Centrepoint Alliance : Market Announcement – Revised Securities Trading Policy

ASX Announcement‌‌‌‌

25 August 2017

REVISED SECURITIES TRADING POLICY‌‌

In accordance with ASX Listing Rule 12.10, Centrepoint Alliance Limited (ASX:CAF) advises that it has amended its Securities Trading Policy.

A copy of the revised Securities Trading Policy is attached.

For further information please contact: Debra Anderson‌

Centrepoint Alliance Limited

Ph: 07 5668 1006

E: [e-mail]

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Centrepoint Alliance Limited

(ABN 72 052 507 507) ("Centrepoint Alliance")

SECURITIES TRADING POLICY CONTENTS

1.0 Policy objectives, scope and application 3

1. Policy objectives 3

2. Who does this policy apply to? 3

3. Who is a Designated Person? 3

4. Who to contact 3

5. Application of the Corporations Act 4

6. Amendment 4

2.0 The insider trading prohibitions applicable to all Officers and Employees 4

1. Persons to whom this section applies 4

2. Prohibited conduct 4

3. Key terms 5

4. Relationship to the continuous disclosure regime 6

3.0 Additional restrictions applicable to Designated Persons only 6

1. Persons to whom this section applies 6

2. Closed Periods 6

3. Prohibited Periods 7

4. Associates 7

5. Margin loans 8

6. No speculative trading, short selling, stock lending or hedging 8

7. Exempt transactions 7

8. Clearance to trade in exceptional circumstances 8

9. Notification 9

10. When may a Designated Person deal in Centrepoint Alliance securities? 10

4.0 Glossary 10

Schedule 1 - Notice of Intention to Deal in Centrepoint Alliance Securities 12

Schedule 2 - Notification Officers 13

Version	Effective Date	Charter Owner
1.0	1 July 2002	Company Secretary
2.0	20 April 2005	Company Secretary
3.0	26 October 2005	Company Secretary
4.0	26 September 2009	Company Secretary
5.0	22 December 2010	Company Secretary
6.0	28 August 2014	Company Secretary
7.0	27 August 2015	Company Secretary
8.0	29 August 2016	Company Secretary
9.0	23 August 2017	Company Secretary

Securities Trading Policy | Updated 23 August 2017

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1.0 POLICY OBJECTIVES, SCOPE AND APPLICATION

1. Policy objectives

   This policy was established by the directors of Centrepoint Alliance Limited ("Centrepoint Alliance") to satisfy rule 12.9 of the ASX Listing Rules, and to ensure that the company and its people continue to adhere to high standards of corporate conduct and governance. The objectives of the policy are:

2. to facilitate compliance with the insider trading prohibitions contained in the Corporations Act by explaining the type of securities trading conduct that is prohibited;

3. to establish best practice procedures for dealing in securities that provides protection to both Centrepoint Alliance and its people against inadvertently breaching the law; and

4. to manage reputational risk associated with insider trading.

5. Who does this policy apply to?

6. Section 2 outlines the prohibitions under the Corporations Act on dealing in securities when in possession of price sensitive information and on communicating price sensitive information to others. This section applies universally to:

7. each director or company secretary ("Officer") of Centrepoint Alliance or any of its subsidiaries; and

8. each full-time, part-time or casual employee ("Employee") of Centrepoint Alliance or any of its subsidiaries.

9. Section 3 sets out additional trading restrictions that only apply to those Officers and Employees ("Designated Persons") who, generally speaking, are in a position that brings them into contact with price sensitive information about Centrepoint Alliance on a regular basis.

10. This policy will be distributed to all Officer and Employees. It is your responsibility to read, and comply with, this policy. Any non-compliance will be regarded as serious misconduct which may result in the termination of your employment or other engagement.

11. Who is a Designated Person?

    If you are:

12. an Officer;

13. the Chief Executive Officer

14. an Employee who reports directly to the Chief Executive Officer and each of their Direct Reports;

15. an Employee having authority and responsibility for planning, directing and controlling the activities of Centrepoint Alliance or any of its operating subsidiaries, directly or indirectly;

16. an external member or attendee of any Centrepoint Alliance Board Committee including the Group Audit, Risk and Compliance Committee, Nomination, Remuneration and Governance Committee or Group Investment Committee;

17. an employee involved in preparing the Company's statutory financial information; or

18. a person determined by the Board from time to time for the purposes of this policy.

    you are a Designated Person, and the additional restrictions on dealing in shares and other securities of Centrepoint Alliance set out in section 3 also apply to you and your associates.

    A list of all Designated Persons is maintained by the Company Secretary. If you are unsure whether you are a Designated Person, please contact the Company Secretary to clarify this.

19. Who to contact

20. If you are in any doubt regarding your proposed dealing in securities you should contact the Company Secretary on [phone].

    Securities Trading Policy | Updated 23 August 2017

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