Monthly Return of Equity Issuer on Movements in Securities for the Month Ended: 31/12/2016

Monthly Return of Equity Issuer on Movements in Securities

For Main Board and GEM listed issuers

For the month ended (dd/mm/yyyy) :

31/12/2016

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer	Semiconductor Manufacturing International Corporation
Date Submitted	6 January 2017

1. Movements in Authorised Share Capital

2. Ordinary Shares

3. Stock code : 00981 Description :

   No. of ordinary shares

   Par value

   (US$)

   Authorised share capital (US$)

   Balance at close of preceding month 50,000,000,000 $0.0004 $20,000,000.00

   Increase/(decrease) (See Remark 1) -

   Balance at close of the month 5,000,000,000 $0.004 $20,000,000.00

4. Stock code : N/A Description :

No. of ordinary shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month Increase/(decrease)

Balance at close of the month

1

5. Preference Shares

   Stock code :

   --- Description :

   No. of preference Par value

   shares (US$)

   Authorised share

   capital

   (US$)

   Balance at close of preceding month 5,000,000,000 $0.0004 $2,000,000.00

   Increase/(decrease)

   (See Remark 1)

   -

   Balance at close of the month

   500,000,000 $0.004 $2,000,000.00

6. Other Classes of Shares

   Stock code :	N/A	Description :
   No. of other classes of shares	Par value (State currency)	Authorised share capital (State currency)
   Balance at close of preceding month
   Increase/(decrease)
   Balance at close of the month

   Total authorised share capital at the end of the month (State currency) :

   USD22,000,000.00

7. Movements in Issued Share Capital

   Balance at close of preceding month	No. of ordinary shares		No of preference shares	No. of other classes of shares
   	(1)	(2)
   	42,445,137,458	N/A	N/A	N/A
   Increase/ (decrease) during the month	65,352,919 (38,257,568,118) (See Remark 1)	N/A	N/A	N/A
   Balance at close of the month	4,252,922,259	N/A	N/A	N/A

8. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable	Movement during the month		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
	Granted	Exercised	Cancelled			Lapsed
1. Options							44,939,854
Exercise price:
HK$1.764~HK$1 1.4 (See Remark 2)	-	1,796,912	-	688	1,796,912
(10/03/2004)
Ordinary shares
(Note 1)							5,768,681
2. Options
Exercise price:
HK$6.4~HK$8.5 (See Remark 2)	-	-	5,949	284,446
				284,446
( 13 /06 /2013 )
Ordinary shares
(Note 1)
3. N/A
( / / )
Ordinary shares
(Note 1)
Total A. (Ordinary shares)		2,081,358
(Preference shares)		N/A
(Other class)	N/A
Total funds raised during the month from exercise of options (State currency)			HKD 12,463,648.20

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants (Date of expiry - dd/mm/yyyy)	Currency of Nominal v nominal close of pr value mont alue at Exercised Nominal value at eceding during the close of the h month month			No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
2. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)
3. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
4. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
Total B. (Ordinary shares)	N/A
(Preference shares)	N/A
(Other class)	N/A