthcare Limited, issued in 2019 and will vest on 19
	November 2022, subject to performance criteria over
	period 1 July 2019 to 30 June 2022; exercisable at $29.26
	each under the Sonic Healthcare Limited Employee Option
	Plan
	44,941 unlisted performance rights over ordinary shares in
	Sonic Healthcare Limited, issued in 2019 and will vest on 19
	November 2022, subject to performance criteria over
	period 1 July 2019 to 30 June 2022, with Nil exercise price
	under the Sonic Healthcare Limited Performance Rights Plan
	6,069 unlisted performance rights over ordinary shares in
	Sonic Healthcare Limited, issued in 2020 and will vest on 1
	March 2021, with Nil exercise price under the Sonic
	Healthcare Limited Performance Rights Plan

+ See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

		Appendix 3Y
		Change of Director's Interest Notice
	Class	Fully paid ordinary shares in Sonic Healthcare Limited
	Number acquired	∙ 381,723 unlisted options over ordinary shares in Sonic
		Healthcare Limited, will vest on 18 November 2023,
		subject to performance criteria over period 1 July
		2020 to 30 June 2023; exercisable at $34.21 each
		under the Sonic Healthcare Limited Employee Option
		Plan.
		∙ 50,413 unlisted performance rights over ordinary
		shares in Sonic Healthcare Limited, will vest on 18
		November 2023, subject to performance criteria
		over period 1 July 2020 to 30 June 2023, with Nil
		exercise price under the Sonic Healthcare Limited
		Performance Rights Plan.
		∙ 43,097 Sonic Healthcare Limited shares from the
		exercise of performance rights under the Sonic
		Healthcare Limited Performance Rights Plan having
		satisfied performance criteria.
	Number disposed	Nil
	Value/Consideration	Nil
	Note: If consideration is non‐cash, provide
	details and estimated valuation

• See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3

Appendix 3Y

Change of Director's Interest Notice

	No. of securities held after change	Direct
		789,335 Sonic Healthcare Limited ordinary shares
		164,559 unlisted options over ordinary shares in Sonic
		Healthcare Limited, issued in 2016, expiring 17 November
		2021; exercisable at $21.62 each under the Sonic Healthcare
		Limited Employee Option Plan having satisfied performance
		criteria
		331,551 unlisted options over ordinary shares in Sonic
		Healthcare Limited, issued in 2017, expiring 22 November
		2022; exercisable at $21.64 each under the Sonic Healthcare
		Limited Employee Option Plan having satisfied performance
		criteria
		462,372 unlisted options over ordinary shares in Sonic
		Healthcare Limited, issued in 2018 and will vest on 21
		November 2021, subject to performance criteria over period
		1 July 2018 to 30 June 2021; exercisable at $21.69 each under
		the Sonic Healthcare Limited Employee Option Plan
		60,626 unlisted performance rights over ordinary shares in
		Sonic Healthcare Limited, issued in 2018 and will vest on 21
		November 2021, subject to performance criteria over period
		1 July 2018 to 30 June 2021, with Nil exercise price under the
		Sonic Healthcare Limited Performance Rights Plan
		407,747 unlisted options over ordinary shares in Sonic
		Healthcare Limited, issued in 2019 and will vest on 19
		November 2022, subject to performance criteria over period
		1 July 2019 to 30 June 2022; exercisable at $29.26 each under
		the Sonic Healthcare Limited Employee Option Plan
		44,941 unlisted performance rights over ordinary shares in
		Sonic Healthcare Limited, issued in 2019 and will vest on 19
		November 2022, subject to performance criteria over period
		1 July 2019 to 30 June 2022, with Nil exercise price under the
		Sonic Healthcare Limited Performance Rights Plan
		6,069 unlisted performance rights over ordinary shares in
		Sonic Healthcare Limited, issued in 2020 and will vest on 1
		March 2021, with Nil exercise price under the Sonic Healthcare
		Limited Performance Rights Plan
		381,723 unlisted options over ordinary shares in Sonic
		Healthcare Limited, issued in 2020 and will vest on 18
		November 2023, subject to performance criteria over period
		1 July 2020 to 30 June 2023; exercisable at $34.21 each under
		the Sonic Healthcare Limited Employee Option Plan
		50,413 unlisted performance rights over ordinary shares in
		Sonic Healthcare Limited, issued in 2020 and will vest on 18
		November 2023, subject to performance criteria over period
		1 July 2020 to 30 June 2023, with Nil exercise price under the
		Sonic Healthcare Limited Performance Rights Plan

+ See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011