Roberto Walter Roffo
Portfolio Manager-Equities at SWBC Investment Co.
Active connections
| Name | Gender | Age | Linked companies | Collaboration |
|---|---|---|---|---|
| Launny Steffens | M | 82 |
SMC Fixed Income Management LLC
 SMC Fixed Income Management LLC Investment ManagersFinance Founded in 2006, SMC Fixed Income Management LLC is a registered investment advisor located in West Windsor, New Jersey. The firm is a subsidiary of Spring Mountain Capital LP. They provide investment management services to mutual funds and managed accounts for high net-worth individuals. | 18 years |
| John Patrick Tuohy | M | - |
SWBC Investment Co.
 SWBC Investment Co. Investment ManagersFinance SWBC Investment Co. (SWBC) is a SEC-registered investment advisor headquartered in San Antonio, Texas. They are primarily owned by Southwest Business Corp. The firm provides investment advisory services to individuals, high net worth individuals, banking or thrift institutions, charitable organizations and corporations or other businesses. SWBC also provides discretionary investment management services to registered mutual funds and private pooled investment vehicles. | 9 years |
| Kenneth A. Jacob | M | 69 |
Merrill Lynch Investment Managers LP
 Merrill Lynch Investment Managers LP Investment ManagersFinance Part of BlackRock, Inc., Merrill Lynch Investment Managers LP is a private company that provides investment advisory services. The company is based in Plainsboro, NJ. | 27 years |
| Phil S. Gillespie | M | 60 |
Merrill Lynch Investment Managers LP
Merrill Lynch Investment Managers LP Investment ManagersFinance Part of BlackRock, Inc., Merrill Lynch Investment Managers LP is a private company that provides investment advisory services. The company is based in Plainsboro, NJ. | 26 years |
| Alice A. Pellegrino | F | 63 |
Merrill Lynch Investment Managers LP
Merrill Lynch Investment Managers LP Investment ManagersFinance Part of BlackRock, Inc., Merrill Lynch Investment Managers LP is a private company that provides investment advisory services. The company is based in Plainsboro, NJ. | 27 years |
| Michael R. Legros | M | 60 |
Merrill Lynch Investment Managers LP
Merrill Lynch Investment Managers LP Investment ManagersFinance Part of BlackRock, Inc., Merrill Lynch Investment Managers LP is a private company that provides investment advisory services. The company is based in Plainsboro, NJ. | 26 years |
Connections Chart
Multi-company connection
Former connections
| Name | Gender | Age | Linked companies | Collaboration |
|---|---|---|---|---|
| Vincent Ralph Giordano | M | 80 |
SMC Fixed Income Management LLC
SMC Fixed Income Management LLC Investment ManagersFinance Founded in 2006, SMC Fixed Income Management LLC is a registered investment advisor located in West Windsor, New Jersey. The firm is a subsidiary of Spring Mountain Capital LP. They provide investment management services to mutual funds and managed accounts for high net-worth individuals.
Claymore Securities, Inc.
 Claymore Securities, Inc. Investment ManagersFinance Founded in 2001 by David Hooten, Claymore Securities, Inc. is a registered investment advisor based in Lilse, Illinois with offices in Conshohocken, Pennsylvania and Princeton, New Jersey. The firm also does business as Claymore Advisors LLC. They are a subsidiary of the Claymore Group, Inc. The firm is a wholly-owned subsidiary of Guggenheim Capital LLC, a global, independent, privately-held, diversified financial services firm that, through their affiliates, provides investment management, investment advisory, insurance, investment banking and capital markets services. Guggenheim Capital is headquartered in Chicago and New York City with offices throughout the US, Europe and Asia. Claymore Securities provides investment management services to financial advisors and their clients.
Merrill Lynch Investment Managers LP
Merrill Lynch Investment Managers LP Investment ManagersFinance Part of BlackRock, Inc., Merrill Lynch Investment Managers LP is a private company that provides investment advisory services. The company is based in Plainsboro, NJ. | 16 years |
| Bob Doll | M | - |
Merrill Lynch Investment Managers LP
Merrill Lynch Investment Managers LP Investment ManagersFinance Part of BlackRock, Inc., Merrill Lynch Investment Managers LP is a private company that provides investment advisory services. The company is based in Plainsboro, NJ. | 7 years |
| Panayotis Sparaggis | M | - |
University of Massachusetts
| 5 years |
| Jean S. K. Lee | M | - |
University of Massachusetts
| 4 years |
| David Kratochvil | M | 58 |
Merrill Lynch Investment Managers LP
Merrill Lynch Investment Managers LP Investment ManagersFinance Part of BlackRock, Inc., Merrill Lynch Investment Managers LP is a private company that provides investment advisory services. The company is based in Plainsboro, NJ. | 2 years |
| Chuck G. Millington | M | - |
Claymore Securities, Inc.
Claymore Securities, Inc. Investment ManagersFinance Founded in 2001 by David Hooten, Claymore Securities, Inc. is a registered investment advisor based in Lilse, Illinois with offices in Conshohocken, Pennsylvania and Princeton, New Jersey. The firm also does business as Claymore Advisors LLC. They are a subsidiary of the Claymore Group, Inc. The firm is a wholly-owned subsidiary of Guggenheim Capital LLC, a global, independent, privately-held, diversified financial services firm that, through their affiliates, provides investment management, investment advisory, insurance, investment banking and capital markets services. Guggenheim Capital is headquartered in Chicago and New York City with offices throughout the US, Europe and Asia. Claymore Securities provides investment management services to financial advisors and their clients. | - |
| Diane C. Mooney | F | - |
Claymore Securities, Inc.
Claymore Securities, Inc. Investment ManagersFinance Founded in 2001 by David Hooten, Claymore Securities, Inc. is a registered investment advisor based in Lilse, Illinois with offices in Conshohocken, Pennsylvania and Princeton, New Jersey. The firm also does business as Claymore Advisors LLC. They are a subsidiary of the Claymore Group, Inc. The firm is a wholly-owned subsidiary of Guggenheim Capital LLC, a global, independent, privately-held, diversified financial services firm that, through their affiliates, provides investment management, investment advisory, insurance, investment banking and capital markets services. Guggenheim Capital is headquartered in Chicago and New York City with offices throughout the US, Europe and Asia. Claymore Securities provides investment management services to financial advisors and their clients. | - |
| Wayne Boulais | M | 60 |
University of Massachusetts
| 7 years |
| Christian William Magoon | M | - |
Claymore Securities, Inc.
Claymore Securities, Inc. Investment ManagersFinance Founded in 2001 by David Hooten, Claymore Securities, Inc. is a registered investment advisor based in Lilse, Illinois with offices in Conshohocken, Pennsylvania and Princeton, New Jersey. The firm also does business as Claymore Advisors LLC. They are a subsidiary of the Claymore Group, Inc. The firm is a wholly-owned subsidiary of Guggenheim Capital LLC, a global, independent, privately-held, diversified financial services firm that, through their affiliates, provides investment management, investment advisory, insurance, investment banking and capital markets services. Guggenheim Capital is headquartered in Chicago and New York City with offices throughout the US, Europe and Asia. Claymore Securities provides investment management services to financial advisors and their clients. | 6 years |
| Andy Bartlett | M | - |
University of Massachusetts
| 9 years |
| George Gregorio | M | 76 |
Claymore Securities, Inc.
Claymore Securities, Inc. Investment ManagersFinance Founded in 2001 by David Hooten, Claymore Securities, Inc. is a registered investment advisor based in Lilse, Illinois with offices in Conshohocken, Pennsylvania and Princeton, New Jersey. The firm also does business as Claymore Advisors LLC. They are a subsidiary of the Claymore Group, Inc. The firm is a wholly-owned subsidiary of Guggenheim Capital LLC, a global, independent, privately-held, diversified financial services firm that, through their affiliates, provides investment management, investment advisory, insurance, investment banking and capital markets services. Guggenheim Capital is headquartered in Chicago and New York City with offices throughout the US, Europe and Asia. Claymore Securities provides investment management services to financial advisors and their clients. | - |
| Jay M. Fife | M | 54 |
Merrill Lynch Investment Managers LP
Merrill Lynch Investment Managers LP Investment ManagersFinance Part of BlackRock, Inc., Merrill Lynch Investment Managers LP is a private company that provides investment advisory services. The company is based in Plainsboro, NJ. | 5 years |
| Arthur Tipton | M | 64 |
University of Massachusetts
| 3 years |
| Jeffrey B. Bernstein | M | 55 |
University of Massachusetts
| 4 years |
| Maggie M. Burke | F | - |
University of Massachusetts
| 4 years |
| Michael J. Hickey | M | - |
University of Massachusetts
| 4 years |
| Robin M. Johnson | F | - |
University of Massachusetts
| 1 years |
| Alex Yelensky | M | - |
University of Massachusetts
| 4 years |
| Matthew F. Sutton | M | - |
University of Massachusetts
| 4 years |
| Tony G. Grigonis | M | - |
Claymore Securities, Inc.
Claymore Securities, Inc. Investment ManagersFinance Founded in 2001 by David Hooten, Claymore Securities, Inc. is a registered investment advisor based in Lilse, Illinois with offices in Conshohocken, Pennsylvania and Princeton, New Jersey. The firm also does business as Claymore Advisors LLC. They are a subsidiary of the Claymore Group, Inc. The firm is a wholly-owned subsidiary of Guggenheim Capital LLC, a global, independent, privately-held, diversified financial services firm that, through their affiliates, provides investment management, investment advisory, insurance, investment banking and capital markets services. Guggenheim Capital is headquartered in Chicago and New York City with offices throughout the US, Europe and Asia. Claymore Securities provides investment management services to financial advisors and their clients. | 1 years |
| Ralph Axel | M | - |
University of Massachusetts
| 4 years |
| Prabuddha Biswas | M | 61 |
University of Massachusetts
| 3 years |
| Norman Smith | M | - |
University of Massachusetts
| 2 years |
| Hugh C. Welsh | M | 57 |
University of Massachusetts
| 4 years |
| Ethan Y. Ho | M | - |
University of Massachusetts
| 1 years |
| Michael Keohane | M | - |
University of Massachusetts
| 5 years |
| Timothy Robinson | M | - |
University of Massachusetts
| 4 years |
| Steve R. Pottle | M | - |
University of Massachusetts
| 4 years |
| Gary Hewes | M | - |
University of Massachusetts
| 4 years |
| Tonia Lee Kaminsky | F | 56 |
University of Massachusetts
| 4 years |
| Vince Prainito | M | - |
University of Massachusetts
| 4 years |
| Walter D. Karle | M | - |
University of Massachusetts
| 4 years |
| Carlos Patricio | M | - |
University of Massachusetts
| 4 years |
| Evan Turtz | M | 55 |
University of Massachusetts
| 4 years |
| Mitchell Petersen | M | - |
University of Massachusetts
| 4 years |
| Juan Iturregui | M | 59 |
University of Massachusetts
| 3 years |
| Mark Besharaty | M | - |
University of Massachusetts
| 4 years |
| Gina Tedesco | F | - |
University of Massachusetts
| 4 years |
| John Richard Pantanella | M | - |
University of Massachusetts
| 4 years |
| Xiao Hua Li | M | 62 |
University of Massachusetts
| 4 years |
| Xiao Ming Li | M | 66 |
University of Massachusetts
| 4 years |
| Dave Gatti | M | - |
University of Massachusetts
| 3 years |
| Güçlü Toker | M | 62 |
University of Massachusetts
| 4 years |
| Alexander Gomez | M | - |
University of Massachusetts
| 14 years |
| Daniel Ngai | M | - |
University of Massachusetts
| 4 years |
| Peter MacDougall | M | - |
University of Massachusetts
| 4 years |
| Eric Keisman | M | - |
University of Massachusetts
| 4 years |
| Sue Salvemini | F | - |
University of Massachusetts
| 4 years |
| Mitchell Boyarsky | M | - |
University of Massachusetts
| 4 years |
| Daniel J. Riccio | M | 61 |
University of Massachusetts
| 4 years |
| Alberto Pagan-Matos | M | - |
University of Massachusetts
| 4 years |
| Dennis Lanahan | M | - |
University of Massachusetts
| 4 years |
| Matthew Morse | M | 64 |
University of Massachusetts
| 4 years |
| Dayton Semerjian | M | 59 |
University of Massachusetts
| 5 years |
| Greg Zappin | M | - |
University of Massachusetts
| 4 years |
| Scott Sorochak | M | - |
University of Massachusetts
| 4 years |
| John W. Donovan | M | - |
University of Massachusetts
| 4 years |
| Rick M. Wynn | M | - |
University of Massachusetts
| 4 years |
| Langton Charles Garvin | M | - |
University of Massachusetts
| 5 years |
| Melanie Creagan Dreher | M | - |
University of Massachusetts
| 9 years |
| Michael Plisinski | M | 54 |
University of Massachusetts
| 4 years |
| Gordon Alan Johnson | M | - |
University of Massachusetts
| 4 years |
| Larry A. Miller | M | - |
University of Massachusetts
| 3 years |
| James H. Stewart | M | - |
University of Massachusetts
| 3 years |
| Susan Anne Curry | F | - |
University of Massachusetts
| 4 years |
| Mark Notkin | M | - |
University of Massachusetts
| 4 years |
| Bill Dowler | M | - |
University of Massachusetts
| 5 years |
| Kevin S. Delbridge | M | - |
University of Massachusetts
| 2 years |
| Simon Wu | M | - |
University of Massachusetts
| 2 years |
| Jody Simes | M | - |
University of Massachusetts
| 4 years |
| Mark Shawn Frank | M | 62 |
University of Massachusetts
| 1 years |
| Fershid A. Aspi | M | - |
University of Massachusetts
| 3 years |
| George J. Godfrey | M | - |
University of Massachusetts
| 4 years |
| Sean Nelen | M | - |
University of Massachusetts
| 3 years |
| Barry William Randall | M | 63 |
University of Massachusetts
| 4 years |
| William Field | M | - |
University of Massachusetts
| 4 years |
| Kyle Lorentzen | M | 58 |
University of Massachusetts
| 2 years |
| Ben W. Silver | M | - |
University of Massachusetts
| 4 years |
| Chuck Garabedian | M | - |
University of Massachusetts
| 4 years |
| David Marberger | M | 59 |
University of Massachusetts
| 4 years |
| Jeff Conway | M | - |
University of Massachusetts
| 4 years |
| John Schlichte | M | - |
University of Massachusetts
| 4 years |
| D. J. Shaughnessy | M | - |
University of Massachusetts
| 4 years |
| Anshu Jain | M | 61 |
University of Massachusetts
| 2 years |
| F. Shan McAdoo | M | - |
University of Massachusetts
| 4 years |
| Marcella Bradway | M | - |
University of Massachusetts
| 4 years |
| Adam M. Fox | M | - |
University of Massachusetts
| 4 years |
| Richard Peck | M | - |
University of Massachusetts
| 5 years |
| Jack A. Myers | M | - |
University of Massachusetts
| 4 years |
| Dirk Mahling | M | - |
University of Massachusetts
| 3 years |
| Boris Svetlichny | M | 63 |
University of Massachusetts
| 4 years |
| David Scott Dusenbury | M | - |
University of Massachusetts
| 4 years |
| Michael Sakala | M | 58 |
University of Massachusetts
| 4 years |
| Cranston Paull | M | - |
University of Massachusetts
| 8 years |
Statistics
| Country | Connections | % of total |
|---|---|---|
| United States | 100 | 100.00% |
Age of Connections
Active
Past
Male
Female
Members of the board
Executives
Origin of connections
- Stock Market
- Insiders
- Roberto Walter Roffo
- Personal Network
