Profile
Richard Eric Waks served as President & Chief Executive Officer at Heflin & Co. LLC from 2010 to 2011.
Prior to that, he was a Principal at Kidder Peabody and an Executive Vice President & Partner at Imperial Capital LLC.
Waks earned an undergraduate degree from State University of New York at Albany in 1980 and an MBA from the University of Michigan in 1982.
Former positions of Richard Eric Waks
| Companies | Position | End |
|---|---|---|
Heflin & Co. LLC
 Heflin & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Heflin & Co. LLC is a privately-held broker/dealer located in El Segundo, California with an additional office in Stamford, Connecticut. The firm executes transactions on behalf of institutional investors. Heflin & Co.'s research focuses on domestic equities. The firm clears on a fully-disclosed basis through Pershing LLC. | Director of Research - Equity | 2011-02-27 |
| Kidder Peabody | Corporate Officer/Principal | - |
Imperial Capital LLC /Management/
 Imperial Capital LLC /Management/ Financial ConglomeratesFinance Imperial Capital LLC is a private company based in Beverly Hills, CA. The company is led by management. | Corporate Officer/Principal | - |
Training of Richard Eric Waks
| State University of New York at Albany | Undergraduate Degree |
| University of Michigan | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
Heflin & Co. LLC
Heflin & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Heflin & Co. LLC is a privately-held broker/dealer located in El Segundo, California with an additional office in Stamford, Connecticut. The firm executes transactions on behalf of institutional investors. Heflin & Co.'s research focuses on domestic equities. The firm clears on a fully-disclosed basis through Pershing LLC. | Finance |
Imperial Capital LLC /Management/
Imperial Capital LLC /Management/ Financial ConglomeratesFinance Imperial Capital LLC is a private company based in Beverly Hills, CA. The company is led by management. | Finance |
| Kidder Peabody | Finance |
- Stock Market
- Insiders
- Richard Eric Waks
