Form603
Form 603
Corporations Act 2001 | |||||||||
only | Section 671B | ||||||||
Notice of initial substantial holder | |||||||||
To: Company Name/Scheme: | Atlas Arteria, a stapled entity comprising of shares in Atlas Arteria Limited (ACN 141 075 201) and | ||||||||
securities in Atlas Arteria International Limited (Registration No. 43828) | |||||||||
ACN/ARSN: | |||||||||
1. Details of substantial holder | |||||||||
Name | Mitsubishi UFJ Financial Group, Inc. | ||||||||
The holder became a substantial holder on: | 13 January 2022 | ||||||||
use | The holder became aware on: | 17 January 2022 | |||||||
2. Details of voting power | |||||||||
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or | |||||||||
an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows: | |||||||||
Class of securities | Number of securities | Person's votes | Voting power (%) | ||||||
Fully Paid ordinary shares | 47,996,761 | 47,996,761 | 5.00% | ||||||
personal | 3. Details of relevant interests | ||||||||
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial | |||||||||
holder became a substantial holder are as follows: | |||||||||
Holder of relevant interest | Nature of relevant interest | Class and number of securities | |||||||
Relevant interest in securities that First Sentier | |||||||||
Investors Holdings Pty Limited has a relevant | |||||||||
Mitsubishi UFJ Financial Group, Inc. | interest in under section 608(3) of the Corporations | ||||||||
Act as Mitsubishi UFJ Financial Group, Inc. has | 40,438,994 Fully paid ordinary shares | ||||||||
voting power of 100% in First Sentier Investors | |||||||||
Holdings Pty Limited. | |||||||||
Relevant interest in securities that Morgan Stanley | |||||||||
has a relevant interest in under section 608(3) of | |||||||||
Mitsubishi UFJ Financial Group, Inc. | the Corporations Act as Mitsubishi UFJ Financial | 7,518,325 Fully paid ordinary shares | |||||||
Group, Inc. has voting power of over 20% in | |||||||||
Morgan Stanley. | |||||||||
Relevant interest in securities that Mitsubishi UFJ | |||||||||
Trust and Banking Corporation has a relevant | |||||||||
Mitsubishi UFJ Financial Group, Inc. | interest in under section 608(3) of the Corporations | ||||||||
Act as Mitsubishi UFJ Financial Group, Inc. has | 39,442 Fully paid ordinary shares | ||||||||
voting power of 100% in Mitsubishi UFJ Trust and | |||||||||
Banking Corporation. | |||||||||
For | |||||||||
4. Details of present registered holders | |||||||||
The persons registered as holders of the securities referred to in paragraph 3 above are as follows: | |||||||||
Holder of relevant | Registered holder of | Person entitled to be | Class and number of securities | ||||||
interest | securities | registered as holder | |||||||
Mitsubishi UFJ Financial Group, Inc. | Mitsubishi UFJ Trust and Banking | Not applicable | Fully paid ordinary | ||||||
Corporation | 39,442 shares | ||||||||
Mitsubishi UFJ Financial Group, Inc. | Citicorp Nominees Pty Limited | Not applicable | Fully paid ordinary | ||||||
(Australia) | 2,650,086 shares | ||||||||
Mitsubishi UFJ Financial Group, Inc. | Northern Trust Company | Not applicable | 5,395 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | State Street Global Services | Not applicable | 57,802 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | HSBC Hong Kong | Not applicable | 263,162 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | BNP Paribas Securities | Not applicable | 2,410,502 | Fully paid ordinary | |||||
shares |
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Form603 | |||||||||
Mitsubishi UFJ Financial Group, Inc. | Citibank N A Hong Kong | Not applicable | 446,115 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | HSBC Hong Kong | Not applicable | 652,993 | Fully paid ordinary | |||||
shares | |||||||||
only | Mitsubishi UFJ Financial Group, Inc. | HSBC UK | Not applicable | 110,963 | Fully paid ordinary | ||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | JP Morgan Chase Bank NA | Not applicable | 10,914,305 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | National Custodian Services | Not applicable | 659,647 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | Northern Trust Company | Not applicable | 7,216,234 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | State Street Global Advisors | Not applicable | 1,585,761 | Fully paid ordinary | |||||
(Australia) Limited | shares | ||||||||
Mitsubishi UFJ Financial Group, Inc. | State Street Global Services | Not applicable | 1,937,901 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | The Bank of New York Mellon Corp | Not applicable | 6,244,879 | Fully paid ordinary | |||||
use | shares | ||||||||
Mitsubishi UFJ Financial Group, Inc. | The Bank of New York Mellon | Not applicable | 122,757 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | U.S. Bank | Not applicable | 179,537 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | HSBC UK | Not applicable | 4,980,955 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | HSBC BANK AUSTRALIA LIMITED | Not applicable | 828,165 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | Unknown | Not applicable | 2,956,515 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees | Not applicable | 410,888 | Fully paid ordinary | |||||
personal | (Australia) Limited | shares | |||||||
Mitsubishi UFJ Financial Group, Inc. | UNICREDIT BANK AUSTRIA AG | Not applicable | 3,671 | Fully paid ordinary | |||||
shares | |||||||||
Mitsubishi UFJ Financial Group, Inc. | JPMORGAN CHASE BANK, N.A., | Not applicable | Fully paid ordinary | ||||||
SYDNEY B RANCH | 271,306 shares | ||||||||
Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees | Not applicable | 50,339 | Fully paid ordinary | |||||
(Australia) Limited | shares | ||||||||
Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees | Not applicable | 1,062,447 | Fully paid ordinary | |||||
(Australia) Limited | shares | ||||||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley Australia Securities | Not applicable | Fully paid ordinary | ||||||
(Nominee) Pty Limited | 214,497 shares | ||||||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley Investment | Not applicable | Fully paid ordinary | ||||||
Management Inc. | 1,466,802 shares | ||||||||
Morgan Stanley Wealth | Fully paid ordinary | ||||||||
Mitsubishi UFJ Financial Group, Inc. | Management Australia Pty | Not applicable | 253,695 | ||||||
discretionary client account | shares | ||||||||
5. Consideration | |||||||||
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the | |||||||||
substantial holder became a substantial holder is as follows: | |||||||||
Holder of relevant | Date of acquisition | Consideration | Class and number of securities | ||||||
interest | |||||||||
Cash | Non-cash | ||||||||
See annexure B to this notice | |||||||||
For | 6. Associates | ||||||||
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: | |||||||||
Name and ACN/ARSN (if applicable) | Nature of association | ||||||||
See annexure A to this notice | Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of | ||||||||
the Corporations Act | |||||||||
7. Addresses |
The addresses of persons named in this form are as follows:
Name | Address |
Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
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For personal use only
Form603
8. Signature
Dated 18 January 2022
Ryuichiro Sakuma | Authorised signatory |
Page 3
For personal use only
AnnexureA
Annexure A
This is annexure A of 5 pages referred to in Form 603, Notice of initial substantial holder dated 18 January 2022
Ryuichiro Sakuma Authorised signatory | Dated 18 January 2022 |
SCHEDULE
MUFG Bank, Ltd.
Mitsubishi UFJ Trust and Banking Corporation
Mitsubishi UFJ Securities Holdings Co., Ltd.
MU Business Engineering, Ltd.
The Mitsubishi UFJ Factors Limited
Mitsubishi UFJ Jinji Service Co., Ltd.
MU Techno-service Co., Ltd.
Tokyo Credit Service, Ltd.
Tokyo Associates Finance Corp.
MU Business Service Co., Ltd.
Mitsubishi UFJ Loan Business Co.,Ltd.
Mitsubishi UFJ Information Technology, Ltd.
MU Center Service Tokyo Co., Ltd.
MU Center Service Nagoya Co., Ltd.
MU Center Service Osaka Co., Ltd.
MU Business Aid Co., Ltd.
MU Property Reserch Company Limited
Mitsubishi UFJ Home Loan CREDIT CO., LTD.
The Diamond Home Credit Company Limited
Mitsubishi UFJ Reserch & Consulting Co., Ltd.
MU Frontier Servicer Co., Ltd.
Otemachi Guarantee Co., Ltd.
GD Holdings Company Limited
MU Loan Administration Support Co., Ltd.
MU Communications Co.,Ltd.
Japan Electronic Monetary Claim Organization
MU Business Partner Co., Ltd.
MUT Business Outsourcing Co., Ltd.
Mezzanine Solution II Limited Partnership
Mezzanine Solution III Limited Partnership
Mitsubishi UFJ Capital Co., Ltd.
Mitsubishi UFJ Capital Ⅲ, Limited Partnership
Mitsubishi UFJ Capital Ⅳ, Limited Partnership
Mitsubishi UFJ Capital Ⅴ, Limited Partnership
Mitsubishi UFJ Capital Ⅵ, Limited Partnership
Mitsubishi UFJ Capital Ⅶ, Limited Partnership
Mitsubishi UFJ Life Science 1, Limited Partnership
Mitsubishi UFJ Life Science 2, Limited Partnership
Tohoku Senary Industry Support, Limited Partnership
OiDE Fund Investment Limited Partnership
Mitsubishi UFJ Personal Financial Advisers Co., Ltd.
Mitsubishi UFJ Financial Partners Co.,Ltd.
The Mitsubishi Asset Brains Company, Limited
BOT Lease Co., Ltd.
The Chukyo Bank, Ltd.
Nippon Mutual Housing Loan Co., Ltd.
JM Real Estate Co., Ltd.
Jibun Bank Corporation
Page 4
For personal use only
AnnexureB
Annexure B
This is annexure B of 147 pages referred to in Form 603, Notice of initial substantial holder dated 18 January 2022
Ryuichiro Sakuma | Authorised signatory | Dated 18 January 2022 |
Class and number of | ||||
Holder of relevant interest | Date of acquisition | Consideration cash | Consideration non-cash | securities affected |
Mitsubishi UFJ Financial | 14/09/2021 | 46.90 | N/A | 7 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 341.19 | N/A | 51 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 374.08 | N/A | 56 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 477.36 | N/A | 72 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 575.77 | N/A | 86 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 683.40 | N/A | 102 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 737.00 | N/A | 110 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 939.40 | N/A | 140 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 1,274.90 | N/A | 190 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 1,324.62 | N/A | 198 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 1,443.96 | N/A | 216 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 1,459.51 | N/A | 218 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 1,538.88 | N/A | 229 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 1,586.27 | N/A | 238 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 1,628.70 | N/A | 244 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 1,646.26 | N/A | 247 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 1,672.50 | N/A | 250 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 1,716.76 | N/A | 257 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 2,063.60 | N/A | 308 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 2,839.00 | N/A | 425 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 2,968.15 | N/A | 445 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 3,012.45 | N/A | 453 Ordinary Shares |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 14/09/2021 | 3,330.64 | N/A | 496 Ordinary Shares |
Group, Inc. | ||||
Page 5
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Atlas Arteria Group published this content on 18 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 January 2022 06:44:09 UTC.