Item 9.01 Financial Statements and Exhibits.
(a) Financial statements of businesses acquired.
Unaudited Interim Financial Statements
Statements of financial condition of G.research, LLC atSeptember 30, 2019 andDecember 31, 2018 Statements of operations of G.research, LLC for the nine months endedSeptember 30, 2019 and 2018 Statements of cash flows of G.research, LLC for the nine months endedSeptember 30, 2019 and 2018 Statements of changes in member's capital of G.research, LLC for the nine months endedSeptember 30, 2019 andSeptember 30, 2018 Notes to financial statements
The forgoing financial statements are included as Exhibit 99.1 to this amendment
to the Form 8-K and are incorporated into this Item 9.01 by reference.
Management's discussion and analysis of financial condition and results of
operations with respect to the periods covered by the foregoing financial
statements is included as Exhibit 99.2 and is incorporated into this Item 9.01
by reference. Summary historical financial data of G.research as of and for each
of the nine months ended
(d) Exhibits. Exhibit No. Description
99.1 Unaudited interim financial statements of G.research, LLC as of and for the nine months endedSeptember 30, 2019 and 2018 and notes to financial statements* 99.2 Management's discussion and analysis of financial condition and results of operations of G.research, LLC for the nine months endedSeptember 30, 2019 and 2018* 99.3 Summary historical financial data of G.research, LLC as of and for the nine months endedSeptember 30, 2019 andSeptember 30, 2018 and the fiscal years endedDecember 31, 2018 andDecember 31, 2017 * 99.4 Selected historical financial data of G.research, LLC as of and for each of the nine months endedSeptember 30, 2019 andSeptember 30, 2018 and the fiscal years endedDecember 31, 2018 andDecember 31, 2017 * 99.5 Revised unaudited pro forma statement of financial condition ofMorgan Group Holding Co. as ofSeptember 30, 2019 and pro forma statements of operations for the nine months endedSeptember 30, 2019 and 2018* 99.6 Audited financial statements of G.research, LLC as of and for the years endedDecember 31, 2018 and 2017 and notes to financial statements. *Defined terms used within the exhibits shall have the meanings ascribed to such terms in theMorgan Group Holding Co. Information Statement filed as Exhibit 99.1 to the Form 8-K.
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