Scotte Carter
Profile
Mr. Scotte Carter is Senior Vice President-Taxable Fixed Income at E.
J.
De La Rosa & Co., Inc. Prior to joining De La Rosa in March 2007, he was a Senior Vice President with Wachovia Securities, and previous to that, a Senior Vice President with Jefferies & Co. He is a 20 year veteran of institutional sales with taxable products, and has extensive experience with U.S.
Treasury, agency and corporate debt.
Mr. Carter earned degrees in Finance and Marketing from the University of Denver, where he also minored in Economics and Statistics.
He is registered with the NASD and holds Series 6, 7 and 63 licenses.
Former positions of Scotte Carter
| Companies | Position | End |
|---|---|---|
| Wachovia Securities, Inc. | Corporate Officer/Principal | - |
Jefferies LLC
 Jefferies LLC Investment Banks/BrokersFinance Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia. | Corporate Officer/Principal | - |
E. J. De La Rosa & Co., Inc.
 E. J. De La Rosa & Co., Inc. Investment Banks/BrokersFinance E.J. De La Rosa & Co. is an investment bank, which helps cities, utilities, higher education institutions, and other non-profit businesses raise funds for capital projects. In addition to underwriting new bond issues, the firm sells and trades bonds in the secondary market. Their other services include capital planning, project development and post-closing. They were founded in 1989 and are located in Los Angeles. The firm is registered with the Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), and is a member of the Securities Investor Protection Corporation (SIPC). | Analyst-Fixed Income | - |
Training of Scotte Carter
| University of Denver | Undergraduate Degree |
Experiences
Positions held
Linked companies
| Private companies | 3 |
|---|---|
E. J. De La Rosa & Co., Inc.
E. J. De La Rosa & Co., Inc. Investment Banks/BrokersFinance E.J. De La Rosa & Co. is an investment bank, which helps cities, utilities, higher education institutions, and other non-profit businesses raise funds for capital projects. In addition to underwriting new bond issues, the firm sells and trades bonds in the secondary market. Their other services include capital planning, project development and post-closing. They were founded in 1989 and are located in Los Angeles. The firm is registered with the Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), and is a member of the Securities Investor Protection Corporation (SIPC). | Finance |
| Wachovia Securities, Inc. | Finance |
Jefferies LLC
Jefferies LLC Investment Banks/BrokersFinance Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia. | Finance |
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