For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | AD1 Holdings Limited (ASX: AD1) |
ABN | 29 123 129 162 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Andrew Henderson |
Date of last notice | 31 December 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect | |||||
Nature of indirect interest | Beneficial interest: Director related party | |||||
(including registered holder) | ||||||
Note: Provide details of the circumstances | ||||||
giving rise to the relevant interest. | ||||||
Date of change | 17 January 2022 | |||||
No. of securities held prior to | Shares | Options | ||||
change | Direct | - | - | |||
Indirect | 6,623,988 | 66,971,496 | ||||
Total | 6,623,988 | 66,971,496 | ||||
Class | Fully paid ordinary shares | |||||
Number acquired | Shares | Options | ||||
Direct | - | - | ||||
Indirect | 1,562,500 | 390,625 | ||||
Total | 1,562,500 | 390,625 | ||||
Number disposed | - | |||||
Value/Consideration | $50,000 | |||||
Note: If consideration is non-cash, provide | ||||||
details and estimated valuation | ||||||
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 1 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after | Shares | Options | ||||
change | ||||||
Direct | - | - | ||||
Indirect | 8,186,488 | 67,362,121 | ||||
Total | 8,186,488 | 67,362,121 | ||||
Nature of change | Issue of | shares under October 2021 placement as | ||||
Example: on-market trade, off-market trade, | approved by shareholders at the 2021 AGM | |||||
exercise of options, issue of securities under | ||||||
dividend reinvestment plan, participation in | ||||||
buy-back | ||||||
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | n/a |
Nature of interest | n/a |
Name of registered holder | n/a |
(if issued securities) | |
Date of change | n/a |
No. and class of securities to | n/a |
which interest related prior to | |
change | |
Note: Details are only required for a contract in | |
relation to which the interest has changed | |
Interest acquired | n/a |
Interest disposed | n/a |
Value/Consideration | n/a |
Note: If consideration is non-cash, provide details | |
and an estimated valuation | |
Interest after change | n/a |
Part 3 - +Closed period
Were the interests in the securities or contracts No detailed above traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow n/a the trade to proceed during this period?
If prior written clearance was provided, on what n/a date was this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | AD1 Holdings Limited (ASX: AD1) |
ABN | 29 123 129 162 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Brendan Kavenagh |
Date of last notice | 14 July 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect | |||||
Nature of indirect interest | Beneficial interest: Director related party | |||||
(including registered holder) | ||||||
Note: Provide details of the circumstances | ||||||
giving rise to the relevant interest. | ||||||
Date of change | 17 January 2022 | |||||
No. of securities held prior to | Shares | Options | ||||
change | Direct | 30,000 | 15,000,000 | |||
Indirect | - | - | ||||
Total | 30,000 | 15,000,000 | ||||
Class | Fully paid ordinary shares | |||||
Number acquired | Shares | Options | ||||
Direct | - | - | ||||
Indirect | 937,500 | 234,375 | ||||
Total | 937,500 | 234,375 | ||||
Number disposed | - | |||||
Value/Consideration | $30,000 | |||||
Note: If consideration is non-cash, provide | ||||||
details and estimated valuation | ||||||
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 1 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after | Shares | Options | ||||
change | ||||||
Direct | 30,000 | 15,000,000 | ||||
Indirect | 937,500 | 234,375 | ||||
Total | 967,500 | 15,234,375 | ||||
Nature of change | Issue of | shares under October 2021 placement as | ||||
Example: on-market trade, off-market trade, | approved by shareholders at the 2021 AGM | |||||
exercise of options, issue of securities under | ||||||
dividend reinvestment plan, participation in | ||||||
buy-back | ||||||
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | n/a |
Nature of interest | n/a |
Name of registered holder | n/a |
(if issued securities) | |
Date of change | n/a |
No. and class of securities to | n/a |
which interest related prior to | |
change | |
Note: Details are only required for a contract in | |
relation to which the interest has changed | |
Interest acquired | n/a |
Interest disposed | n/a |
Value/Consideration | n/a |
Note: If consideration is non-cash, provide details | |
and an estimated valuation | |
Interest after change | n/a |
Part 3 - +Closed period
Were the interests in the securities or contracts No detailed above traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow n/a the trade to proceed during this period?
If prior written clearance was provided, on what n/a date was this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | AD1 Holdings Limited (ASX: AD1) |
ABN | 29 123 129 162 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Michael Norster |
Date of last notice | 31 December 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect | ||||
Nature of indirect interest | Beneficial interest: Director related party | ||||
(including registered holder) | |||||
Note: Provide details of the circumstances | |||||
giving rise to the relevant interest. | |||||
Date of change | 17 January 2022 | ||||
No. of securities held prior to | Shares | Options | |||
change | Direct | - | - | ||
Indirect | 137,810,887 | 66,971,496 | |||
Total | 137,810,887 | 66,971,496 | |||
Class | Fully paid ordinary shares | ||||
Number acquired | Shares | Options | |||
Direct | - | - | |||
Indirect | 1,562,500 | 390,625 | |||
Total | 1,562,500 | 390,625 | |||
Number disposed | - | ||||
Value/Consideration | $50,000 | ||||
Note: If consideration is non-cash, provide | |||||
details and estimated valuation | |||||
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 1 |
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