BSE : Handling of Clients’ Securities by Trading Members (TM) / Clearing Members (CM) and Procedure for seeking prior approval for change in control

NOTICES

Notice No.		20230106-22		Notice Date		06 Jan 2023
Category		Settlement/RMS		Segment		General
Subject		Handling of Clients' Securities by Trading Members (TM) / Clearing Members (CM) and Procedure for seeking prior approval for change in control
Attachments		Annexure 1.pdf ; Annexure 2.pdf ;
Content

To<_o3a_p>

All Members/Participants,<_o3a_p>

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Attention of Members of the Indian Clearing Corporation Ltd (ICCL) is drawn to the following SEBI Circulars:<_o3a_p>

· Ref No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2022/153 dated November 11, 2022, regarding Handling of Clients' Securities by Trading Members (TM) / Clearing Members (CM) (Annexure 1), and<_o3a_p>· Ref No. SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2022/163 dated November 28, 2022, regarding Procedure for seeking prior approval for change in control (Annexure 2).<_o3a_p>

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Members are requested to take note of the contents of the aforesaid SEBI circulars.<_o3a_p>

In case of any clarifications, members may contact their respective Relationship Managers or the below mentioned contacts:<_o3a_p>

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ICCL Ops<_o3a_p>	[phone]/8121/8881/5648/8567<_o3a_p>	[e-mail]<_o3a_p>
Membership & Inspection Dept. for compliance aspect<_o3a_p>	[phone]/8788/5075/5744<_o3a_p>	[e-mail]<_o3a_p>

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For and on behalf of Indian Clearing Corporation Ltd.<_o3a_p>

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<_o3a_p>

Hitesh Shah Roanna Lewis <_o3a_p>

Dy. General Manager Sr. Manager <_o3a_p>

Post Trade Membership & Inspection <_o3a_p>

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