Thomas Flaten
Analyst-Equity at Lake Street Capital Markets LLC
Profile
Mr. Thomas Flaten is a Senior Research Analyst at Lake Street Capital Markets LLC.
He has expertise in the biopharmaceutical industry.
Prior to joining Lake Street, he provided continuing medical education in oncology and consulted with pharmaceutical companies.
He spent the prior 11 years in the pharmaceutical industry, working in Business Development, Corporate Strategy, and Sales and Marketing.
He has disease state experience in oncology, neuro-oncology, oncology supportive care, epilepsy and Alzheimer’s disease.
In his most recent role, he led a U.S.
epilepsy franchise with 110 team members and over $125 million in sales.
Prior to his time in the industry, he worked in Investment Banking and Equity Research with Wessels, Arnold & Henderson, Dain Rauscher Wessels, and RBC Capital Markets.
He received a BBA from the University of Michigan.
Thomas Flaten active positions
| Companies | Position | Start |
|---|---|---|
Lake Street Capital Markets LLC
 Lake Street Capital Markets LLC Investment Banks/BrokersFinance Founded in 2012, Lake Street Capital Markets LLC is a broker/dealer located in Minneapolis. Minnesota. Their coverage universe includes: new energy, storage/network infrastructure, cloud software/services, e-Commerce services/technology, intellectual property/licensing, special opportunities, consumer and healthcare. | Analyst-Equity | 2018-05-31 |
Former positions of Thomas Flaten
| Companies | Position | End |
|---|---|---|
RBC Capital Markets LLC (Investment Management)
 RBC Capital Markets LLC (Investment Management) Investment ManagersFinance RBC Capital Markets LLC (Investment Management) (RBC-IM) is the asset management division of RBC Capital Markets LLC, a broker/dealer headquartered in New York City. The firm is a subsidiary of RBC USA Holdco Corp., ultimately held by Royal Bank of Canada (NYSE, TSE: RY) in Canada. RBC-IM provides advisory services to individuals, foundations, endowments, employee benefit plans, trusts and estates, educational institutions, corporations, businesses, government entities and other entities. | Corporate Officer/Principal | 2001-12-31 |
| Dain Rauscher Wessels | Corporate Officer/Principal | 1998-12-31 |
| Wessels, Arnold & Henderson LLP | Corporate Officer/Principal | 1997-12-31 |
Training of Thomas Flaten
| University of Michigan | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
Lake Street Capital Markets LLC
Lake Street Capital Markets LLC Investment Banks/BrokersFinance Founded in 2012, Lake Street Capital Markets LLC is a broker/dealer located in Minneapolis. Minnesota. Their coverage universe includes: new energy, storage/network infrastructure, cloud software/services, e-Commerce services/technology, intellectual property/licensing, special opportunities, consumer and healthcare. | Finance |
| Wessels, Arnold & Henderson LLP | Finance |
| Dain Rauscher Wessels | Finance |
RBC Capital Markets LLC (Investment Management)
RBC Capital Markets LLC (Investment Management) Investment ManagersFinance RBC Capital Markets LLC (Investment Management) (RBC-IM) is the asset management division of RBC Capital Markets LLC, a broker/dealer headquartered in New York City. The firm is a subsidiary of RBC USA Holdco Corp., ultimately held by Royal Bank of Canada (NYSE, TSE: RY) in Canada. RBC-IM provides advisory services to individuals, foundations, endowments, employee benefit plans, trusts and estates, educational institutions, corporations, businesses, government entities and other entities. | Finance |
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