Profile
Ms. Nancy K.
Dray is Compliance Manager at Spectrum Asset Management, Inc. Prior to joining Spectrum in 1987, she served as an Assistant Portfolio Manager with DBL Preferred Management, Inc. where her responsibilities included all back office operations.
Before DBL, she worked as a registered sales assistant for D.H.
Blair & Co and Executive and Corporate Services of Drexel Burnham Lambert, respectively (1981-1985).
Ms. Dray holds a BS from Plattsburgh State University, FINRA Series 7, 63 and 53 registrations and her NFA Series 3 registration.
Former positions of Nancy K. Dray
| Companies | Position | End |
|---|---|---|
| Drexel Burnham Lambert, Inc. | Corporate Officer/Principal | 1985-12-30 |
| D.H. Blair & Co., Inc. | Corporate Officer/Principal | - |
Spectrum Asset Management, Inc.
 Spectrum Asset Management, Inc. Investment ManagersFinance Spectrum Asset Management, Inc. (SAM) is an investment advisor headquartered in Stamford, Connecticut. The firm was founded in 1987 by Mark Lieb. In 2001, they were acquired by Principal Global Investors Holding Company (US) LLC (PGI), the asset management arm of The Principal Financial Group, Inc. (NYSE: PFG). SAM provides portfolio management services to registered mutual funds, private investment funds, foreign funds such as UCITS, sponsors of wrap account programs, corporate pension and profit–sharing plans, charitable institutions, insurance companies, foundations, endowments, and other US and international institutions. | Corporate Officer/Principal | - |
Training of Nancy K. Dray
| State University of New York College at Plattsburgh | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
Spectrum Asset Management, Inc.
Spectrum Asset Management, Inc. Investment ManagersFinance Spectrum Asset Management, Inc. (SAM) is an investment advisor headquartered in Stamford, Connecticut. The firm was founded in 1987 by Mark Lieb. In 2001, they were acquired by Principal Global Investors Holding Company (US) LLC (PGI), the asset management arm of The Principal Financial Group, Inc. (NYSE: PFG). SAM provides portfolio management services to registered mutual funds, private investment funds, foreign funds such as UCITS, sponsors of wrap account programs, corporate pension and profit–sharing plans, charitable institutions, insurance companies, foundations, endowments, and other US and international institutions. | Finance |
| D.H. Blair & Co., Inc. | |
| Drexel Burnham Lambert, Inc. | Process Industries |
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