Regulated Information
Transparency Declaration Notification (Article 14 of the law of 2 May 2007) Timothy C. Collins and affiliated entities
Brussels, 26 January 2016 (5:35 pm CET) - On 25 January 2016, Timothy C. Collins and affiliated entities notified BHF Kleinwort Benson Group ("BHF KB") that their shareholding in BHF KB had crossed downward, on 19 January 2016, the threshold of 3% of the outstanding 132,244,164 shares and voting rights in BHF KB and that they no longer held any share in BHF KB.
A copy of Timothy C. Collins and affiliated entities' transparency declaration is reproduced hereunder and available on BHF KB's corporate website under "Investor Information - Shareholder Information - Transparency Declarations".
Contact Details
For further information, please contact | t: +32 (0)2 643 60 10 e: investor-relations@bhfkleinwortbenson.com |
About BHF Kleinwort Benson Group SA
BHF Kleinwort Benson (Euronext: BHFKB) is a limited liability company incorporated under the laws
of Belgium, having its registered office at Avenue Louise 326, 1050 Brussels, Belgium. BHF Kleinwort Benson is a merchant bank with principal activities in private banking, asset management and financial markets
& corporates.
For further information visit: www.BHFKleinwortBenson.com
Press Release 26 January 2016
Status of the notification
Issuer
FINAL
NamerBHF KLEINW:..:.O.:: RT-B' ENSON.:.._
Identification number '-0''-8'-6=--=6---0''"1'5"--0''"1' 0"_,
Reason for the notification
I
An acquisition or disposal of voting securities or voting nghts Downward crossing of the lowest threshold
Notification by
A parent undertakmg or a controlling person a
Persons subject to the notification requirement
Name
I& legal form for legal persons I
Address (for legal persons I
Timothy C. Collins
Collins Family Partners Inc.
One Rockefeller Plaza 32nd fl, New York , NY 10020, USA
CFP Holdings LLC
One Rockefeller Plaza 32nd ft , New York , NY 10020, USA
RHJ International Investors LP
One Rockefeller Plaza 32nd ft , New York, NY 10020, USA
Timothy C. Collins 1999 Trust
One Rockefeller Plaza 32nd fl, New York , NY 10020, USA
Timothy C. Collins 2003 Descendants Trust
One Rockefeller Plaza 32nd fl, New York, NY 10020, USA
Windmere Investments LLC
Corporation Trust Center,1209 Orange Street ,Wilmington,New Castle
I"' · ·-·· - ,,...
Persons that dispose of, ... voting rights (Only to be filled in if art. 7 of the Law applies)
aName
(& legal form for legal persons)
Address (for legal persons)
Please continue enterln the Information in art II concemln the
persons referred to in points S and 6 Click
Date on which the threshold is crossed
'- - - - - - - - - - - - -19/-0=--1 " 1'=2.cOc.1c.6=..1 (DDIMMIYYYY)
Threshold that is crossed (in %)
3
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10
Denominator
132.244.164 1
Please enter the denominator before filling In the data
Notified details
TOTAL
A) Voting rights
Previous notification
After the transaction
# of voting rights
% of votino riohts
# of vo
tinq riqhts
Holders of voting rights
Linked to securities
Not linkedto the
securities
Linked to securities
Not linked to the
securities
Timothy C. Collins
1.260 .647
0
0,00%
Collins Family Partners Inc.
3.179.989
0
0,00%
CFP Holdings LLC
1.463.961
0
0,00%
RHJ International Investors LP
200.000
0
0,00%
Timothy C. Collins 1999 Trust
703.108
0
0,00%
Timothy C. Collins 2003 Descendants
3.667.002
0
0,00%
Windmere Investments LLC
1.595.549
0
0,00%
subtotal
12.070.256
0
0
0,00%
0,00%
•
Start with "groups" of holders. Calculate subtotals and then finish with the persons
who are "alone". The totals, subtotals and % will be updated once you have c licked on
B) Equivalent financial instruments
After the transaction
Holders of equivalent
financial instruments
Type of financial instrument
Expiration date
Exercise period or date
# of voting rights that may be acquired if the instrument is exercised
% of voting rights
0
0,00%
a
TOTAL (in relation to all expiration dates)
The totals will be updated once you have clicked on >
TOTAL (Voting rights & Equivalent financial
instruments) # of voting rights 0/c) of voting rights
0 0,00%
Chain of controlled undertakings through which the holding is effectively held, if applicable
Please describe, o r loin a diagram In attachment
In case of proxy voting for only one GM
Holder
will cease to hold I voting rights as of
will hold again
D II
Additiona l information
A) Convertible bonds and rights to subscribe to voting securities not yet issued | |||||
Holder | Type of financial instrument | Expiration date (DD/MM/YYYY) | Exercise/Conversio n period or date | Number | # of voting lights that may be acquired if the instrument is exercised/converted |
Ell |
Shares without voting rights
Holder INumber
I E:m
Remarks
See attached signature pages
Done at
On 25/01/2016 1 (DD/MM/YYYY)
Name & capacity
Signature a
BHF Kleinwort Benson Group issued this content on 26 January 2016 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 26 January 2016 16:51:08 UTC
Original Document: http://www.bhfkleinwortbenson.com/media/71407/collins-and-affiliates_transparency-declaration-pr_201601_en.pdf