Sean Michael Oye

Trading-Equity at Nicola Wealth Management Ltd.

Finance

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Profile

Mr. Sean M.
Oye, CFA, is a Portfolio Manager at Nicola Wealth Management Ltd (NWM).
He joined the firm in August 2006.
He primarily spends most of his time actively engaged in analyzing both Canadian & U.S.
equities; he is also the co-manager and trader of two of NWM's funds that extensively use derivative strategies.
He brings with him over 20 years experience working in the mutual fund, insurance, and banking industries; he also has experience working in the technology field as a technical analyst.
He graduated with a Bachelor of Commerce Degree (honors) from Thompson Rivers University and also holds both the CFP and CFA designations.

Sean Michael Oye active positions

Companies	Position	Start
Nicola Wealth Management Ltd. Nicola Wealth Management Ltd. Investment ManagersFinance Nicola Wealth Management Ltd. (Nicola Wealth) is a Canadian investment management firm headquartered in Vancouver, British Columbia. The firm was founded by John M. Nicola in 1994 as John Nicola Financial Group Ltd. They are a subsidiary of NWM Holdings Ltd., which is ultimately owned by Cementir Holding NV (BIT: CEM) in Italy. They provide bespoke wealth management and asset management services to affluent individuals, families, and institutions across Canada and the US. Nicola Wealth is a signatory of the United Nations? Principles for Responsible Investment (UNPRI).	Trading-Equity	2006-07-31

All active positions of Sean Michael Oye

Former positions of Sean Michael Oye

Companies	Position	End
RBC Capital Markets LLC (Investment Management) RBC Capital Markets LLC (Investment Management) Investment ManagersFinance RBC Capital Markets LLC (Investment Management) (RBC-IM) is the asset management division of RBC Capital Markets LLC, a broker/dealer headquartered in New York City. The firm is a subsidiary of RBC USA Holdco Corp., ultimately held by Royal Bank of Canada (NYSE, TSE: RY) in Canada. RBC-IM provides advisory services to individuals, foundations, endowments, employee benefit plans, trusts and estates, educational institutions, corporations, businesses, government entities and other entities.	Corporate Officer/Principal	2006-07-31

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Training of Sean Michael Oye

Thompson Rivers University

Undergraduate Degree

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Linked companies

Private companies	2
Nicola Wealth Management Ltd. Nicola Wealth Management Ltd. Investment ManagersFinance Nicola Wealth Management Ltd. (Nicola Wealth) is a Canadian investment management firm headquartered in Vancouver, British Columbia. The firm was founded by John M. Nicola in 1994 as John Nicola Financial Group Ltd. They are a subsidiary of NWM Holdings Ltd., which is ultimately owned by Cementir Holding NV (BIT: CEM) in Italy. They provide bespoke wealth management and asset management services to affluent individuals, families, and institutions across Canada and the US. Nicola Wealth is a signatory of the United Nations? Principles for Responsible Investment (UNPRI).	Finance
RBC Capital Markets LLC (Investment Management) RBC Capital Markets LLC (Investment Management) Investment ManagersFinance RBC Capital Markets LLC (Investment Management) (RBC-IM) is the asset management division of RBC Capital Markets LLC, a broker/dealer headquartered in New York City. The firm is a subsidiary of RBC USA Holdco Corp., ultimately held by Royal Bank of Canada (NYSE, TSE: RY) in Canada. RBC-IM provides advisory services to individuals, foundations, endowments, employee benefit plans, trusts and estates, educational institutions, corporations, businesses, government entities and other entities.	Finance