TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer | |||||||
of existing shares to which voting rights are at- | Nu-oil and gas plc | ||||||
tachedii: | |||||||
1b. Please indicate if the issuer is a non-UK issuer | (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | |||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | |||||||
An acquisition or disposal of voting rights | X | ||||||
An acquisition or disposal of financial instruments | |||||||
An event changing the breakdown of voting rights | |||||||
Other (please specify)iii: | |||||||
3. Details of person subject to the notification obligationiv | |||||||
Name | John Gerrard Bradshaw | ||||||
City and country of registered office (if applicable) | |||||||
4. Full name of shareholder(s) (if different from 3.)v | |||||||
Name | John Gerrard Bradshaw | ||||||
David Stephen Bradshaw | |||||||
City and country of registered office (if applicable) | |||||||
5. Date on which the threshold was crossed or | 16th April 2019 | ||||||
reachedvi: | |||||||
6. Date on which issuer notified (DD/MM/YYYY): | 18th April 2019 | ||||||
7. Total positions of person(s) subject to the notification obligation | |||||||
% of voting rights at- | % of voting rights | Total number of | |||||
through financial instru- | Total of both in % | ||||||
tached to shares (to- | voting rights of is- | ||||||
ments | (8.A + 8.B) | ||||||
tal of 8. A) | suervii | ||||||
(total of 8.B 1 + 8.B 2) | |||||||
Resulting situation | |||||||
on the date on which | 3.50% | 3.50% | 1,443,035,086 | ||||
threshold was | |||||||
crossed or reached | |||||||
Position of previous | 2.92% | 2.92% | |||||
notification (if | |||||||
applicable) | |||||||
1 |
8.Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of | Number of voting rightsix | % of voting rights | ||
shares | ||||
ISIN code (if possible) | Direct | Indirect | Direct | Indirect |
(Art 9 of Directive | (Art 10 of Directive | (Art 9 of Directive | (Art 10 of Directive | |
2004/109/EC) (DTR5.1) | 2004/109/EC) | 2004/109/EC) (DTR5.1) | 2004/109/EC) | |
(DTR5.2.1) | (DTR5.2.1) | |||
50,546,599 | 3.50% | |||
SUBTOTAL 8. A | 50,546,599 | 3.50% |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights | ||||
Type of financial in- | Expiration | Exercise/ | that may be acquired if | % of voting rights |
strument | datex | Conversion Periodxi | the instrument is | |
exercised/converted. | ||||
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial | Expiration | Exercise/ | Physical or | Number of | |
Conversion Pe- | cash | % of voting rights | |||
instrument | datex | voting rights | |||
riod xi | settlementxii | ||||
SUBTOTAL 8.B.2
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9.Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not | X |
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | |
Fullchain of controlled undertakings through which the voting rights and/or the | |
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv | |
(please add additional rows as necessary) | |
% of voting rights if it
Namexvequals or is higher than the notifiable
threshold
%of voting rights through financial in- struments if it equals or is higher than the notifiable threshold
Total of both if it
equals or is higher than the notifiable threshold
10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion | Durham |
Date of completion | 18th April 2019 |
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Disclaimer
NU Oil and Gas plc published this content on 18 April 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 18 April 2019 10:32:02 UTC