Sera Kim
Portfolio Manager-Equities at Guardian Capital LP
Network origin in Sera Kim first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Queen's University
275
| College/University | Other Consumer Services | 275 |
Guardian Capital LP
 Guardian Capital LP Investment ManagersFinance Guardian Capital LP is a Canadian mutual fund manager headquartered in Toronto, Ontario. The firm was founded in 1962 as GDN Management Ltd and changed their name to Guardian Capital, Inc. in 1987 and Guardian Capital LP in 2004. They are a subsidiary of Guardian Capital Group Ltd. (TSE: GCG). Guardian Capital provides fee-based investment supervisory services to investment funds (pooled funds and mutual funds), pension and profit sharing plans, charitable organizations, and other Canadian institutional investors. The firm offers similar services to US-based clients.
30
| Subsidiary | Investment Managers | 30 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Sera Kim via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
Mackenzie Financial Corp.
 Mackenzie Financial Corp. Investment ManagersFinance Mackenzie Financial Corp. (dba Mackenzie Investments) is a Canadian asset management firm headquartered in Toronto, Ontario. The firm was founded in 1967 and is a direct subsidiary of Mackenzie, Inc., ultimately held by Power Corp. of Canada (TSE: POW). Mackenzie Investments provides discretionary investment advisory services to Canadian mutual funds, such as exchange-traded funds, Separately Managed Accounts, and one closed-end fund listed on the Toronto Stock Exchange. | Investment Managers | Portfolio Manager-Equities Sales & Marketing | |
TD Asset Management, Inc.
 TD Asset Management, Inc. Investment ManagersFinance TD Asset Management, Inc. (TDAM) is a Canadian investment management firm headquartered in Toronto, Ontario. The firm is a subsidiary of the Toronto-Dominion Bank (NYSE: TD), a Canadian chartered bank regulated by the Office of the Superintendent of Financial Institutions. Founded in 1987, TDAM provides discretionary investment management services to corporations, investment companies, pension funds/plans, endowments and foundations. | Investment Managers | Portfolio Manager-Equities Portfolio Manager-Equities | |
| CIPHER PHARMACEUTICALS INC. | Pharmaceuticals: Other | Corporate Officer/Principal | |
Solutelia LLC
 Solutelia LLC Telecommunications EquipmentElectronic Technology Solutelia LLC provides network management products and services. It provides benchmark testing, indoor and outdoor CW testing, voice over LTE/VoLTE testing, carrier aggregation testing, detailed site surveys design services, small cell design, DAS commissioning, and DAS optimization and acceptance services. The company was founded in 2003 and is headquartered in Aurora, CO. | Telecommunications Equipment | Chief Tech/Sci/R&D Officer | |
Scotia Capital, Inc.
 Scotia Capital, Inc. Investment ManagersFinance Founded in 1939, Scotia Capital, Inc. is a full-service financial services firm headquartered in Toronto, Ontario. The firm is a subsidiary of the Bank of Nova Scotia (NYSE: BNS) Their global operations are divided into two primary business units: (1) global corporate and investment banking and (2) global capital markets. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
| PLAYTECH PLC | Packaged Software | Director of Finance/CFO | |
| Rotman School of Management | College/University | Graduate Degree Masters Business Admin | |
| CAPSTONE INFRASTRUCTURE CORP | Alternative Power Generation | Chief Executive Officer | |
| LWP CAPITAL INC | Agricultural Commodities/Milling | Director/Board Member | |
Capstone Power Corp.
 Capstone Power Corp. Electric UtilitiesUtilities Capstone Power Corp. owns and operates renewable energy projects. The company was founded on February 15, 2014 and is headquartered in Toronto, Canada. | Electric Utilities | Chief Executive Officer | |
| UBS GROUP AG | Investment Managers | Director/Board Member | |
Morgan Stanley & Co. LLC
 Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| SNAITECH SPA | Casinos/Gaming | Director/Board Member | |
National Bank Financial, Inc.
 National Bank Financial, Inc. Investment ManagersFinance National Bank Financial, Inc. (NBF) is a Canadian mutual fund manager headquartered in Montréal, Quebec. The firm was founded in 1902 and is a direct subsidiary of National Bank Acquisition Holding, Inc., ultimately owned by National Bank of Canada (TSX: NA). NBF is an integrated firm that combines retail advisory and brokerage services with institutional brokerage, investment banking, corporate finance and securities clearing services for third parties. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
Goldman Sachs & Co. LLC
 Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
National Bank Financial, Inc. (Broker)
 National Bank Financial, Inc. (Broker) Investment Banks/BrokersFinance National Bank Financial, Inc. (Broker) (NBF-Broker) is the broker/dealer division of National Bank Financial, Inc., a Canadian mutual fund manager headquartered in Montréal, Quebec. The firm was founded in 1902 and is a direct subsidiary of National Bank Acquisition Holding, Inc., ultimately owned by National Bank of Canada (TSX: NA). NBF-Broker provides retail advisory and brokerage services with institutional brokerage, investment banking, corporate finance and securities clearing services for third parties. The firm has a substantial presence in all regions of Canada, as well as operations in the US and Europe. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Peters & Co. Ltd.
 Peters & Co. Ltd. Investment Banks/BrokersFinance Founded in 1971, Peters & Co. Ltd. is an independent, fully integrated investment firm headquartered in Calgary, Ontario. The firm specializes in investments in the Canadian oil and natural gas and oilfield services industries. They provides investment services to institutional investors and private clients. Peters & Co. employs their own trading group and performs specialized and comprehensive investment research. They are an active underwriter for, and financial advisor to, companies active in the Canadian energy industry. Peters & Co. is a member of the CIPF. | Investment Banks/Brokers | Comptroller/Controller/Auditor | |
TD Securities, Inc.
 TD Securities, Inc. Investment Banks/BrokersFinance TD Securities, Inc. is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm is a subsidiary of The Toronto-Dominion Bank (NYSE, TSE: TD). TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients. Their services also include the underwriting and distribution of new debt and equity issues, providing advice on strategic acquisitions and divestitures and executing daily trading and investment needs. The firm’s equity group provides research coverage of various sectors. Their fixed-income group provides a full range of underwriting sales and trading products for Canadian, US and European debt issuers and investors. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
RBC Dominion Securities, Inc.
 RBC Dominion Securities, Inc. Investment ManagersFinance RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients. | Investment Managers | Analyst-Fixed Income Corporate Officer/Principal Corporate Officer/Principal Analyst-Equity Economist | |
Credit Suisse Securities (Canada), Inc
 Credit Suisse Securities (Canada), Inc Investment Banks/BrokersFinance Credit Suisse Securities (Canada) Inc. is a broker/dealer headquartered in Toronto, Ontario with offices worldwide. The firm is a subsidiary of Credit Suisse Group (NYSE: CS). Their equity research equity group engages in a broad range of activities for investors including sales, trading, financing, prime brokerage and market-making in U.S. and international equity and equity related securities, options, futures, risk management and hedging products. Their activities cover both exchange-traded and over-the-counter traded securities, including American depositary receipts, restricted stocks, equity repurchases, block trade executions, program trading executions, equity derivatives and convertible securities. The fixed-income franchise operates as a single, unified platform that handles all fixed-income cash and derivative products. Products and services range from securitization and liability management transactions to sales and trading and superior research. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal | |
| University of Toronto | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree Masters Business Admin Masters Business Admin Undergraduate Degree Undergraduate Degree Graduate Degree Masters Business Admin Masters Business Admin Graduate Degree Doctorate Degree Graduate Degree Masters Business Admin Undergraduate Degree Graduate Degree Masters Business Admin | |
| University of Western Ontario | College/University | Masters Business Admin Masters Business Admin Undergraduate Degree Undergraduate Degree Undergraduate Degree Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| University of British Columbia | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Corporate Officer/Principal Masters Business Admin Graduate Degree Undergraduate Degree Graduate Degree | |
Guardian Capital Advisors LP
 Guardian Capital Advisors LP Investment ManagersFinance Guardian Capital Advisors LP (GCALP) is a Canadian wealth management firm headquartered in Toronto, Ontario. The firm was founded in 1999 and is a subsidiary of Guardian Partners Inc., which is owned by Guardian Capital Group Ltd. (TSX: GCG) (TSX: GCG.A). GCALP was created to specifically provide private wealth management for the company's high net worth clients. | Investment Managers | Portfolio Manager-Equities Director of Research - Equity Chief Executive Officer | |
| York University | College/University | Masters Business Admin Graduate Degree Undergraduate Degree | |
UBS Securities Canada, Inc.
 UBS Securities Canada, Inc. Investment Banks/BrokersFinance UBS Securities Canada, Inc. is a Canadian investment bank and securities firm headquartered in Toronto, Ontario. The firm is a subsidiary of UBS Holding Canada Ltd. and their ultimate parent is UBS AG (NYSE: UBS) in US. UBS Securities Canada provides execution services for their clients' orders. They consider factors such as price, size of the order, the potential for price improvement, the speed of execution, the certainty of execution, trading characteristics of the security, and the overall cost of the transaction when costs are passed on to clients. In addition, prevailing market conditions are taken into consideration when manually handling a client order, such as the direction of the market for the security, the depth of the posted market, the last sale price and volumes of previous trades, the size of the spread, and the liquidity of the security. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal Corporate Officer/Principal | |
Desjardins Securities, Inc.
 Desjardins Securities, Inc. Investment Banks/BrokersFinance Desjardins Securities, Inc. is the broker/dealer arm of the Desjardins Holding Financier, Inc., ultimately held by Le Mouvement des caisses Desjardins in Canada. Founded in 1991, the firm is headquartered in Montréal and has an additional office in Toronto. Desjardins Securities offers businesses and institutions with a complete range of securities brokerage products and services through its investment advisors and its Disnat Online Brokerage division. The firm is an approved participant on the Montreal Exchange and the Toronto Stock Exchange, as well as a participating member of the TSX Venture Exchange. In addition, Desjardins Securities is a member of both the Investment Industry Regulatory Organization of Canada (IIROC) and the Canadian Investor Protection Fund (CIPF). | Investment Banks/Brokers | Director of Research - Equity Analyst-Equity Analyst-Equity | |
| The Schulich School of Business | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| London Business School | College/University | Masters Business Admin Graduate Degree | |
Deloitte & Touche, Inc.
 Deloitte & Touche, Inc. Miscellaneous Commercial ServicesCommercial Services Part of Deloitte LLP (New York), Deloitte & Touche, Inc. provides accounting services. The company is based in Calgary, Canada. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| Richard Ivey School of Business | College/University | Masters Business Admin Masters Business Admin | |
| University of Windsor | College/University | Graduate Degree Masters Business Admin | |
| The University of Waterloo | College/University | Undergraduate Degree Graduate Degree | |
RBC Global Asset Management, Inc.
 RBC Global Asset Management, Inc. Investment ManagersFinance RBC Global Asset Management, Inc. (RBC GAM) is an investment advisor and mutual fund manager headquartered in Toronto, Ontario. They are an indirect, wholly-owned subsidiary of the Royal Bank of Canada (TSX, NYSE: RY). The firm was founded in 2008 following the merger of RBC Asset Management and Phillips, Hager & North Investment Management in Canada, together with the US-based institutional asset management company, RBC Global Asset Management (US). RBC GAM provides global investment management services and solutions to institutional, high-net-worth and individual investors through separate accounts, pooled funds, mutual funds, hedge funds, exchange-traded funds and specialty investment strategies. | Investment Managers | Portfolio Manager-Equities Head-Equity Investments | |
Abacus Private Equity Group Ltd.
 Abacus Private Equity Group Ltd. Investment ManagersFinance Abacus Private Equity Group Ltd (Abacus Private Equity) is a private equity firm subsidiary of Hillcore Group founded by Russell Negus in 1996. The firm is headquartered in Ontario, Canada. | Investment Managers | Private Equity Investor General Counsel | |
| McMaster University | College/University | Undergraduate Degree Graduate Degree | |
| NORTHSTAR GAMING HOLDINGS INC. | Industrial Conglomerates | Director/Board Member | |
| The University of North Carolina at Asheville | College/University | Undergraduate Degree | |
Polar Asset Management Partners, Inc.
 Polar Asset Management Partners, Inc. Investment ManagersFinance Polar Asset Management Partners, Inc. (Polar) is Canadian hedge fund manager headquartered in Toronto, Ontario. The firm was founded by J. Paul Sabourin in 1991 and is a subsidiary of Polar Financial Corp. Polar provides discretionary investment advice and management services to private investment funds, which may be organized as onshore or offshore limited partnerships or corporations, as well as separately managed accounts. | Investment Managers | Analyst-Equity | |
Quantum Leap Asset Management Ltd.
 Quantum Leap Asset Management Ltd. Investment ManagersFinance Quantum Leap Asset Management Ltd (Quantum Leap Asset Management) is a venture capital subsidiary of The Climate Change Infrastructure Corp founded in 1994. The firm is headquartered in Toronto, Canada. | Investment Managers | Private Equity Investor | |
Capstone Infrastructure Corp. (Private Equity)
 Capstone Infrastructure Corp. (Private Equity) Investment ManagersFinance Capstone Infrastructure Corp(private equity) (Capstone Infrastructure) is a private equity firm founded in 2010. The firm is headquartered in Toronto, Canada. | Investment Managers | Chief Executive Officer | |
Canucks Sports & Entertainment Corp.
 Canucks Sports & Entertainment Corp. Movies/EntertainmentConsumer Services Canucks Sports & entertainment owns and operates a sports team named the Vancouver Canucks which plays in the Northwest Division of the Western Conference of the National Hockey League (NHL). The company was founded in 1945. The company is located in Vancouver, British Columbia. | Movies/Entertainment | General Counsel | |
Iovate Health Sciences International, Inc.
 Iovate Health Sciences International, Inc. Medical DistributorsDistribution Services Iovate Health Sciences International, Inc. offers nutritional supplements products. It distributes its products through retailers, health clubs, grocery shops and health food stores. The company was founded in 1954 and is headquartered in Oakville, Canada. | Medical Distributors | Corporate Officer/Principal | |
Kerr Investment Holding Corp.
 Kerr Investment Holding Corp. Pharmaceuticals: OtherHealth Technology Kerr Investment Holding Corp. provides vitamins, medicinal and botanical products. The company is headquartered in Oakville, Canada. | Pharmaceuticals: Other | Corporate Officer/Principal | |
LifeCycle Capital Partners, Inc.
 LifeCycle Capital Partners, Inc. Investment ManagersFinance LifeCycle Capital Partners, Inc. provides investment advisory services. It offers services to various sectors such as information technology, engineering sciences, life sciences, pharmaceuticals and biotechnology. The company was founded by Paul Edward Thomas and Philip Brooks and is headquartered in Toronto, Canada. | Investment Managers | Founder |
Statistics
International
| Canada | 40 |
| United States | 6 |
| United Kingdom | 4 |
| Switzerland | 2 |
| Italy | 2 |
Sectoral
| Finance | 24 |
| Consumer Services | 15 |
| Utilities | 4 |
| Health Technology | 3 |
| Commercial Services | 3 |
Operational
| Director/Board Member | 135 |
| Corporate Officer/Principal | 128 |
| Undergraduate Degree | 100 |
| Portfolio Manager-Equities | 44 |
| Analyst-Equity | 42 |
Most connected contacts
| Insiders | |
|---|---|
| Seth Boro | 42 |
| Michael Doggett | 18 |
| Angelo G. Acconcia | 17 |
| Marko Kivisto | 11 |
| Chad Danard | 11 |
| George Mavroudis | 11 |
| Matthew Chatterton | 11 |
| Chris McGinnis | 11 |
| John Stetic | 10 |
| Shelly Rastogi | 10 |
| Manash Pratim Goswami | 10 |
| Jamie Blundell | 9 |
| Dominique Barker | 9 |
| Sanjay M. Joshi | 9 |
| Paul Graham McCracken | 9 |
- Stock Market
- Insiders
- Sera Kim
- Company connections
