Inactive Instrument

First Trust Dividend and Income Fund Stock

Equities

Duration

Period

Style

First Trust Dividend and Income Fund : INSERTING and REPLACING First Trust Announces Completion of First Trust Dividend and Income Fund’s Merger into First Trust High Income ETF, an Actively-Managed Exchange-Traded Fund	16-10-24	BU
First Trust Dividend and Income Fund : Announces Expected Closing Date of Dividend and Income Fund’s Merger into High Income ETF, an Actively-Managed Exchange-Traded Fund	16-10-18	BU
First Trust Dividend and Income Fund : Declares Final Distribution of $0.17 Per Share	16-10-11	BU
First Trust Dividend and Income Fund : (FAV) Declares Final Distribution	16-10-07	BU
First Trust Dividend and Income Fund : Announces Joint Shareholder Approval of Dividend and Income Fund’s Merger into High Income ETF, an Actively-Managed Exchange-Traded Fund	16-10-03	BU

Sector

	1st Jan change	Capi.
ARES CAPITAL CORPORATION	+4.04%	12.81B
PERSHING SQUARE HOLDINGS, LTD.	+14.01%	9.73B
FS KKR CAPITAL CORP.	-1.20%	5.53B
PIMCO DYNAMIC INCOME FUND	+4.79%	5.15B
SPROTT PHYSICAL URANIUM TRUST FUND	-10.26%	4.74B
SPROTT PHYSICAL SILVER TRUST	+22.90%	4.87B
SPROTT PHYSICAL GOLD AND SILVER TRUST	+18.88%	4.52B
MACQUARIE KOREA INFRASTRUCTURE FUND	-0.64%	3.91B
3I INFRASTRUCTURE PLC	-0.31%	3.74B