PCC Intermodal S A : Current report no 9/2017 – Notification by Waldemar Preussner and PCC SE about increase in PCC Intermodal S.A. shares

2017-08-04 18:06

The Management Board of PCC Intermodal S.A. (the 'Company') inform that on August 4, 2017 received the following notification:

Waldemar Preussner acting on his own behalf and Ulrike Warnecke and Alfred Pelzer acting on behalf of PCC SE with its registered office in Duisburg ('PCC SE'), in accordance to article 69 section 2 point 2 and article 69a section 1 point 3 of the Act of July 29, 2005 on Public Offering, Conditions Governing the Introduction of Financial Instruments to Organized Trading and Public Companies (consolidated text dated on September 15, 2016 (Dz. U. 2016, poz. 1639, hereinafter the 'Act'), hereby inform, that consequently to acquisition of shares of PCC INTERMODAL S.A. with its registered office in Gdynia ('PCC INTERMODAL'), which took place on April 21, 2017 ('Transaction 1') and on August 4, 2017 ('Transaction 2'), the percentage share PCC SE and indirectly Waldemar Preussner in the total vote at the General Meeting of PCC INTERMODAL increased from 78,53% to 80,17%.

Prior to the Transaction 1, PCC SE held shares of PCC INTERMODAL:

1. 539.332 preference shares of PCC INTERMODAL which constituted 41,95% share in the share capital of the company and 65.078.664 votes at the General Meeting of PCC INTERMODAL which constituted 59,11% in the total vote,
2. 384.912 ordinary shares of PCC INTERMODAL which constituted 27,57% share in the share capital of the company and 21.384.912 votes at the General Meeting of PCC INTERMODAL which constituted 19,42% in the total vote.

- PCC SE (and Waldemar Preussner indirectly) held in total 53.924.244 shares of PCC INTERMODAL which constituted 69,52 % share in the share capital of the company and 86.463.576 votes at the General Meeting of PCC INTERMODAL which constituted 78,53% in the total vote.

Following the Transaction 1 which did not result change of the PCC SE (and Waldemar Preussner indirectly) share in the total number of votes at the General Meeting of PCC INTERMODAL by at least 1 % and did not give rise to the obligation of notification in accordance to the Act, PCC SE held shares of PCC INTERMODAL:

1. 539.332 preference shares of PCC INTERMODAL which constituted 41,95% share in the share capital of the company and 65.078.664 votes at the General Meeting of PCC INTERMODAL which constituted 59,11% in the total vote,
2. 471.159 ordinary shares of PCC INTERMODAL which constituted 28,97% share in the share capital of the company and 22.471.159 votes at the General Meeting of PCC INTERMODAL which constituted 20,41% in the total vote.

- PCC SE (and Waldemar Preussner indirectly) held in total 55.010.491 shares of PCC INTERMODAL which constituted 70,92% share in the share capital of the company and 87.549.823 votes at the General Meeting of PCC INTERMODAL which constituted 79,52% in the total vote.

Consequently to the Transaction 2, PCC SE currently holds shares of PCC INTERMODAL:

1. 539.332 preference shares of PCC INTERMODAL which constituted 41,95% share in the share capital of the company and 65.078.664 votes at the General Meeting of PCC INTERMODAL which constituted 59,11% in the total vote,
2. 193.501 ordinary shares of PCC INTERMODAL which constituted 29,90% share in the share capital of the company and 23.193.501 votes at the General Meeting of PCC INTERMODAL which constituted 21,06% in the total vote.

- PCC SE (and indirectly Waldemar Preussner) holds in total 55.732.833 shares of PCC INTERMODAL which constitute 71,85 % share in the share capital of the company and 88.272.165 votes at the General Meeting of PCC INTERMODAL which constituted 80,17% in the total vote.

None of Waldemar Preussner subsidiaries (except PCC SE) hold any shares of PCC INTERMODAL. None of PCC SE subsidiaries hold any shares of PCC INTERMODAL.

In the case of Waldemar Preussner and PCC SE, there are no persons referred to in Article 87 section 1 point 3 of the Act.

Waldemar Preussner and PCC SE do not hold the financial instruments referred to in Article 69b section 1 point 1 of the Act, and the financial instruments referred to in Article 69b section 1 point 2 of the Act.

Legal ground: Art. 70 point 1 of the Act on Public Offering, Conditions Governing the Introduction of Financial Instruments to Organized Trading, and Public Companies (Dz. U. of 2016, item 1639).