Item 5.02. Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
(b) Mr. Todd Bourgeois, a member of the Board of Directors of Financial Gravity
Companies, Inc. (the "Company"), tendered his resignation effective December 12,
2019.
Mr. Michael Ashby and Mr. David Myers, members of the Board of Directors of the
Company, tendered their resignations effective December 13, 2019.
Mr. Gary Nemer, a member of the Board of Directors of the Company, tendered his
resignation effective December 20, 2019.
(d) On December 30, 2019, Mrs. Jennifer Winters and William R. Nelson, Ph.D.
were each appointed to the Board of Directors of the Company.
Mrs. Winters, age 47, holds a BA from Lewis University and is an accomplished
executive, having served as a Co-Founder of Eqis Holdings, Inc. from 2007 to
2017. She also served on Eqis Holdings' Board of Directors from 2010 to 2017. In
addition, she served as Chief Compliance Officer of Eqis Capital Management,
Inc. from 2007 to 2015. She also served as Eqis Capital Management's Executive
Vice President from 2015 to 2017. Mrs. Winters currently serves as the Executive
Vice President and Corporate Secretary for the Company. Mrs. Winters is the
spouse of Scott Winters, the Chief Executive Officer of the Company.
Dr. Nelson, age 48, holds a Ph.D. in Economics from George Mason University and
has been published in top academic journals including American Economic Review,
DePaul Journal of Health Care Law, and the Journal of Economic Behavior and
Organization, among others. Dr. Nelson served as a Co-Founder and Chief
Investment Officer of Eqis Holdings, Inc. from 2005 to 2018. He currently serves
as the Chief Investment Officer for Sofos Investments, Inc., and as the
Co-Founder, Co-President and CEO of DokyToky, Inc.
2
© Edgar Online, source Glimpses
