Profile
Nicholas K.
Chen worked as a Trading Assistant at Regal Securities, Inc. and as an Associate Vice President of Equity Research at Alembic Global Advisors LLC.
He graduated from Colgate University with an undergraduate degree.
Former positions of Nicholas K. Chen
| Companies | Position | End |
|---|---|---|
Alembic Global Advisors LLC
 Alembic Global Advisors LLC Investment ManagersFinance Founded by Hassan Ahmed and Stephen Matthews, Alembic Global Advisors is an institutional research firm located in New York City. The firm focuses on the global chemicals sector. | Analyst-Equity | 2017-09-30 |
Regal Securities, Inc.
 Regal Securities, Inc. Investment Banks/BrokersFinance Founded in 1976 by George Bokios, Regal Securities, Inc. is an independent broker/dealer located in Glenview, Illinois. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. Regal provides full service custody functions, state-of-the-art technology and execution capabilities in all major markets for registered representatives, broker/dealers, registered investment advisor firms and independent investment advisor representatives through Regal Advisory Services, Inc. Regal employs multiple platforms for active day traders. Their three online brokerage divisions support a multitude of clients worldwide utilizing online trading of stocks, complex option strategies and mutual funds. Regal Securities is a member of the SIPC and FINRA. | Corporate Officer/Principal | - |
Training of Nicholas K. Chen
| Colgate University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 2 |
|---|---|
Alembic Global Advisors LLC
Alembic Global Advisors LLC Investment ManagersFinance Founded by Hassan Ahmed and Stephen Matthews, Alembic Global Advisors is an institutional research firm located in New York City. The firm focuses on the global chemicals sector. | Finance |
Regal Securities, Inc.
Regal Securities, Inc. Investment Banks/BrokersFinance Founded in 1976 by George Bokios, Regal Securities, Inc. is an independent broker/dealer located in Glenview, Illinois. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. Regal provides full service custody functions, state-of-the-art technology and execution capabilities in all major markets for registered representatives, broker/dealers, registered investment advisor firms and independent investment advisor representatives through Regal Advisory Services, Inc. Regal employs multiple platforms for active day traders. Their three online brokerage divisions support a multitude of clients worldwide utilizing online trading of stocks, complex option strategies and mutual funds. Regal Securities is a member of the SIPC and FINRA. | Finance |
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