Steve E. Pollicino

Trading-Equity at Auerbach Grayson & Co. LLC

Finance

Consumer Services

Profile

Mr. Steve E.
Pollicino is an Equity Trader at Auerbach Grayson & Co. LLC.
Prior to joining Auerbach Grayson & Co. LLC in October 2007, he worked as an Account Executive at EKN Financial Services, Inc. He received his BS in Finance, Economics and International Finance from the University of Delaware-Lerner College of Business and Economics.

Steve E. Pollicino active positions

Companies	Position	Start
Auerbach Grayson & Co. LLC Auerbach Grayson & Co. LLC Investment Banks/BrokersFinance Founded in 1993, Auerbach Grayson & Co. LLC is a broker/dealer/located in New York City. The firm is a subsidiary of Auerbach Grayson Holdings LLC. Through their worldwide network of broker partners, the firm offers research, execution and clearance in equities, derivatives and fixed-income instruments. They also provide and implements hedging and arbitrage strategies. Auerbach Grayson & Co. is a member of FINRA and the SIPC. They employ bottom-up research to identify undervalued, under-represented and misunderstood companies. The firm covers a broad range of small-cap, mid-cap and emerging market equities.	Trading-Equity	2007-09-30

All active positions of Steve E. Pollicino

Former positions of Steve E. Pollicino

Companies	Position	End
EKN Financial Services, Inc. EKN Financial Services, Inc. Investment Banks/BrokersFinance Founded in 1986, EKN Financial Services, Inc., formerly Ehrenkrantz King Nussbaum, Inc., is a broker/dealer located in Melville, New York. The firm provides a full array of services for their institutional equity sales and trading customers. They offer value-added, fundamental and technical analysis and research covering a variety of sectors. The firm is a member of the NASD, the MSRB and the SIPC. Their ultimate parent is Weatherly International PLC. (PNK: WRLYF.PK).	Corporate Officer/Principal	2006-12-30

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Training of Steve E. Pollicino

University of Delaware

Undergraduate Degree

Experiences
Positions held

Active

Inactive

Listed companies

Private companies

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Connections

100 +

1st degree connections

1st degree companies

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Female

Members of the board

Executives

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Linked companies

Private companies	2
Auerbach Grayson & Co. LLC Auerbach Grayson & Co. LLC Investment Banks/BrokersFinance Founded in 1993, Auerbach Grayson & Co. LLC is a broker/dealer/located in New York City. The firm is a subsidiary of Auerbach Grayson Holdings LLC. Through their worldwide network of broker partners, the firm offers research, execution and clearance in equities, derivatives and fixed-income instruments. They also provide and implements hedging and arbitrage strategies. Auerbach Grayson & Co. is a member of FINRA and the SIPC. They employ bottom-up research to identify undervalued, under-represented and misunderstood companies. The firm covers a broad range of small-cap, mid-cap and emerging market equities.	Finance
EKN Financial Services, Inc. EKN Financial Services, Inc. Investment Banks/BrokersFinance Founded in 1986, EKN Financial Services, Inc., formerly Ehrenkrantz King Nussbaum, Inc., is a broker/dealer located in Melville, New York. The firm provides a full array of services for their institutional equity sales and trading customers. They offer value-added, fundamental and technical analysis and research covering a variety of sectors. The firm is a member of the NASD, the MSRB and the SIPC. Their ultimate parent is Weatherly International PLC. (PNK: WRLYF.PK).	Finance