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Rick Floress
Compliance Officer at Edge Capital Partners LLC
Profile
Richard Joseph Floress is currently working as the Chief Compliance Officer at Edge Capital Partners LLC.
Previously, he worked as an Administrative Manager at Credit Suisse and Prudential Securities Credit Corp.
LLC.
He also worked as a Member at Financial Industry Regulatory Authority, Inc. Mr. Floress completed his undergraduate degree from MidAmerica Nazarene University.
Rick Floress active positions
Companies | Position | Start |
---|---|---|
Edge Capital Partners LLC
![]() Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA. | Compliance Officer | - |
Former positions of Rick Floress
Companies | Position | End |
---|---|---|
Credit Suisse /Private Banking Division North America/ | Chief Administrative Officer | - |
Prudential Securities Credit Corp. LLC
![]() Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services. | Chief Administrative Officer | - |
Financial Industry Regulatory Authority, Inc.
![]() Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | - |
Training of Rick Floress
MidAmerica Nazarene University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 4 |
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Edge Capital Partners LLC
![]() Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA. | Finance |
Financial Industry Regulatory Authority, Inc.
![]() Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
Credit Suisse /Private Banking Division North America/ | Finance |
Prudential Securities Credit Corp. LLC
![]() Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services. | Finance |
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