This appendix is available as an online form | Appendix 3A.2 |
Notification of interest rate payment & | |
interest rate change | |
+Rule 3.20.4, 3.22, 15.3, Appendix 6A section 2 |
Appendix 3A.2
Notification of interest payment & interest rate change
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Please note that two or more corporate actions on the same +security may not run with different record dates if the timetables result in overlapping (but not identical) ex-periods. It is permissible to run different corporate actions with the same record date except in the case of consolidations or splits which cannot run at the same time as any other corporate action for that entity.
*Denotes minimum information required for first lodgement of this form.
**Denotes information that must be provided on or before +business day 0 of the relevant Appendix 6A or Appendix 7A timetable.
The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 - Entity and announcement details
Question | Question | Answer | ||
No. | ||||
1.1 | *Name of entity | Australia and New Zealand Banking Group | ||
Limited (ANZ) | ||||
1.2 | *Registration type and number | ABN 11 005 357 522 | ||
One of ABN/ARSN/ARBN/ACN or other registration | ||||
type and number (if "other" please specify what type | ||||
of registration number has been provided). | ||||
1.3 | *ASX issuer code | ANZ | ||
1.4 | *The announcement is | New announcement | ||
Tick whichever is applicable. | Update/amendment to previous | |||
announcement | ||||
Cancellation of previous announcement | ||||
1.4a | *Reason for update | N/A | ||
Mandatory only if "Update" ticked in Q1.4 above. A | ||||
reason must be provided for an update. | ||||
1.4b | *Date of previous announcement to this | N/A | ||
update | ||||
Mandatory only if "Update" ticked in Q1.4 above. | ||||
1.4c | *Reason for cancellation | N/A | ||
Mandatory only if "Cancellation" ticked in Q1.4 | ||||
above. | ||||
1.4d | *Date of previous announcement to this | N/A | ||
cancellation | ||||
Mandatory only if "Cancellation" ticked in Q1.4 | ||||
above. | ||||
1.5 | *Date of this announcement | Monday November 23, 2020 | ||
The date of lodgement of the form by the entity via | ||||
ASX Online. | ||||
+ See chapter 19 for defined terms | ||||
1 December 2019 | Page 1 |
This appendix is available as an online form | Appendix 3A.2 | |||
Notification of interest rate payment & | ||||
interest rate change | ||||
1.6 | *Applicable ASX +security code and | ASX +security code: ANZHAU | ||
description for interest payment | +Security description: USD 1,000,000,000 | |||
Please select the +security to which the notification | 6.750% Fixed Rate Resetting Perpetual | |||
applies. Only one +security can be selected for each | Subordinated Contingent Convertible Securities | |||
form. | ||||
+ See chapter 19 for defined terms | |
1 December 2019 | Page 2 |
This appendix is available as an online form | Appendix 3A.2 |
Notification of interest rate payment & | |
interest rate change | |
Part 2 - Payment Details
Part 2A - Interest period dates and interest payment details
Question | Question | Answer | ||
No. | ||||
2.A.1 | *Payment date | Tuesday December 15, 2020 | ||
The payment date can be any day after the record | ||||
date per Appendix 6A section 2. If the payment date | ||||
is estimated at the time of first lodgement of this form | ||||
please indicate and provide actual date by way of an | ||||
update to this form when the actual date is known. | ||||
Please note that the payment date cannot be | ||||
changed (even to postpone it or cancel it) any later | ||||
than 12 noon Sydney time on the day of the previous | ||||
payment date advised. | ||||
2A.2 | *+Record date | Monday November 30, 2020 | ||
Refer to Appendix 6A section 2 for rules regarding | ||||
+record date for interest payments. | ||||
+Record date must be at least 4 +business days from | ||||
the date it is advised. Please note that the +record | ||||
date and ex date cannot be changed (even to | ||||
postpone it or cancel it) any later than 12 noon | ||||
Sydney time on the day before the previous ex date | ||||
advised. | ||||
2A.3 | *Ex date | N/A | ||
Ex date is 1 +business day before the +record date. | ||||
Refer to Appendix 6A section 2. +Securities will trade | ||||
"ex" interest payment from the ex date. Please note | ||||
that the +record date and ex date cannot be changed | ||||
(even to postpone it or cancel it) any later than 12 | ||||
noon Sydney time on the day before the previous ex | ||||
date advised. | ||||
2A.4 | *First day of payment period | Monday June 15, 2020 | ||
2A.5 | *Last day of payment period | Monday December 14, 2020 | ||
2A.6 | Number of days in the payment period | 183 (subject to a day count fraction of | ||
(including the start and end days) | 30/360, unadjusted) | |||
2A.7 | *Interest rate expressed as a per annum | 6.75% | ||
rate | ||||
This rate is the interest rate expressed as a per | ||||
annum rate. For example if the rate is set as BBSW | ||||
(say 3%) + a Margin (say 2%) then total rate would | ||||
be 5%. If the +security is a floating rate note, this rate | ||||
is the rate set for the payment period the subject of | ||||
this announcement and should match the rate | ||||
provided at Q3.9. | ||||
2A.8 | Interest rate pro-rated for the number of | 3.375% | ||
days in the payment period | ||||
Please provide the pro-rated interest rate for the | ||||
payment period - this may be the per annum rate | ||||
pro-rated for this payment period. For example if the | ||||
annual rate is 5% and interest is paid quarterly then | ||||
the rate may be 5% divided by 4 (1.25%) or 5% | ||||
divided by 365 and multiplied by the number of days | ||||
in the payment period (a number close to 1.25%). | ||||
2A.9 | *Currency in which the interest payment is | U.S. Dollar (USD) | ||
made ("primary currency") | ||||
+ See chapter 19 for defined terms | ||||
1 December 2019 | Page 3 |
This appendix is available as an online form | Appendix 3A.2 | ||||
Notification of interest rate payment & | |||||
interest rate change | |||||
Primary currency should be the currency in which all | |||||
other questions relating to the interest payment | |||||
amount are provided excepting those relating to | |||||
payment in a different currency. If the primary | |||||
currency is not AUD please answer Q2A.10a. | |||||
2A.10 | *Interest payment amount per +security | USD 33.75 per USD 1,000 | |||
Please provide the amount in the primary currency in | |||||
dollars (or equivalent denomination for foreign | |||||
currency). If the amount paid to +security holders will | |||||
be rounded please provided the rounded amount. If | |||||
primary currency is not AUD please answer Q2A.10a. | |||||
If primary currency is AUD go to Q2A.11. | |||||
2A.10(i) | Comment on how the interest payment | Calculation amount (USD 1,000) x interest | |||
amount per security is calculated | rate per annum (6.75%) x day count fraction | ||||
(30/360), as more fully set out in the terms | |||||
and conditions of the securities. | |||||
2A.10a | AUD equivalent to interest payment | N/A | |||
amount per +security | |||||
Only for non-AUD interest payments. ASX publishes | |||||
an AUD equivalent amount for non-AUD declared | |||||
interest payments. If this amount is not provided by | |||||
the entity it is calculated and published using the RBA | |||||
rate of exchange on the day before the ex date. The | |||||
entity should only populate this field if an actual | |||||
amount is known. If amount not known please | |||||
answer 2A.10b. If known go to 2A.10c. | |||||
2A.10b | If AUD equivalent not known, date for | N/A | |||
information to be released | |||||
2A.10c | FX rate (in format AUD rate / Declared | N/A | |||
currency rate): | |||||
2A.11 | *Are any of the below approvals required | N | |||
for the interest payment before business | |||||
day 0 of the timetable? | |||||
• | +Security holder approval | ||||
• | Court approval | ||||
• Lodgement of court order with +ASIC | |||||
• | ACCC approval | ||||
• | FIRB approval; | ||||
• Another approval/condition external to | |||||
the entity required to be given/met | |||||
before business day 0 of the timetable | |||||
for the interest payment. | |||||
If any of the above approvals apply to the interest | |||||
payment before business day 0 of the timetable, | |||||
please answer 'yes' and provide details at Part 2B. If | |||||
"no" go to Part 2C. | |||||
The purpose of the question is to confirm that | |||||
relevant approvals are received prior to ASX | |||||
establishing an ex market in the +securities. If the | |||||
entity wishes to disclose approvals or conditions | |||||
which are to be resolved at a later date it should use | |||||
Part 4 "Further information". | |||||
2A.12 | Is the interest payment franked | N | |||
If yes, please complete Part 2C. | |||||
2A.13 | *Is the interest payment payable in the | N | |||
form of +securities rather than cash | |||||
If yes, please complete Part 2D. | |||||
+ See chapter 19 for defined terms | |||||
1 December 2019 | Page 4 |
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ANZ - Australia & New Zealand Banking Group Ltd. published this content on 23 November 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 22 November 2020 23:12:09 UTC