Beam Communications : Notification regarding unquoted securities - BCC

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

BEAM COMMUNICATIONS HOLDINGS LIMITED

Date of this announcement

Friday December 24, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
BCCAO	OPTION EXPIRING VARIOUS DATES EX	930,798	23/12/2021
	VARIOUS PRICES

Refer to next page for full details of the announcement

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

BEAM COMMUNICATIONS HOLDINGS LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	39010568804
1.3	ASX issuer code
BCC

1. The announcement is New announcement
2. Date of this announcement

24/12/2021

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

ASX +security code and description

BCCAO : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

Date the +securities the subject of this notification were issued

23/12/2021

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class

Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP		Name of registered holder	Number of +securities
			400,000
Dean Lawson Sleigh		Dean Lawson Sleigh
			530,798
Michael Ian Capocchi		Michael Ian Capocchi

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

Options issued to Dean Lawson Sleigh - Exercise price $0.35 per option. Issue on 23/12/2021. Vest on 23/12/2024. Expire on 23/12/2026. Option terms in all other respects are the same as existing issued options.

Options issued to Michael Ian Capocchi - Exercise price $0.35 per option. Issue on 23/12/2021. Vest on 31/08/2024. Expire on 31/08/2026. Option terms in all other respects are the same as existing issued options.

Any other information the entity wishes to provide about the +securities the subject of this notification

The options are unquoted options and are issued for nil consideration as incentives under an existing Employee Share Option Plan. Dean Sleigh's are provided as a 'sign on' incentive as at 1/10/2021. Michael Capocchi's were approved by the board on 31/08/2021 and by shareholders at the AGM on 30/11/2021 as an incentive in respect of performance in 2020 and 2021.

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Issue details

Number of +securities

930,798

For personal use only

Notification of Issue, Conversion or Payment up of Unquoted

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