Company Guotai Junan Securities Co., Ltd.

Equities

601211

CNE1000022F3

Investment Banking & Brokerage Services

Analysts' Consensus

Business Summary

Sales per Business

Sales per region

Managers

Members of the board

Share class

Shareholders

Holdings

Company contact information

Group companies

Sector

Sales per Business

Sales per region

Ratings for Guotai Junan Securities Co., Ltd.

EPS Revisions

Quarterly earnings - Rate of surprise

Sector Brokerage Services

End-of-day quote Shanghai S.E. Other stock markets 18:00:00 2024-04-25 EDT			5-day change	1st Jan Change
13.86 ^CNY	+3.82%		+3.36%	-6.85%

04-26	Chinese Financial Services Shares Gain on Consolidation Hopes	DJ
04-25	EMEA Morning Briefing : Shares Seen Lower; Earnings, U.S. GDP Data in Focus	DJ

Guotai Junan Securities Co., Ltd is a securities company. The company provides investment banking, securities investment, securities brokerage, margin financing and securities lending and asset management.

Number of employees: 15,086

CNY in Million	2022	Weight	2023	Weight	Delta
Institutions and Transactions 41.3 %	15,572	43.9 %	14,930	41.3 %	-4.12%
Wealth Management 27.0 %	11,354	32.0 %	9,755	27.0 %	-14.09%
Investment Management 13.1 %	2,387	6.7 %	4,747	13.1 %	+98.89%
Investment Bank 9.7 %	4,072	11.5 %	3,518	9.7 %	-13.60%
International Business 6.0 %	1,396	3.9 %	2,163	6.0 %	+54.96%
Other 2.8 %	690	1.9 %	1,027	2.8 %	+49.00%

CNY in Million	2022	Weight	2023	Weight	Delta
China 94.0 %	34,075	96.1 %	33,978	94.0 %	-0.29%
Hong Kong and Overseas 6.0 %	1,396	3.9 %	2,163	6.0 %	+54.96%

Managers	Title	Age	Since
Xiaogang Nie DFI	Director of Finance/CFO	52	21-06-27
Feng Yu CTO	Chief Tech/Sci/R&D Officer	-	-
Zhi Hong Zhang CMP	Compliance Officer	-	18-11-18
Jian Yu BRD	Director/Board Member	60	99-08-31
Jian Lin Yu PRN	Corporate Officer/Principal	46	16-02-29
Guan Wu Liu SAM	Sales & Marketing	-	-
Le Bin Xie PRN	Corporate Officer/Principal	57	99-07-31
Yin Ping Kwong SEC	Corporate Secretary	68	16-10-31

Members of the board	Title	Age	Since
Xin Yi Liu BRD	Director/Board Member	59	20-06-14
Ren Jie Li BRD	Director/Board Member	69	21-06-27
Zhi Peng Zuo BRD	Director/Board Member	54	-
Mao Jun Zhong BRD	Director/Board Member	54	15-05-31
Yun Shen BRD	Director/Board Member	46	21-06-27
Yong Hao Pu BRD	Director/Board Member	66	11-29
Ming Hui Sun BRD	Director/Board Member	42	12-28
Min Xie BRD	Director/Board Member	54	21-06-23
Jian Zhu CHM	Chairman	52	12-28
Henry Yim BRD	Director/Board Member	63	23-05-28

	Vote	Quantity	Free-Float	Company-owned shares	Total Float
Stock A	0	1,391,827,180	722,120,380 ( 51.88 %)	0	50.88 %
Stock B	1	7,572,948,696	3,839,304,372 ( 50.70 %)	60,165,060 ( 0.7945 %)

Name	Equities	%	Valuation
Shanghai State-Owned Assets Supervision & Administration 19.83 %	276,000,000	19.83 %	303 M ¥
New China Asset Management Co., Ltd. 18.56 %	258,388,000	18.56 %	283 M ¥
Apax Partners (UK) Ltd. 13.68 %	190,333,000	13.68 %	209 M ¥
Shenzhen State-Owned Assets Supervision & Admin. Commission 7.427 %	103,373,800	7.427 %	113 M ¥
SHENZHEN ENERGY GROUP CO., LTD. 7.185 %	100,000,000	7.185 %	110 M ¥
Shanghai Wealspring Asset Management Co. Ltd. 7.020 %	97,702,600	7.020 %	107 M ¥
TOKAI TOKYO FINANCIAL HOLDINGS, INC. 0.3524 %	4,905,400	0.3524 %	5 M ¥
State Street Global Advisors Ltd. 0.1134 %	1,578,781	0.1134 %	2 M ¥
AllianceBernstein (Singapore) Ltd. 0.1047 %	1,456,620	0.1047 %	2 M ¥
First Seafront Fund Management Co., Ltd. 0.0962 %	1,338,600	0.0962 %	1 M ¥

Name	Equities	%	Valuation
Shanghai State-Owned Assets Supervision & Administration 38.98 %	2,905,228,312	38.98 %	5 575 M ¥
Shenzhen State-Owned Assets Supervision & Admin. Commission 8.177 %	609,428,357	8.177 %	1 170 M ¥
China Securities Finance Corp. Ltd. 3.496 %	260,547,316	3.496 %	500 M ¥
SHENZHEN ENERGY GROUP CO., LTD. 2.073 %	154,455,909	2.073 %	296 M ¥
Guotai Asset Management Co., Ltd. 1.523 %	113,482,436	1.523 %	218 M ¥
Hwabao WP Fund Management Co., Ltd. 1.017 %	75,776,207	1.017 %	145 M ¥
China Southern Asset Management Co., Ltd. 0.3809 %	28,385,200	0.3809 %	54 M ¥
Tian Hong Asset Management Co., Ltd. 0.3170 %	23,624,571	0.3170 %	45 M ¥
GF Fund Management Co., Ltd. 0.2889 %	21,529,168	0.2889 %	41 M ¥
Huatai-PineBridge Fund Management Co., Ltd. 0.2558 %	19,060,194	0.2558 %	37 M ¥

Name	Equities	%	Valuation
Yi Ming Jiang 1.342 %	435,500	1.342 %	835 755 ¥
Yutao Chen 1.342 %	435,500	1.342 %	835 755 ¥
Jun Jie Li 1.238 %	401,790	1.238 %	771 063 ¥
Hong Zhao 1.228 %	398,650	1.228 %	765 037 ¥
Feng Yu 1.228 %	398,650	1.228 %	765 037 ¥
Wei Jiang 1.228 %	398,650	1.228 %	765 037 ¥
Zhi Ming Zhang 1.228 %	398,650	1.228 %	765 037 ¥
Song Wang 0.7562 %	245,480	0.7562 %	471 093 ¥
De Xiong Gong 0.7224 %	234,500	0.7224 %	450 022 ¥
Dongyuan Luo 0.6232 %	202,300	0.6232 %	388 228 ¥

Name	Equities	%	Valuation
GUOTAI JUNAN INTERNATIONAL HOLDINGS LIMITED 73.74%	7,044,877,066	73.74%	477,079,075 $
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. 6.04%	79,846,740	6.04%	104,401,209 $
NINGBO TUOPU GROUP CO.,LTD. 9.82%	5,962,335	9.82%	52,129,053 $
CHINA AEROSPACE TIMES ELECTRONICS CO., LTD. 1.49%	48,106,591	1.49%	47,524,501 $
HANGZHOU SILAN MICROELECTRONICS CO.,LTD 6.86%	17,015,000	6.86%	45,836,709 $
SEALAND SECURITIES CO., LTD. 9.71%	91,445,427	9.71%	42,259,675 $
3PEAK INCORPORATED 16.71%	2,012,973	16.71%	28,520,224 $
CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD 10.40%	3,335,439	10.40%	25,096,143 $
SHENZHEN KEDALI INDUSTRY CO., LTD. 1.71%	1,897,949	1.71%	21,538,684 $
NINGBO RONBAY NEW ENERGY TECHNOLOGY CO.,LTD. 2.33%	4,678,223	2.33%	18,486,466 $

Guotai Junan Securities Co., Ltd.

Guotai Junan Building No. 768 Nanjing West Road

200041, Shanghai

+86 40 0888 8666

http://www.gtja.com

address Guotai Junan Securities Co., Ltd.(601211)

Name	Category and Sector
Guotai Junan Securities (Hong Kong) Ltd. Guotai Junan Securities (Hong Kong) Ltd. Investment Banks/BrokersFinance Guotai Junan Securities (Hong Kong) Ltd. (GTJA-HK) is the wholly-owned securities brokerage subsidiary of Guotai Junan (Hong Kong) Ltd., ultimately held by Guotai Junan Securities Co., Ltd. (GTJA) (SHA: 601211; HKG: 2611) in China. Headquartered in Hong Kong, GTJA-HK specializes in brokerage services for Hong Kong stocks, China B-shares, bonds, funds, derivatives and other market securities.	Investment Banks/Brokers
HuaAn Fund Management Co., Ltd. HuaAn Fund Management Co., Ltd. Investment Trusts/Mutual FundsMiscellaneous HuaAn Fund Management Co., Ltd. (HuaAn Funds) is a fund management firm headquartered in Shanghai, China. The firm was founded in 1998 and is owned by Guotai Junan Securities Co., Ltd. (SHA: 601211). HuaAn Funds provides a range of investment products and advisory services for domestic and international individual and institutional clients.	Investment Trusts/Mutual Funds
Guotai Junan Assets (Asia) Ltd. Guotai Junan Assets (Asia) Ltd. Investment ManagersFinance Guotai Junan Assets (Asia) Ltd. (GJA Asia) is an investment management firm headquartered in Hong Kong. The firm was founded in 1995 and is a subsidiary of Guotai Junan (Hong Kong) Ltd., ultimately held by Guotai Junan Securities Co. Ltd. (SHA: 601211, HKG: 2611) in China. GJA Asia provides asset management products and services to high net-worth clients, corporates and financial institutions.	Investment Managers
GUOTAI JUNAN INTERNATIONAL HOLDINGS LIMITED	Investment Managers
Guotai Junan (Hong Kong) Ltd. Guotai Junan (Hong Kong) Ltd. Financial ConglomeratesFinance Part of Guotai Junan Securities Co., Ltd., Guotai Junan (Hong Kong) Ltd. operates as an investment holding Chinese company. The private company is based in Hong Kong, Hong Kong.	Financial Conglomerates
Guotai Junan Fund Management Ltd.
Guotai Junan Futures (Hong Kong) Ltd.
Guotai Junan Financial Products Ltd. Guotai Junan Financial Products Ltd. Investment Banks/BrokersFinance Part of Guotai Junan Securities Co., Ltd., Guotai Junan Financial Products Ltd. provides securities brokerage services. The private company is based in Hong Kong, Hong Kong.	Investment Banks/Brokers
Guotai Juan International Securities (Singapore) Pte Ltd.

Trading Rating

Investor Rating

ESG Refinitiv

More Ratings

Sell

Buy

Mean consensus

BUY

Number of Analysts

Last Close Price

13.86 CNY

Average target price

17.81 CNY

Spread / Average Target

+28.52%

Consensus

Estimates Revisions

Company calendar

Financials

Banking & Investment Services

Investment Banking & Investment Services

Investment Banking & Brokerage Services

Brokerage Services

	1st Jan change	Capi.
GUOTAI JUNAN SECURITIES CO., LTD.	-6.85%	15.75B
EAST MONEY INFORMATION CO.,LTD.	-6.55%	28.58B
CHINA GALAXY SECURITIES CO., LTD.	+2.66%	14.3B
XP INC.	-19.22%	11.55B
ORIENT SECURITIES COMPANY LIMITED	-3.68%	9.03B
CINDA SECURITIES CO., LTD.	-13.34%	6.98B
ZHESHANG SECURITIES CO., LTD.	+5.18%	5.82B
SDIC CAPITAL CO.,LTD	-3.56%	5.76B
WESTERN SECURITIES CO.,LTD.	+18.21%	4.64B
SINOLINK SECURITIES CO., LTD.	-3.41%	4.47B

Brokerage Services