Profile
Mr. Iommi joined R&R in October 2003 as our Chief Compliance Officer and is responsible for monitoring our businesses for compliance of securities regulations.
From June 2003 through October 2003 he served as compliance manager at Goldstein Law Group.
From November 2002 through June 2003 he served as chief compliance officer for Eagle Ridge Securities.
From June 2000 through November 2002 he served as chief compliance officer of Sands Brothers, Ltd.
From June 1993 through May 2000 he served as divisional compliance director (northeast) for Citigroup Salomon Smith Barney.
From May 1989 through May 1993 he served as executive director of Trading Analysis and Inquiries at the AMEX.
From May 1981 through April 1989 he served as manager of market surveillance services at the NYSE.
Former positions of William A. Iommi
| Companies | Position | End |
|---|---|---|
Rodman & Renshaw LLC (Old)
 Rodman & Renshaw LLC (Old) Investment Banks/BrokersFinance Founded in 2003 by Cliff Rodman and Charles Renshaw, Rodman & Renshaw LLC is a full-service investment bank and broker/dealer located in New York City with an additional office in Boston. The firm is a subsidiary of Rodman & Renshaw Capital Group (NasdaqGM: RODM). The firm provides corporate finance, strategic advisory and related services to public and private companies across multiple sectors and regions. They also provide research and sales and trading services to institutional investors. Rodman & Renshaw is a leader in the PIPE and RD (registered direct offering) transaction markets. The firm's research focuses on Asia, clean technology, community & regional banks, energy, industrial and commercial services, life science/healthcare and metals and mining. Rodman & Renshaw is a member of the NASD and the SIPC. | Analyst-Equity | 2012-04-30 |
| Goldstein Law Group PC | General Counsel | 2003-09-30 |
| Eagle Ridge Securities | General Counsel | 2003-05-31 |
| Sands Brothers & Co. Ltd. | General Counsel | 2002-10-31 |
| CITIGROUP INC. | Corporate Officer/Principal | 2000-04-30 |
Training of William A. Iommi
| City University of New York | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| CITIGROUP INC. | Finance |
| Private companies | 6 |
|---|---|
| Sands Brothers & Co. Ltd. | Finance |
New York Stock Exchange, Inc.
 New York Stock Exchange, Inc. Investment Banks/BrokersFinance New York Stock Exchange, Inc. operates securities exchange market. The company offers services to equity and stock market participants like listed companies, individual and institutional investors, and member firms of the stock exchange. It bring together cash equities and derivatives exchange for listings, trading in cash equities, equity and interest rate derivatives, bonds, and the distribution of market data. New York Stock Exchange was founded in 1792 and is headquartered in New York City, NY | Finance |
Rodman & Renshaw LLC (Old)
Rodman & Renshaw LLC (Old) Investment Banks/BrokersFinance Founded in 2003 by Cliff Rodman and Charles Renshaw, Rodman & Renshaw LLC is a full-service investment bank and broker/dealer located in New York City with an additional office in Boston. The firm is a subsidiary of Rodman & Renshaw Capital Group (NasdaqGM: RODM). The firm provides corporate finance, strategic advisory and related services to public and private companies across multiple sectors and regions. They also provide research and sales and trading services to institutional investors. Rodman & Renshaw is a leader in the PIPE and RD (registered direct offering) transaction markets. The firm's research focuses on Asia, clean technology, community & regional banks, energy, industrial and commercial services, life science/healthcare and metals and mining. Rodman & Renshaw is a member of the NASD and the SIPC. | Finance |
Amex, Inc.
 Amex, Inc. Miscellaneous Commercial ServicesCommercial Services Amex, Inc. was engaged in operating as an export management company. The company was founded by Mohamed A. Nouri in 1981 and was headquartered in Minneapolis, MN. | Commercial Services |
| Goldstein Law Group PC | |
| Eagle Ridge Securities |
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