ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On January 16, 2020, The Bank of New York Mellon Corporation ("BNY Mellon")
issued an Earnings Release and Financial Supplement with information on its
financial results for the fourth quarter of 2019. Copies of the Earnings Release
and the Financial Supplement are attached hereto as Exhibit 99.1 and Exhibit
99.2, respectively, and are incorporated herein by reference. The quotation in
Exhibit 99.1 (the "Excluded Section") shall not be deemed "filed" for purposes
of Section 18 of the Securities Exchange Act of 1934 ("Exchange Act") or
otherwise subject to the liabilities under that Section and shall not be deemed
to be incorporated by reference into any filing of BNY Mellon under the
Securities Act of 1933 or the Exchange Act. The information included in Exhibit
99.1, other than in the Excluded Section, and Exhibit 99.2 shall be deemed
"filed" for purposes of the Exchange Act.
ITEM 7.01. REGULATION FD DISCLOSURE.
On January 16, 2020, BNY Mellon will hold a conference call and webcast
regarding its financial results for the fourth quarter of 2019 and outlook. A
copy of the Financial Highlights presentation for the conference call and
webcast is furnished as Exhibit 99.3. The information in Exhibit 99.3 shall not
be deemed "filed" for purposes of Section 18 of the Exchange Act or otherwise
subject to the liabilities under that Section and shall not be deemed to be
incorporated by reference into any filing of BNY Mellon under the Securities Act
of 1933 or the Exchange Act.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
Each of Exhibit 99.1 (other than the Excluded Section) and Exhibit 99.2 shall be
deemed filed herewith. The Excluded Section and Exhibit 99.3 shall be deemed
furnished herewith.
(d) EXHIBITS.
Exhibit
Number Description
99.1 The Bank of New York Mellon Corporation Earnings Release dated
January 16, 2020, announcing financial results for the fourth
quarter of 2019.
99.2 The Bank of New York Mellon Corporation Financial Supplement dated
January 16, 2020, for the fourth quarter of 2019.
99.3 Fourth Quarter 2019 Financial Highlights Presentation dated
January 16, 2020.
104 Cover Page Interactive Data File - the cover page XBRL tags are
embedded within the Inline XBRL document.
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