For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31/12/2012
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer Semiconductor Manufacturing International Corporation Date Submitted 7 January 2013
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : 00981 Description :
No. of ordinary shares
Par value
(US$)
Authorised share capital (US$)
Balance at close of preceding month 50,000,000,000 $0.0004 $20,000,000.00
Increase/(decrease) - -
Balance at close of the month 50,000,000,000 $0.0004 $20,000,000.00
(2) Stock code : N/A Description :
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
1
2. Preference Shares
For Main Board and GEM listed issuers
Stock code : --- Description :
No. of preference shares
Par value
(US$)
Authorised share capital (US$)
Balance at close of preceding month 5,000,000,000 $0.0004 $2,000,000.00
Increase/(decrease) - -
Balance at close of the month 5,000,000,000 $0.0004 $2,000,000.00
3. Other Classes of Shares
Stock code : N/A Description :
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State
currency) : USD22,000,000.00
2
II. Movements in Issued Share Capital
No. of ordinary shares
(1) (2)
No of preference shares
For Main Board and GEM listed issuers
No. of other classes of shares
Balance at close of
preceding month 31,998,617,623 N/A N/A N/A
Increase/ (decrease)
during the month 1,522,000 N/A N/A N/A
Balance at close of the
month 32,000,139,623 N/A N/A N/A
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share No. of new shares of No. of new option scheme issuer issued during shares of issuer including EGM the month pursuant which may be approval date Movement during the month thereto issued pursuant (dd/mm/yyyy) and thereto as at class of shares issuable close of the Granted Exercised Cancelled Lapsed month | |
1. Options Exercise price: HK$- - - - 480,700 - (28/03/2001) Ordinary shares (Note 1) 2. Options Exercise price: HK$0.1764~ HK$0.27 - 1,522,000 - 17,714,979 1,522,000 (10/03/2004) Ordinary shares (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) 1,522,000 (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of HKD307,792.80 options (State currency) | 88,498,023 |
1. Options Exercise price: HK$- - - - 480,700 - (28/03/2001) Ordinary shares (Note 1) 2. Options Exercise price: HK$0.1764~ HK$0.27 - 1,522,000 - 17,714,979 1,522,000 (10/03/2004) Ordinary shares (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) 1,522,000 (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of HKD307,792.80 options (State currency) | 368,752,393 |
1. Options Exercise price: HK$- - - - 480,700 - (28/03/2001) Ordinary shares (Note 1) 2. Options Exercise price: HK$0.1764~ HK$0.27 - 1,522,000 - 17,714,979 1,522,000 (10/03/2004) Ordinary shares (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) 1,522,000 (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of HKD307,792.80 options (State currency) | |
1. Options Exercise price: HK$- - - - 480,700 - (28/03/2001) Ordinary shares (Note 1) 2. Options Exercise price: HK$0.1764~ HK$0.27 - 1,522,000 - 17,714,979 1,522,000 (10/03/2004) Ordinary shares (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) 1,522,000 (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of HKD307,792.80 options (State currency) |
3
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issuer issued which may be during the issued pursuant month thereto as at Currency of Nominal value at Exercised Nominal value at pursuant close of the Description of warrants nominal close of preceding during the close of the thereto month (Date of expiry - dd/mm/yyyy) value month month month | |
1. Warrant US$ 195.49 - 195.49 - ( / / ) Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Share Subscription price US$3.50 (Note A) EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. Warrant HK$ 2,604,438.30 - 2,604,438.30 - ( 04 / 07 /2013 ) Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Share Subscription price HK$1.30 EGM approval date (if applicable) From General Mandate (dd/mm/yyyy) ( 23 /06 / 2009 ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | 488,730 |
1. Warrant US$ 195.49 - 195.49 - ( / / ) Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Share Subscription price US$3.50 (Note A) EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. Warrant HK$ 2,604,438.30 - 2,604,438.30 - ( 04 / 07 /2013 ) Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Share Subscription price HK$1.30 EGM approval date (if applicable) From General Mandate (dd/mm/yyyy) ( 23 /06 / 2009 ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | 840,141,386 (Note B) |
1. Warrant US$ 195.49 - 195.49 - ( / / ) Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Share Subscription price US$3.50 (Note A) EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. Warrant HK$ 2,604,438.30 - 2,604,438.30 - ( 04 / 07 /2013 ) Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Share Subscription price HK$1.30 EGM approval date (if applicable) From General Mandate (dd/mm/yyyy) ( 23 /06 / 2009 ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. Warrant US$ 195.49 - 195.49 - ( / / ) Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Share Subscription price US$3.50 (Note A) EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. Warrant HK$ 2,604,438.30 - 2,604,438.30 - ( 04 / 07 /2013 ) Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Share Subscription price HK$1.30 EGM approval date (if applicable) From General Mandate (dd/mm/yyyy) ( 23 /06 / 2009 ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. Warrant US$ 195.49 - 195.49 - ( / / ) Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Share Subscription price US$3.50 (Note A) EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. Warrant HK$ 2,604,438.30 - 2,604,438.30 - ( 04 / 07 /2013 ) Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Share Subscription price HK$1.30 EGM approval date (if applicable) From General Mandate (dd/mm/yyyy) ( 23 /06 / 2009 ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
Note A. Please refer to IPO Prospectus dated 8 March 2004.
Note B. Subject to the terms and conditions of the Warrant, the number of Warrant Shares issuable upon exercise of the Warrant shall be adjusted in the case of any issuances after 9 November 2009 of Ordinary Shares or Ordinary Share equivalents for a consideration per Ordinary Shares less than the Exercise Price. (Please refer to the Company's announcement dated 10 November 2009 for details.)
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Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
For Main Board and GEM listed issuers
No. of new No. of new shares of issuer shares of issuer issued during which may be the month issued pursuant pursuant thereto thereto as at Currency of Amount at close Converted Amount at close of the amount of preceding during the close of the month Class and description outstanding month month month | |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
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For Main Board and GEM listed issuers Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of No. of new shares of issuer issued during issuer which may be the month pursuant issued pursuant thereto thereto as at close of the month | |||
1. 2. 3. | Equity Incentive Plan - | - | - | |
1. 2. 3. | Restricted Share Units | - | - | |
1. 2. 3. | - | - | ||
1. 2. 3. | ( 10/ 03/ 2004 ) | - | - | |
1. 2. 3. | Ordinary shares (Note 1) | - | - | |
1. 2. 3. | N/A | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | N/A | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | - | |||
1. 2. 3. | Total D. (Ordinary shares) | - | ||
1. 2. 3. | (Preference shares) | |||
1. 2. 3. | (Other class) | |||
1. 2. 3. | (Other class) |
6
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
No. of new shares No. of new of issuer issued shares of during the month issuer which pursuant thereto may be issued pursuant thereto as at close of the Type of Issue month | |
Class of shares N/A issuable (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares N/A issuable (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares N/A issuable (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares N/A issuable (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares N/A issuable (Note 1) 3. Placing At price : State Issue and allotment currency date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | |
Class of shares N/A issuable (Note 1) 3. Placing At price : State Issue and allotment currency date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | |
Class of shares N/A issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares N/A issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
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For Main Board and GEM listed issuers
Type of Issue
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
5. Scrip dividend At price : State currency
Class of shares issuable (Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / ) ( / / )
6. Repurchase of shares
Class of shares repurchased (Note 1)
Cancellation date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / ) ( / / )
7. Redemption of shares
Class of shares redeemed (Note 1)
Redemption date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / ) ( / / )
8. Consideration
issue At price :
State currency
Class of shares issuable (Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / ) ( / / )
8
For Main Board and GEM listed issuers
No. of new shares No. of new of issuer issued shares of during the month issuer which pursuant thereto may be issued pursuant thereto as at close of the Type of Issue month | |
Class of shares N/A issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares N/A issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares N/A issuable (Note 1) 10. Other State Issue and allotment ( / / ) (Please specify) At price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares N/A issuable (Note 1) 10. Other State Issue and allotment ( / / ) (Please specify) At price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Total E. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | 1,522,000 |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | are Capital").) |
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For Main Board and GEM listed issuers
Remarks (if any):
Submitted by:
Gareth_Kung
Title:
Secretary
(Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.
10
distributed by
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