For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Probability plc
attached:ii
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights x
An acquisition or disposal of qualifying financial instruments which may
result in the acquisition of shares already issued to which voting rights are
attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Foresight Group
notification obligation:iii
Foresight 3 VCT plc
4. Full name of shareholder(s)
(if different from 3.):iv Foresight 4 VCT plc
5. Date of the transaction and date on
which the threshold is crossed or 8 November 2013
reached: v
6. Date on which issuer notified: 11 November 2013
7. Threshold(s) that is/are crossed or 3%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of Situation previous Resulting situation after the triggering
shares to the triggering transaction
transaction
if possible Number Number Number Number of voting % of voting
using of of of rights rights x
the ISIN CODE Shares Voting shares
Rights
Direct Direct Indirect Direct Indirect
xi xii
ORDINARY
SHARES
1,019,289 1,019,289 994,289 994,289 Less than
GB00B16KQ132 3%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of
financial date xiii Conversion Period rights that may be voting
instrument xiv acquired if the rights
instrument is
exercised/
converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date xvii Conversion rights instrument rights xix,
instrument period refers to xx
xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
994,289 Less than 3%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name: Matt Smith
15. Contact telephone number: 01732471828
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal entities)
Contact address
(registered office for legal entities)
Phone number & email
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information
(e.g. functional relationship with the person or legal entity subject to the
notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FSA website.