Profile
Ms. Sue J.
Rutherford is the Chief Operating Officer at Seymour Pierce Ltd.
Ms. Rutherford also served on the board at Ellis Stockbrokers Ltd.
She joined Seymour Pierce as Chief Operating Officer and Compliance Director in October 2003, and is responsible for managing the finance, compliance, IT, HR and settlements operations of the firm.
She was previously with Morgan Stanley Quilter as Compliance Director and latterly Chief Administrative Officer.
Prior to Morgan Stanley, she was with HSBC as the Head of UK Compliance for four years, after eight years with the London Stock Exchange and the Securities and Futures Authority.
Former positions of Sue J. Rutherford
| Companies | Position | End |
|---|---|---|
Seymour Pierce Ltd.
 Seymour Pierce Ltd. Investment Banks/BrokersFinance Seymour Pierce Ltd. (SP) is an independent Great Britain-based brokerage firm which was established in 1998. SP advises growing privately-owned businesses and publicly quoted UK companies, with a focus on AIM-listed companies. They provide stockbroking, corporate finance, private equity and M&A advisory services and specialize in raising funds for small- and medium-sized UK companies, either facilitating private equity investing or issuing securities. The firm provides sellside analysis to asset managers in Great Britain and internationally, including fund managers, hedge funds and private equity firms. Their research covers a range of sectors including retail, real estate, healthcare, media and entertainment, resources, software, telecommunications, financials, business services and special situations. SP also advises private clients and provides administrative support. They manage equity portfolios on a discretionary basis and provide equity trading accounts, both advisory and execution-only. | Director of Finance/CFO | 2012-02-29 |
| Ellis Stockbrokers Ltd. | Director/Board Member | 2007-03-21 |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 2 |
|---|---|
| Ellis Stockbrokers Ltd. | Finance |
Seymour Pierce Ltd.
Seymour Pierce Ltd. Investment Banks/BrokersFinance Seymour Pierce Ltd. (SP) is an independent Great Britain-based brokerage firm which was established in 1998. SP advises growing privately-owned businesses and publicly quoted UK companies, with a focus on AIM-listed companies. They provide stockbroking, corporate finance, private equity and M&A advisory services and specialize in raising funds for small- and medium-sized UK companies, either facilitating private equity investing or issuing securities. The firm provides sellside analysis to asset managers in Great Britain and internationally, including fund managers, hedge funds and private equity firms. Their research covers a range of sectors including retail, real estate, healthcare, media and entertainment, resources, software, telecommunications, financials, business services and special situations. SP also advises private clients and provides administrative support. They manage equity portfolios on a discretionary basis and provide equity trading accounts, both advisory and execution-only. | Finance |
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