Shriro : Notification regarding unquoted securities - SHM

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

use only

Entity name

SHRIRO HOLDINGS LIMITED

Date of this announcement

Thursday December 23, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
SHMAA	PERFORMANCE RIGHTS	392,218	21/12/2021

For personal

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

1 / 7

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

SHRIRO HOLDINGS LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ACN	605279329
1.3	ASX issuer code
SHM

1. The announcement is New announcement
2. Date of this announcement

23/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

2 / 7

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

3 / 7

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

ASX +security code and description

SHMAA : PERFORMANCE RIGHTS

Date the +securities the subject of this notification were issued

21/12/2021

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class

Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP		Name of registered holder	Number of +securities
			208,423
Tim Hargreaves, CEO		Tim Hargreaves
			101,606
Shane Booth, CFO		Shane Booth

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

The Notice of AGM lodged with ASX on 12 November 2021 contains a summary of the grant of the LTI award to the CEO and is found at:https://www.asx.com.au/asxpdf/20211112/pdf/452x1hm3cgxxbp.pdf. The terms of the employee incentive scheme can be found at https://www.shriro.com.au/investor/corporate_governance

Any other information the entity wishes to provide about the +securities the subject of this notification

The issue of 208,423 performance rights to Tim Hargreaves, MD and CEO, was approved at the Company's AGM held on 15 December 2021.

Notification of Issue, Conversion or Payment up of Unquoted

4 / 7

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Issue details

Number of +securities

392,218

For personal use only

Notification of Issue, Conversion or Payment up of Unquoted

5 / 7