Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.
On September 18, 2020, NorthWestern Corporation d/b/a NorthWestern Energy
(NWE) provided notice to the New York Stock Exchange (NYSE) that it intends to
voluntarily delist its common stock, par value $.01 per share (Common Stock),
from the NYSE after the close of trading on September 30, 2020, and intends to
transfer the listing of its Common Stock to The Nasdaq Stock Market LLC (Nasdaq)
effective as of the opening of trading on October 1, 2020. NWE's Common Stock
has been authorized for listing on Nasdaq and will continue to trade under the
stock symbol "NWE."
A copy of the press release issued by NWE announcing the transfer to Nasdaq is
attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
Exhibit No. Description of Document
99.1 * Press Release, dated September 18, 2020
* filed herewith
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