Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme RMGLimited
ACN/ARSN 065 832 377
Details of substantial holder (1)
Name RIDGEFIELD CAPITAL ASSET MANAGEMENT LP
ACN/ARSN (if applicable)
The holder ceased to be a substantial holder on 20/3/17
The previous notice was given to the company on The previous notice was dated
Changes In relevant interests
13/9/16
24/8/16
Particulars of each change In, or change in the nature of, a relevant interest (2) of the substantlal holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest channed
Nature of change (4)
Consideration given in relation to change (5)
Class (6) and
number of
securities affected
24,608,666
Ord shares
Person's votes affected
20/3/17
RIDGEFIELD CAPITAL ASSET MANAGEMENT LP
Net dilution on placement of
N/a
RIDGEFIELD CAPITAL ASSET MANAGEMENT LP
shares by RMG Lt
Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Addresses
The addresses of persons named in this form are as follows:
Name | Address | |
RIDGEFIELD CAPITAL ASSET MANAGEMENT LP | 38C Grove Street, Ridgefield CT 06877, USA | |
Signature
print name James Giordano CapacityCFO
signhere 1 - date 21 I 3 I 17
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group ifthe membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
See the definition of "associate" in section 9 of the Corporations Act 2001.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applfes, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualffication of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" In section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Dtails must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
The voting shares of a company constitute one class unless divided into separate classes.
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
RMG Limited published this content on 23 March 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 23 March 2017 02:45:19 UTC.
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