Tim Andrew Looney
Profile
Mr. Tim A.
Looney is Chief Financial Officer at Westport Resources Management, Inc. He was the Chief Financial Officer and Chief Compliance Officer with Stock USA Investments/Speedrader.com.
Speedtrader.com provides an electronic trading platform for individuals and corporations to self-direct trades in equities, options and futures.
In that role, he oversaw all financial and compliance responsibilities, including but not limited to be the firm’s liaison on all regulatory reviews, implementing a business continuity plan, budgeting, forecasting and oversight of all treasury related functions.
Prior to Speedtrader.com Mr. Looney was the Chief Financial Officer for Mony Securities Corporation, the broker dealer and investment advisor for Mony Life Insurance Company.
Mony Securities had over 2,000 registered representatives offering its clients annuities, mutual funds, brokerage services and asset management through its clearing broker National Financial.
He held business management roles earlier in his career at Smith Barney, Yamaichi and Natwest.
Mr. Looney received a BA degree in Accounting, from Saint Joseph’s University in Philadelphia.
He holds Series 7, 8, 24, 27, and 63 licenses; he’s also a Certified Public Accountant.
Former positions of Tim Andrew Looney
Companies | Position | End |
---|---|---|
Westport Resources Management, Inc.
Westport Resources Management, Inc. Investment ManagersFinance Founded in 1986 by John Vaccaro, Westport Resources Management, Inc. is a registered investment advisor located in Westport, Connecticut. The firm is a subsidiary of United Capital Financial Partners, Inc.. They provide discretionary investment management services to individuals, businesses and professional practices. | Director of Finance/CFO | 2012-08-31 |
NatWest USA | Corporate Officer/Principal | - |
Yamaichi Co., Ltd.
Yamaichi Co., Ltd. Consumer SundriesConsumer Non-Durables Yamaichi Co., Ltd. exports and distributes bags. It offers casual, back pack, overnight, business, and luggage bags with wheels. The company was founded in by Yamada Akira October 1945 and is headquartered in Nagoya, Japan. | Corporate Officer/Principal | - |
Smith Barney & Co., Inc. | Corporate Officer/Principal | - |
MONY Life Insurance Co.
MONY Life Insurance Co. Multi-Line InsuranceFinance MONY Life Insurance Co. is based in New York, NY. Part of Dai-ichi Life Holdings, Inc., MONY Life Insurance Co. is a company that provides insurance services. The company was founded in 1842. MONY Life Insurance was acquired by Protective Life Insurance Co. from AXA SA on October 01, 2013 for $1,060 million. | Corporate Officer/Principal | - |
Experiences
Positions held
Linked companies
Private companies | 5 |
---|---|
Westport Resources Management, Inc.
Westport Resources Management, Inc. Investment ManagersFinance Founded in 1986 by John Vaccaro, Westport Resources Management, Inc. is a registered investment advisor located in Westport, Connecticut. The firm is a subsidiary of United Capital Financial Partners, Inc.. They provide discretionary investment management services to individuals, businesses and professional practices. | Finance |
MONY Life Insurance Co.
MONY Life Insurance Co. Multi-Line InsuranceFinance MONY Life Insurance Co. is based in New York, NY. Part of Dai-ichi Life Holdings, Inc., MONY Life Insurance Co. is a company that provides insurance services. The company was founded in 1842. MONY Life Insurance was acquired by Protective Life Insurance Co. from AXA SA on October 01, 2013 for $1,060 million. | Finance |
Smith Barney & Co., Inc. | Finance |
Yamaichi Co., Ltd.
Yamaichi Co., Ltd. Consumer SundriesConsumer Non-Durables Yamaichi Co., Ltd. exports and distributes bags. It offers casual, back pack, overnight, business, and luggage bags with wheels. The company was founded in by Yamada Akira October 1945 and is headquartered in Nagoya, Japan. | Consumer Non-Durables |
NatWest USA |
- Stock Market
- Insiders
- Tim Andrew Looney